13 Oct 2021 11:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 12 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
GVC HLDGS PLC | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 623,176 | 0.15% | 515,788 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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21,805 | 0.01% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,623,157 | 0.40% | ||
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| TOTAL: | 3,380,542 | 0.83% | 2,138,945 | 0.53% | ||
| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.0001 class A common | Purchase | 3 | 49.1900 USD | ||||
| USD 0.0001 class A common | Purchase | 6 | 49.4600 USD | ||||
| USD 0.0001 class A common | Purchase | 8 | 49.4800 USD | ||||
| USD 0.0001 class A common | Purchase | 14 | 49.2350 USD | ||||
| USD 0.0001 class A common | Purchase | 16 | 49.1475 USD | ||||
| USD 0.0001 class A common | Purchase | 31 | 49.1420 USD | ||||
| USD 0.0001 class A common | Purchase | 37 | 49.1137 USD | ||||
| USD 0.0001 class A common | Purchase | 41 | 49.0700 USD | ||||
| USD 0.0001 class A common | Purchase | 48 | 49.1100 USD | ||||
| USD 0.0001 class A common | Purchase | 78 | 49.1404 USD | ||||
| USD 0.0001 class A common | Purchase | 79 | 49.1373 USD | ||||
| USD 0.0001 class A common | Purchase | 82 | 49.1400 USD | ||||
| USD 0.0001 class A common | Purchase | 88 | 49.1006 USD | ||||
| USD 0.0001 class A common | Purchase | 92 | 49.0845 USD | ||||
| USD 0.0001 class A common | Purchase | 101 | 49.1933 USD | ||||
| USD 0.0001 class A common | Purchase | 132 | 48.8600 USD | ||||
| USD 0.0001 class A common | Purchase | 228 | 49.1290 USD | ||||
| USD 0.0001 class A common | Purchase | 354 | 49.3700 USD | ||||
| USD 0.0001 class A common | Purchase | 400 | 49.1025 USD | ||||
| USD 0.0001 class A common | Purchase | 600 | 48.5600 USD | ||||
| USD 0.0001 class A common | Purchase | 900 | 49.1022 USD | ||||
| USD 0.0001 class A common | Purchase | 1,075 | 49.2544 USD | ||||
| USD 0.0001 class A common | Purchase | 1,089 | 49.0911 USD | ||||
| USD 0.0001 class A common | Purchase | 1,500 | 49.0400 USD | ||||
| USD 0.0001 class A common | Purchase | 1,667 | 49.2772 USD | ||||
| USD 0.0001 class A common | Purchase | 2,243 | 49.3976 USD | ||||
| USD 0.0001 class A common | Purchase | 2,700 | 49.3214 USD | ||||
| USD 0.0001 class A common | Purchase | 3,244 | 49.3937 USD | ||||
| USD 0.0001 class A common | Purchase | 3,335 | 49.1878 USD | ||||
| USD 0.0001 class A common | Purchase | 4,553 | 49.2964 USD | ||||
| USD 0.0001 class A common | Purchase | 5,958 | 48.8464 USD | ||||
| USD 0.0001 class A common | Purchase | 7,012 | 48.9400 USD | ||||
| USD 0.0001 class A common | Purchase | 7,049 | 49.3887 USD | ||||
| USD 0.0001 class A common | Purchase | 7,137 | 49.3118 USD | ||||
| USD 0.0001 class A common | Purchase | 10,308 | 49.2277 USD | ||||
| USD 0.0001 class A common | Purchase | 11,205 | 49.1104 USD | ||||
| USD 0.0001 class A common | Purchase | 12,686 | 49.1521 USD | ||||
| USD 0.0001 class A common | Purchase | 18,934 | 48.8281 USD | ||||
| USD 0.0001 class A common | Purchase | 46,169 | 49.1628 USD | ||||
| USD 0.0001 class A common | Purchase | 82,887 | 49.2103 USD | ||||
| USD 0.0001 class A common | Sale | 2 | 49.2550 USD | ||||
| USD 0.0001 class A common | Sale | 3 | 49.2366 USD | ||||
| USD 0.0001 class A common | Sale | 9 | 49.1700 USD | ||||
| USD 0.0001 class A common | Sale | 10 | 49.2630 USD | ||||
| USD 0.0001 class A common | Sale | 15 | 49.2420 USD | ||||
| USD 0.0001 class A common | Sale | 15 | 49.2073 USD | ||||
| USD 0.0001 class A common | Sale | 20 | 49.1100 USD | ||||
| USD 0.0001 class A common | Sale | 22 | 49.1600 USD | ||||
| USD 0.0001 class A common | Sale | 29 | 49.1872 USD | ||||
