5 Feb 2013 10:05

Form TR-1 with annex. FSA Version 2.1 updated April 2007
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For filings with the FSA include the annex For filings with issuer exclude the annex |
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TR-1: Notifications of Major Interests in Shares |
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 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |  Close Brothers Group plc | ||||||||
 2. Reason for notification (yes/no) | |||||||||
 An acquisition or disposal of voting rights |  X | ||||||||
 An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||
 An event changing the breakdown of voting rights | |||||||||
 Other (please specify) |
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 3. Full name of person(s) subject to notification obligation: |  Caledonia Investments plc | ||||||||
 4. Full name of shareholder(s) (if different from 3): | |||||||||
 5. Date of transaction (and date on which the threshold is crossed or reached if different): |  31 January 2013 | ||||||||
 6. Date on which issuer notified: |  04 February 2013 | ||||||||
 7. Threshold(s) that is/are crossed or reached: |  7% | ||||||||
8: Notified Details | Â | ||||||||
A: Voting rights attached to shares  |  | ||||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | Â | ||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | Â | ||||
 Direct |  Indirect |  Direct |  Indirect |  | |||||
 GB0007668071 10,407,703 10,407,703 10,304,028 10,304,028 6.98% Ordinary 25p shares  |  | ||||||||
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B: Financial Instruments  | |||||||
Resulting situation after the triggering transaction  | |||||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights | |||
  | |||||||
Total (A+B) Â | |||||||
Number of voting rights | Percentage of voting rights | ||||||
 10,304,028 |  6.98% | ||||||
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: | |||||||
Proxy Voting: Â | |||||||
10. Name of proxy holder: Â | |||||||
11. Number of voting rights proxy holder will cease to hold: Â | |||||||
12. Date on which proxy holder will cease to hold voting rights: Â | |||||||
13. Additional information: Â | None | ||||||
14 Contact name:  | John Hudspith  | ||||||
15. Contact telephone name: Â | 020 7655 3425 | ||||||
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For notes on how to complete form TR-1 please see the FSA website.
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