27 Oct 2021 11:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 26 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
GVC HLDGS PLC | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 574,326 | 0.14% | 319,441 | 0.08% | ||
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(2) | Cash-settled derivatives: |
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16,877 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,534,295 | 0.62% | 1,295,030 | 0.32% | ||
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| TOTAL: | 3,125,498 | 0.77% | 1,614,471 | 0.40% | ||
| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,361,000 | 0.34% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,361,000 | 0.34% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
security |
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| securities |
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| |
Convertible Bond | Purchase | 1,228,000 | 89.6094 USD | ||||
Convertible Bond | Sale | 1,228,000 | 89.6094 USD | ||||
USD 0.0001 class A common | Purchase | 10 | 50.5000 USD | ||||
USD 0.0001 class A common | Purchase | 20 | 50.2500 USD | ||||
USD 0.0001 class A common | Purchase | 37 | 50.0350 USD | ||||
USD 0.0001 class A common | Purchase | 42 | 48.9300 USD | ||||
USD 0.0001 class A common | Purchase | 50 | 50.0000 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 48.9000 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 50.2880 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 50.2800 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 49.9000 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 49.8600 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 49.4600 USD | ||||
USD 0.0001 class A common | Purchase | 175 | 49.3828 USD | ||||
USD 0.0001 class A common | Purchase | 190 | 48.9310 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.8875 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 48.8000 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.2750 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 50.0200 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.9125 USD | ||||
USD 0.0001 class A common | Purchase | 210 | 49.4598 USD | ||||
USD 0.0001 class A common | Purchase | 210 | 48.9207 USD | ||||
USD 0.0001 class A common | Purchase | 248 | 49.9040 USD | ||||
USD 0.0001 class A common | Purchase | 264 | 49.8889 USD | ||||
USD 0.0001 class A common | Purchase | 336 | 49.9072 USD | ||||
USD 0.0001 class A common | Purchase | 400 | 49.8850 USD | ||||
USD 0.0001 class A common | Purchase | 400 | 49.8425 USD | ||||
USD 0.0001 class A common | Purchase | 406 | 49.4428 USD | ||||
USD 0.0001 class A common | Purchase | 500 | 50.3000 USD | ||||
USD 0.0001 class A common | Purchase | 500 | 49.9100 USD | ||||
USD 0.0001 class A common | Purchase | 528 | 48.7500 USD | ||||
USD 0.0001 class A common | Purchase | 636 | 49.9021 USD | ||||
USD 0.0001 class A common | Purchase | 648 | 48.8939 USD | ||||
USD 0.0001 class A common | Purchase | 1,073 | 49.4777 USD | ||||
USD 0.0001 class A common | Purchase | 1,452 | 49.9069 USD | ||||
USD 0.0001 class A common | Purchase | 1,497 | 49.2560 USD | ||||
USD 0.0001 class A common | Purchase | 1,900 | 48.9714 USD | ||||
USD 0.0001 class A common | Purchase | 1,976 | 48.7508 USD | ||||
USD 0.0001 class A common | Purchase | 3,464 | 49.9207 USD | ||||
USD 0.0001 class A common | Purchase | 3,464 | 49.9300 USD | ||||
USD 0.0001 class A common | Purchase | 4,133 | 48.9186 USD | ||||
USD 0.0001 class A common | Purchase | 4,984 | 48.9574 USD | ||||
USD 0.0001 class A common | Purchase | 5,093 | 48.8159 USD | ||||
USD 0.0001 class A common | Purchase | 5,345 | 48.9389 USD | ||||
USD 0.0001 class A common | Purchase | 6,399 | 48.9433 USD | ||||
USD 0.0001 class A common | Purchase | 6,405 | 48.9494 USD | ||||
USD 0.0001 class A common | Purchase | 6,547 | 48.9247 USD | ||||
USD 0.0001 class A common | Purchase | 7,238 | 48.8766 USD | ||||
USD 0.0001 class A common | Purchase | 7,878 | 48.9394 USD | ||||
USD 0.0001 class A common | Purchase | 8,920 | 48.7879 USD | ||||
USD 0.0001 class A common | Purchase | 9,153 | 49.8048 USD | ||||
USD 0.0001 class A common | Purchase | 9,238 | 48.8666 USD | ||||
USD 0.0001 class A common | Purchase | 10,150 | 49.4465 USD | ||||
USD 0.0001 class A common | Purchase | 10,994 | 49.3247 USD | ||||
USD 0.0001 class A common | Purchase | 11,333 | 50.1104 USD | ||||
USD 0.0001 class A common | Purchase | 12,833 | 49.4507 USD | ||||
USD 0.0001 class A common | Purchase | 13,700 | 48.7900 USD | ||||
USD 0.0001 class A common | Purchase | 13,845 | 49.3792 USD | ||||
USD 0.0001 class A common | Purchase | 14,705 | 49.3236 USD | ||||
USD 0.0001 class A common | Purchase | 24,440 | 49.0352 USD | ||||
USD 0.0001 class A common | Purchase | 43,907 | 49.2446 USD | ||||
USD 0.0001 class A common | Purchase | 49,415 | 49.2958 USD | ||||
