Last checked at 14 May 2024 09:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 13 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | PURCHASES | 1,672,757 | 27.9900 GBP | 27.0000 GBP |
USD 0.54945 ordinary | SALES | 892,590 | 28.1050 GBP | 27.0700 GBP |
USD 0.54945 ordinary | PURCHASES | 857 | 32.2430 EUR | 31.5251 EUR |
USD 0.54945 ordinary | SALES | 320 | 32.3900 EUR | 32.0543 EUR |
USD 0.54945 ordinary | PURCHASES | 14,730 | 34.4902 USD | 34.4902 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 35,118 | 27.1099 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,948 | 27.1332 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,505 | 27.1335 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3,223 | 27.4670 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 367 | 27.4670 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 470 | 27.4739 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 172 | 27.7100 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 493 | 27.7163 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 88 | 27.7355 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 41,790 | 27.7779 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 19 | 27.8392 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1 | 31.8600 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 231 | 32.0550 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 23 | 32.3900 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 46,522 | 632.0774 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 23,962 | 634.3572 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 4,149 | 635.6361 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 560 | 637.5259 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 11,023 | 637.6538 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 14,493 | 638.3011 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 378 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 38,219 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 25,639 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,204 | 27.0904 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 14,730 | 27.4725 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1 | 27.5058 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 148 | 27.5251 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,427 | 27.5350 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,721 | 27.5819 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,640 | 27.6084 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 10,000 | 27.6084 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 25,479 | 27.6504 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 232 | 27.6678 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 773 | 27.7100 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 104 | 27.7157 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 5,253 | 27.7157 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 113 | 27.7157 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,186 | 27.7157 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,176 | 27.7617 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 34,302 | 27.8437 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 10,016 | 27.8900 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 65 | 31.5300 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 404 | 32.2430 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 6,828 | 628.9158 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 15,607 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 277 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 560 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 859 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,858 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 598 | 27.2153 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 39 | 27.2500 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 86 | 27.2600 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 113 | 27.2604 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 6,338 | 27.2928 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 13,662 | 27.4223 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 996 | 27.4306 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,181 | 27.4306 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 12,882 | 27.4403 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,130 | 27.4403 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,298 | 27.4562 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,770 | 27.4994 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,614 | 27.5328 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2 | 27.5335 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 9 | 27.5335 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,080 | 27.5335 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 10 | 27.5610 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,318 | 27.5819 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,799 | 27.6076 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 794 | 27.7037 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 722,409 | 27.7100 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 6,908 | 27.7286 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,447 | 27.8268 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,765 | 27.8436 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 152 | 31.5154 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 236 | 31.5300 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 24,626 | 628.9158 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 56 | 634.8384 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 41,635 | 635.5478 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 2,938 | 637.1501 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 10,440 | 638.5670 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,438 | 641.5789 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,690 | 642.0113 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 773 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 812 | 27.0700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 33,000 | 27.1083 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 4,882 | 27.1099 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,864 | 27.1155 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,092 | 27.3393 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,446 | 27.4124 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,240 | 27.4890 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,193 | 27.5155 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 153 | 27.5738 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 183 | 27.5738 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 10,633 | 27.5738 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,505 | 27.5738 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 372 | 27.5752 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 396 | 27.5831 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 567 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 32,476 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,558 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 475 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,874 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 10,830 | 27.6045 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 232 | 27.6664 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 57 | 27.7100 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 26,721 | 27.7163 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 408 | 27.7417 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 6 | 27.7808 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 5,642 | 27.8671 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 34,302 | 27.8676 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 65 | 32.0550 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 56 | 634.8384 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,941 | 637.5259 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,438 | 641.5791 ZAR |
USD 0.54945 ordinary | Constant Leverage Certificate (X4) | LONG | 180 | 20.9017 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (20) (ISIN | LONG | 150 | 9.0300 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (25) (ISIN | LONG | 1,050 | 2.8776 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 14 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.