Last checked at 19 Apr 2024 11:55
FORM 38.5(b) | |||||||
IRISH TAKEOVER PANEL | |||||||
OPENING POSITION DISCLOSURE/DEALING DISCLOSURE | |||||||
UNDER RULE 38.5(b) OF THE IRISH TAKEOVER | |||||||
PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED | |||||||
INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | IRISH RESIDENTIAL PROPERTIES REIT PLC | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected (Note 1) | IRISH RESIDENTIAL PROPERTIES REIT PLC | |||||
(d) | Date position held/dealing undertaken: | 18 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | No | |||||
2. | INTERESTS AND SHORT POSITIONS | ||||||
| Interests and short positions in the relevant securities of the offeror | ||||||
| or offeree to which the disclosure relates following the dealing (if any) (Note 2) | ||||||
Class of relevant security: |
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Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,359,333 | 0.82% | 665,992 | 0.13% | |||
(2) Cash-settled derivatives: | 530,673 | 0.10% | 4,278,351 | 0.81% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,890,006 | 0.92% | 4,944,343 | 0.93% | |||
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
€0.10 ordinary shares | Purchase | 186 | 0.9875 EUR | 0.9875 EUR | |||
€0.10 ordinary shares | Purchase | 1,232 | 0.9980 EUR | 0.9980 EUR | |||
€0.10 ordinary shares | Sale | 2,312 | 0.9922 EUR | 0.9922 EUR | |||
€0.10 ordinary shares | Sale | 8,434 | 0.9943 EUR | 0.9943 EUR | |||
€0.10 ordinary shares | Sale | 13,951 | 0.9931 EUR | 0.9931 EUR | |||
€0.10 ordinary shares | Sale | 20,170 | 0.9954 EUR | 0.9954 EUR | |||
€0.10 ordinary shares | Sale | 28,322 | 0.9957 EUR | 0.9957 EUR | |||
€0.10 ordinary shares | Sale | 50,000 | 0.9925 EUR | 0.9925 EUR | |||
€0.10 ordinary shares | Purchase | 103 | 0.9980 EUR | 0.9980 EUR | |||
€0.10 ordinary shares | Purchase | 137 | 0.9930 EUR | 0.9930 EUR | |||
€0.10 ordinary shares | Purchase | 2,072 | 0.9918 EUR | 0.9918 EUR | |||
€0.10 ordinary shares | Purchase | 3,100 | 0.9870 EUR | 0.9870 EUR | |||
€0.10 ordinary shares | Purchase | 27,000 | 0.9890 EUR | 0.9890 EUR | |||
€0.10 ordinary shares | Sale | 7,500 | 0.9850 EUR | 0.9850 EUR | |||
€0.10 ordinary shares | Sale | 27,000 | 0.9890 EUR | 0.9890 EUR | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
€0.10 ordinary shares | CFD | Long | 7,500 | 0.9849 EUR | |||
€0.10 ordinary shares | SWAP | Long | 8,434 | 0.9943 EUR | |||
€0.10 ordinary shares | CFD | Long | 13,951 | 0.9931 EUR | |||
€0.10 ordinary shares | SWAP | Long | 20,170 | 0.9954 EUR | |||
€0.10 ordinary shares | SWAP | Long | 28,322 | 0.9957 EUR | |||
€0.10 ordinary shares | SWAP | Long | 50,000 | 0.9925 EUR | |||
€0.10 ordinary shares | SWAP | Short | 186 | 0.9876 EUR | |||
€0.10 ordinary shares | SWAP | Short | 1,232 | 0.9980 EUR | |||
€0.10 ordinary shares | SWAP | Short | 3,100 | 0.9870 EUR | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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