14 Oct 2021 11:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 13 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | ENTAIN PLC |
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GVC HLDGS PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 594,051 | 0.15% | 467,667 | 0.12% | ||
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(2) | Cash-settled derivatives: |
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21,805 | 0.01% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,623,157 | 0.40% | ||
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| TOTAL: | 3,351,417 | 0.83% | 2,090,824 | 0.52% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.0001 class A common | Purchase | 6 | 49.8100 USD | ||||
| USD 0.0001 class A common | Purchase | 12 | 49.7950 USD | ||||
| USD 0.0001 class A common | Purchase | 16 | 49.9687 USD | ||||
| USD 0.0001 class A common | Purchase | 17 | 50.0400 USD | ||||
| USD 0.0001 class A common | Purchase | 18 | 49.8033 USD | ||||
| USD 0.0001 class A common | Purchase | 18 | 49.8416 USD | ||||
| USD 0.0001 class A common | Purchase | 18 | 49.8300 USD | ||||
| USD 0.0001 class A common | Purchase | 24 | 49.8275 USD | ||||
| USD 0.0001 class A common | Purchase | 30 | 49.8150 USD | ||||
| USD 0.0001 class A common | Purchase | 42 | 49.8192 USD | ||||
| USD 0.0001 class A common | Purchase | 44 | 49.9300 USD | ||||
| USD 0.0001 class A common | Purchase | 48 | 49.7987 USD | ||||
| USD 0.0001 class A common | Purchase | 48 | 49.9200 USD | ||||
| USD 0.0001 class A common | Purchase | 60 | 49.8445 USD | ||||
| USD 0.0001 class A common | Purchase | 72 | 49.8883 USD | ||||
| USD 0.0001 class A common | Purchase | 78 | 49.9350 USD | ||||
| USD 0.0001 class A common | Purchase | 96 | 49.9175 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 50.3000 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.8900 USD | ||||
| USD 0.0001 class A common | Purchase | 102 | 49.7800 USD | ||||
| USD 0.0001 class A common | Purchase | 106 | 49.9513 USD | ||||
| USD 0.0001 class A common | Purchase | 122 | 49.9627 USD | ||||
| USD 0.0001 class A common | Purchase | 138 | 50.0178 USD | ||||
| USD 0.0001 class A common | Purchase | 143 | 49.9349 USD | ||||
| USD 0.0001 class A common | Purchase | 191 | 50.0250 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 49.9550 USD | ||||
| USD 0.0001 class A common | Purchase | 240 | 49.9702 USD | ||||
| USD 0.0001 class A common | Purchase | 247 | 49.8830 USD | ||||
| USD 0.0001 class A common | Purchase | 272 | 49.9720 USD | ||||
| USD 0.0001 class A common | Purchase | 300 | 49.8666 USD | ||||
| USD 0.0001 class A common | Purchase | 306 | 49.9430 USD | ||||
| USD 0.0001 class A common | Purchase | 314 | 49.9214 USD | ||||
| USD 0.0001 class A common | Purchase | 360 | 49.9220 USD | ||||
| USD 0.0001 class A common | Purchase | 443 | 49.9269 USD | ||||
| USD 0.0001 class A common | Purchase | 774 | 50.0224 USD | ||||
| USD 0.0001 class A common | Purchase | 943 | 50.1078 USD | ||||
| USD 0.0001 class A common | Purchase | 1,023 | 49.7664 USD | ||||
| USD 0.0001 class A common | Purchase | 1,278 | 49.8975 USD | ||||
| USD 0.0001 class A common | Purchase | 1,745 | 49.9400 USD | ||||
| USD 0.0001 class A common | Purchase | 1,836 | 49.8525 USD | ||||
| USD 0.0001 class A common | Purchase | 2,976 | 49.6087 USD | ||||
| USD 0.0001 class A common | Purchase | 3,079 | 49.9821 USD | ||||
| USD 0.0001 class A common | Purchase | 3,800 | 49.9273 USD | ||||
| USD 0.0001 class A common | Purchase | 4,657 | 49.9429 USD | ||||
| USD 0.0001 class A common | Purchase | 4,784 | 49.9498 USD | ||||
| USD 0.0001 class A common | Purchase | 6,510 | 49.9010 USD | ||||
| USD 0.0001 class A common | Purchase | 12,794 | 49.8271 USD | ||||
| USD 0.0001 class A common | Purchase | 15,369 | 50.0235 USD | ||||
| USD 0.0001 class A common | Purchase | 16,688 | 49.9029 USD | ||||
| USD 0.0001 class A common | Purchase | 20,448 | 49.9354 USD | ||||
