3 Dec 2015 15:53
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,241,951 | 23.7900 EUR | 23.4033 EUR |
EUR 0.07 A ordinary | SALES | 1,169,458 | 23.7900 EUR | 23.4450 EUR |
EUR 0.07 A ordinary | PURCHASES | 197,272 | 16.5550 GBP | 16.3900 GBP |
EUR 0.07 A ordinary | SALES | 235,841 | 16.5700 GBP | 16.3900 GBP |
EUR 0.07 B ordinary | PURCHASES | 4,756 | 23.8900 EUR | 23.6800 EUR |
EUR 0.07 B ordinary | SALES | 4,730 | 23.6800 EUR | 23.6800 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,612,676 | 16.7050 GBP | 16.4950 GBP |
EUR 0.07 B ordinary | SALES | 1,033,592 | 16.6900 GBP | 16.5000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 826 | 23.5287 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,808 | 23.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,538 | 23.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,687 | 23.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 110 | 23.5350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,680 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 420 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,069 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,600 | 23.5647 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,108 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,831 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 277 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 511 | 23.5967 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,189 | 23.6051 EUR |
EUR 0.07 A ordinary | CFD | LONG | 319 | 23.6125 EUR |
EUR 0.07 A ordinary | CFD | LONG | 291,908 | 23.6125 EUR |
EUR 0.07 A ordinary | CFD | LONG | 112 | 23.6133 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,980 | 23.6303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,690 | 23.6313 EUR |
EUR 0.07 A ordinary | CFD | LONG | 83 | 23.6537 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 23.6600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 882 | 23.7068 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,895 | 23.7300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 596 | 23.5362 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 186 | 23.5680 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,806 | 23.5780 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 23.5800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 291,908 | 23.6036 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,148 | 23.6036 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 132,250 | 23.6215 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,199 | 23.6455 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,000 | 23.6466 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,301 | 23.7250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 72 | 23.7300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 23.7300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,134 | 16.4352 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,107 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,420 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60 | 16.4722 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20 | 16.4722 GBP |
EUR 0.07 A ordinary | CFD | LONG | 525 | 16.4722 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37 | 16.4722 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,464 | 16.4766 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,017 | 16.4788 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,769 | 16.4813 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,105 | 16.4969 GBP |
EUR 0.07 A ordinary | CFD | LONG | 804 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84 | 16.5108 GBP |
EUR 0.07 A ordinary | CFD | LONG | 926 | 16.5200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 16.4492 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,935 | 16.4540 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 51,986 | 16.4626 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 103 | 16.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 16.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 221 | 16.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77 | 16.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 847 | 16.4801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 275 | 16.4801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,688 | 16.4801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 441 | 16.4998 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84 | 16.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 106 | 16.5550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 639 | 16.5550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,253 | 16.5334 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,202 | 16.5716 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,420 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,612 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,095 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,964 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,476 | 16.5946 GBP |
EUR 0.07 B ordinary | CFD | LONG | 257 | 16.6000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 706 | 16.6016 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,343 | 16.6023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,182 | 16.6071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 226 | 16.5908 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,110 | 16.5953 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,775 | 16.5970 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,700 | 16.6007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,700 | 16.6017 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3 | 16.6026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 736 | 16.6026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,050 | 16.6026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 552 | 16.6026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 455 | 16.6039 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,282 | 16.6046 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,294 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 500 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,927 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,064 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,197 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,724 | 16.6107 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 583 | 16.6186 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 190 | 16.6186 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,917 | 16.6186 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,350 | 16.6231 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,260 | 16.6253 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,402 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,205 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,163 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,530 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 638 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,245 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 638 | 16.5917 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
BG..L (BG.)
RDSA.L (RDSA)