1 May 2018 11:01
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FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader | Deutsche Bank AG London |
Company dealt in | Smurfit Kappa Group plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Ordinary Shares |
Date of dealing | 30/04/2018 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant securities acquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
52,825 | 35.3639 EUR | 35.1700 EUR |
45,620 | 31.2000 GBP | 30.9380 GBP |
Total number of securities disposed | Highest price received (Note 3) | Lowest price received (Note 3) |
49,980 | 35.4200 EUR | 35.1400 EUR |
34,176 | 31.2400 GBP | 30.9200 GBP |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit (Note 3) |
Equity Swap | Long | 9 | 35.1478 EUR |
Equity Swap | Long | 43 | 35.2594 EUR |
Equity Swap | Long | 144 | 35.2964 EUR |
Equity Swap | Long | 853 | 35.3600 EUR |
Equity Swap | Long | 950 | 35.3076 EUR |
Equity Swap | Long | 1,058 | 35.3074 EUR |
Equity Swap | Long | 1,143 | 35.2929 EUR |
Equity Swap | Long | 2,195 | 35.2930 EUR |
Equity Swap | Long | 7,449 | 35.2935 EUR |
Equity Swap | Long | 9,277 | 35.3033 EUR |
Equity Swap | Long | 78 | 31.0000 GBP |
Equity Swap | Long | 156 | 31.0526 GBP |
Equity Swap | Long | 2,942 | 31.0738 GBP |
Equity Swap | Long | 4,696 | 31.0739 GBP |
Equity Swap | Short | 853 | 35.3639 EUR |
Equity Swap | Short | 1,418 | 35.3200 EUR |
Equity Swap | Short | 23,695 | 35.3228 EUR |
Equity Swap | Short | 30 | 31.1000 GBP |
Equity Swap | Short | 105 | 31.1200 GBP |
Equity Swap | Short | 269 | 30.9400 GBP |
Equity Swap | Short | 361 | 31.0211 GBP |
Equity Swap | Short | 453 | 31.0210 GBP |
Equity Swap | Short | 491 | 31.0210 GBP |
Equity Swap | Short | 610 | 31.0210 GBP |
Equity Swap | Short | 878 | 31.0210 GBP |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 5) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 3) |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities
under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure | 01/05/2018 |
Contact name | Jasim Baloch |
Telephone number | 0121 407 9093 |
Name of offeree/offeror with which connected | International Paper Company |
Nature of connection (Note 6) | Financial Adviser and Corporate Broker |
Smurfit Kappa (SKG)