USD 0.0001 class A common | Purchase | 69,852 | 49.3693 USD | ||||
USD 0.0001 class A common | Purchase | 92,860 | 49.3318 USD | ||||
USD 0.0001 class A common | Purchase | 104,473 | 48.8697 USD | ||||
USD 0.0001 class A common | Purchase | 117,043 | 49.4367 USD | ||||
USD 0.0001 class A common | Purchase | 124,561 | 49.1786 USD | ||||
USD 0.0001 class A common | Sale | 7 | 49.6042 USD | ||||
USD 0.0001 class A common | Sale | 12 | 48.7300 USD | ||||
USD 0.0001 class A common | Sale | 14 | 48.7150 USD | ||||
USD 0.0001 class A common | Sale | 14 | 48.7050 USD | ||||
USD 0.0001 class A common | Sale | 42 | 48.7133 USD | ||||
USD 0.0001 class A common | Sale | 50 | 49.8100 USD | ||||
USD 0.0001 class A common | Sale | 64 | 49.1910 USD | ||||
USD 0.0001 class A common | Sale | 68 | 48.7100 USD | ||||
USD 0.0001 class A common | Sale | 100 | 49.1900 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.7200 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.7400 USD | ||||
USD 0.0001 class A common | Sale | 100 | 49.8600 USD | ||||
USD 0.0001 class A common | Sale | 146 | 48.7536 USD | ||||
USD 0.0001 class A common | Sale | 147 | 50.0564 USD | ||||
USD 0.0001 class A common | Sale | 169 | 49.1685 USD | ||||
USD 0.0001 class A common | Sale | 200 | 48.7800 USD | ||||
USD 0.0001 class A common | Sale | 200 | 48.8000 USD | ||||
USD 0.0001 class A common | Sale | 200 | 48.7475 USD | ||||
USD 0.0001 class A common | Sale | 223 | 49.9033 USD | ||||
USD 0.0001 class A common | Sale | 300 | 48.7333 USD | ||||
USD 0.0001 class A common | Sale | 335 | 49.7406 USD | ||||
USD 0.0001 class A common | Sale | 475 | 49.6773 USD | ||||
USD 0.0001 class A common | Sale | 500 | 48.7080 USD | ||||
USD 0.0001 class A common | Sale | 592 | 49.0278 USD | ||||
USD 0.0001 class A common | Sale | 600 | 48.9241 USD | ||||
USD 0.0001 class A common | Sale | 618 | 48.7388 USD | ||||
USD 0.0001 class A common | Sale | 632 | 48.9028 USD | ||||
USD 0.0001 class A common | Sale | 639 | 48.7500 USD | ||||
USD 0.0001 class A common | Sale | 648 | 48.8939 USD | ||||
USD 0.0001 class A common | Sale | 799 | 48.9220 USD | ||||
USD 0.0001 class A common | Sale | 811 | 48.9439 USD | ||||
USD 0.0001 class A common | Sale | 914 | 48.8224 USD | ||||
USD 0.0001 class A common | Sale | 945 | 49.1453 USD | ||||
USD 0.0001 class A common | Sale | 992 | 48.8952 USD | ||||
USD 0.0001 class A common | Sale | 997 | 48.7645 USD | ||||
USD 0.0001 class A common | Sale | 1,043 | 48.9031 USD | ||||
USD 0.0001 class A common | Sale | 1,084 | 49.5996 USD | ||||
USD 0.0001 class A common | Sale | 1,134 | 49.1043 USD | ||||
USD 0.0001 class A common | Sale | 1,258 | 48.7544 USD | ||||
USD 0.0001 class A common | Sale | 1,264 | 48.9024 USD | ||||
USD 0.0001 class A common | Sale | 1,292 | 48.7830 USD | ||||
USD 0.0001 class A common | Sale | 1,301 | 49.0583 USD | ||||
USD 0.0001 class A common | Sale | 1,717 | 48.8791 USD | ||||
USD 0.0001 class A common | Sale | 2,119 | 49.2296 USD | ||||
USD 0.0001 class A common | Sale | 2,188 | 49.5200 USD | ||||
USD 0.0001 class A common | Sale | 3,008 | 48.8534 USD | ||||
USD 0.0001 class A common | Sale | 3,464 | 49.9207 USD | ||||
USD 0.0001 class A common | Sale | 4,149 | 49.7691 USD | ||||
USD 0.0001 class A common | Sale | 8,125 | 48.7565 USD | ||||
USD 0.0001 class A common | Sale | 11,333 | 50.1104 USD | ||||
USD 0.0001 class A common | Sale | 13,700 | 48.7900 USD | ||||
USD 0.0001 class A common | Sale | 30,614 | 49.3691 USD | ||||
USD 0.0001 class A common | Sale | 32,182 | 49.4348 USD | ||||
USD 0.0001 class A common | Sale | 36,855 | 49.9080 USD | ||||
USD 0.0001 class A common | Sale | 52,439 | 49.2508 USD | ||||
USD 0.0001 class A common | Sale | 60,238 | 49.2738 USD | ||||
USD 0.0001 class A common | Sale | 73,671 | 49.3482 USD | ||||
USD 0.0001 class A common | Sale | 73,755 | 49.2929 USD | ||||
USD 0.0001 class A common | Sale | 77,520 | 49.2129 USD | ||||
USD 0.0001 class A common | Sale | 95,525 | 49.4064 USD | ||||
USD 0.0001 class A common | Sale | 96,513 | 48.9475 USD | ||||
USD 0.0001 class A common | Sale | 128,708 | 48.8650 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 27 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price |
| date | |
| relevant |
| selling, | securities | per unit |
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| security |
| varying etc | to which |
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| option |
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| relates |
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| USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -52,500 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 206,222 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,210 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 275,033 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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