| USD 0.0001 class A common | Sale | 41 | 49.0900 USD | ||||
| USD 0.0001 class A common | Sale | 43 | 48.6900 USD | ||||
| USD 0.0001 class A common | Sale | 52 | 49.2541 USD | ||||
| USD 0.0001 class A common | Sale | 55 | 48.9290 USD | ||||
| USD 0.0001 class A common | Sale | 55 | 48.7200 USD | ||||
| USD 0.0001 class A common | Sale | 58 | 49.2475 USD | ||||
| USD 0.0001 class A common | Sale | 61 | 49.2236 USD | ||||
| USD 0.0001 class A common | Sale | 86 | 49.2755 USD | ||||
| USD 0.0001 class A common | Sale | 96 | 49.0700 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.0800 USD | ||||
| USD 0.0001 class A common | Sale | 119 | 49.1968 USD | ||||
| USD 0.0001 class A common | Sale | 189 | 48.9412 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.2150 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.4900 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.6150 USD | ||||
| USD 0.0001 class A common | Sale | 201 | 49.3952 USD | ||||
| USD 0.0001 class A common | Sale | 201 | 49.1858 USD | ||||
| USD 0.0001 class A common | Sale | 235 | 49.3655 USD | ||||
| USD 0.0001 class A common | Sale | 291 | 48.8388 USD | ||||
| USD 0.0001 class A common | Sale | 304 | 49.2982 USD | ||||
| USD 0.0001 class A common | Sale | 354 | 49.3700 USD | ||||
| USD 0.0001 class A common | Sale | 400 | 49.2625 USD | ||||
| USD 0.0001 class A common | Sale | 400 | 49.1825 USD | ||||
| USD 0.0001 class A common | Sale | 500 | 49.1260 USD | ||||
| USD 0.0001 class A common | Sale | 500 | 49.2300 USD | ||||
| USD 0.0001 class A common | Sale | 570 | 49.1437 USD | ||||
| USD 0.0001 class A common | Sale | 600 | 48.5600 USD | ||||
| USD 0.0001 class A common | Sale | 600 | 49.4383 USD | ||||
| USD 0.0001 class A common | Sale | 600 | 49.3400 USD | ||||
| USD 0.0001 class A common | Sale | 712 | 49.1183 USD | ||||
| USD 0.0001 class A common | Sale | 727 | 49.0183 USD | ||||
| USD 0.0001 class A common | Sale | 800 | 49.1225 USD | ||||
| USD 0.0001 class A common | Sale | 902 | 49.3999 USD | ||||
| USD 0.0001 class A common | Sale | 925 | 49.2086 USD | ||||
| USD 0.0001 class A common | Sale | 1,000 | 49.2970 USD | ||||
| USD 0.0001 class A common | Sale | 1,352 | 49.1734 USD | ||||
| USD 0.0001 class A common | Sale | 1,500 | 49.0400 USD | ||||
| USD 0.0001 class A common | Sale | 2,567 | 49.4149 USD | ||||
| USD 0.0001 class A common | Sale | 2,727 | 49.1435 USD | ||||
| USD 0.0001 class A common | Sale | 3,337 | 49.2984 USD | ||||
| USD 0.0001 class A common | Sale | 4,261 | 49.1308 USD | ||||
| USD 0.0001 class A common | Sale | 4,507 | 49.2558 USD | ||||
| USD 0.0001 class A common | Sale | 4,843 | 49.0239 USD | ||||
| USD 0.0001 class A common | Sale | 5,333 | 49.1329 USD | ||||
| USD 0.0001 class A common | Sale | 5,647 | 49.3117 USD | ||||
| USD 0.0001 class A common | Sale | 6,150 | 48.9598 USD | ||||
| USD 0.0001 class A common | Sale | 6,249 | 49.3807 USD | ||||
| USD 0.0001 class A common | Sale | 6,268 | 49.2000 USD | ||||
| USD 0.0001 class A common | Sale | 7,644 | 49.2392 USD | ||||
| USD 0.0001 class A common | Sale | 8,720 | 48.9400 USD | ||||
| USD 0.0001 class A common | Sale | 21,609 | 48.8446 USD | ||||
| USD 0.0001 class A common | Sale | 24,684 | 49.2966 USD | ||||
| USD 0.0001 class A common | Sale | 30,894 | 49.1803 USD | ||||
| USD 0.0001 class A common | Sale | 71,747 | 49.1813 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 13 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price |
| date | |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| option |
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| relates |
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USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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