| USD 0.0001 class A common | Purchase | 20,937 | 49.8117 USD | ||||
| USD 0.0001 class A common | Purchase | 20,941 | 50.0166 USD | ||||
| USD 0.0001 class A common | Purchase | 22,866 | 49.8200 USD | ||||
| USD 0.0001 class A common | Purchase | 89,790 | 49.9058 USD | ||||
| USD 0.0001 class A common | Purchase | 137,434 | 49.8613 USD | ||||
| USD 0.0001 class A common | Sale | 1 | 50.0500 USD | ||||
| USD 0.0001 class A common | Sale | 5 | 50.0400 USD | ||||
| USD 0.0001 class A common | Sale | 9 | 49.7800 USD | ||||
| USD 0.0001 class A common | Sale | 17 | 49.7500 USD | ||||
| USD 0.0001 class A common | Sale | 75 | 49.9500 USD | ||||
| USD 0.0001 class A common | Sale | 78 | 49.9350 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 50.0600 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.8050 USD | ||||
| USD 0.0001 class A common | Sale | 140 | 49.9828 USD | ||||
| USD 0.0001 class A common | Sale | 184 | 49.7507 USD | ||||
| USD 0.0001 class A common | Sale | 191 | 50.0250 USD | ||||
| USD 0.0001 class A common | Sale | 194 | 49.7900 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.8850 USD | ||||
| USD 0.0001 class A common | Sale | 300 | 49.7750 USD | ||||
| USD 0.0001 class A common | Sale | 300 | 50.0300 USD | ||||
| USD 0.0001 class A common | Sale | 308 | 49.7902 USD | ||||
| USD 0.0001 class A common | Sale | 351 | 49.8993 USD | ||||
| USD 0.0001 class A common | Sale | 396 | 49.8181 USD | ||||
| USD 0.0001 class A common | Sale | 438 | 50.0244 USD | ||||
| USD 0.0001 class A common | Sale | 465 | 49.8350 USD | ||||
| USD 0.0001 class A common | Sale | 500 | 49.8680 USD | ||||
| USD 0.0001 class A common | Sale | 511 | 49.8267 USD | ||||
| USD 0.0001 class A common | Sale | 580 | 49.8817 USD | ||||
| USD 0.0001 class A common | Sale | 798 | 49.8924 USD | ||||
| USD 0.0001 class A common | Sale | 860 | 49.8211 USD | ||||
| USD 0.0001 class A common | Sale | 914 | 49.7652 USD | ||||
| USD 0.0001 class A common | Sale | 1,282 | 49.8556 USD | ||||
| USD 0.0001 class A common | Sale | 1,600 | 50.0331 USD | ||||
| USD 0.0001 class A common | Sale | 1,761 | 49.7928 USD | ||||
| USD 0.0001 class A common | Sale | 2,001 | 49.8970 USD | ||||
| USD 0.0001 class A common | Sale | 3,871 | 49.8670 USD | ||||
| USD 0.0001 class A common | Sale | 4,248 | 49.7308 USD | ||||
| USD 0.0001 class A common | Sale | 5,269 | 49.8479 USD | ||||
| USD 0.0001 class A common | Sale | 5,684 | 49.8054 USD | ||||
| USD 0.0001 class A common | Sale | 7,082 | 49.9550 USD | ||||
| USD 0.0001 class A common | Sale | 7,225 | 50.1080 USD | ||||
| USD 0.0001 class A common | Sale | 7,600 | 49.9273 USD | ||||
| USD 0.0001 class A common | Sale | 8,094 | 49.9916 USD | ||||
| USD 0.0001 class A common | Sale | 8,399 | 49.9767 USD | ||||
| USD 0.0001 class A common | Sale | 9,756 | 49.8681 USD | ||||
| USD 0.0001 class A common | Sale | 12,573 | 50.0433 USD | ||||
| USD 0.0001 class A common | Sale | 12,675 | 49.8388 USD | ||||
| USD 0.0001 class A common | Sale | 14,313 | 50.0196 USD | ||||
| USD 0.0001 class A common | Sale | 15,953 | 49.8268 USD | ||||
| USD 0.0001 class A common | Sale | 18,006 | 49.8371 USD | ||||
| USD 0.0001 class A common | Sale | 20,871 | 49.8117 USD | ||||
| USD 0.0001 class A common | Sale | 39,640 | 49.8200 USD | ||||
| USD 0.0001 class A common | Sale | 76,527 | 49.8568 USD | ||||
| USD 0.0001 class A common | Sale | 116,658 | 49.9080 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 14 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price |
| date | |
| relevant |
| selling, | securities | per unit |
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| security |
| varying etc | to which |
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| option |
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| USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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