12 Oct 2015 10:25
Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 12 October 2015
Name of applicant: | Hikma Pharmaceuticals PLC | |||
Name of scheme: | Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") | |||
Period of return | From: | 1 April 2015 | To: | 30 September 2015 |
Balance of unallotted securities under scheme(s) from previous return: | SOP: 913,900 ordinary shares of 10 pence LTIP: 228,402 ordinary shares of 10 pence MIP: 314,776 ordinary shares of 10 pence | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | SOP: 67,200 ordinary shares of 10 pence LTIP: 184,402 ordinary shares of 10 pence MIP: 211,674 ordinary shares of 10 pence | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | SOP: 846,700 ordinary shares of 10 pence LTIP: 44,000 ordinary shares of 10 pence MIP: 103,102 ordinary shares of 10 pence | |||
Name of contact: | Peter Speirs |
Telephone number of contact: | 0207 399 2772 |
Stock Option Plan ("SOP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2015 | - | - | 913,900 | Blocklisting return 01/04/2015 |
17/04/2015 | 0 | 1,000 | 912,900 | |
28/05/2015 | 0 | 400 | 912,500 | |
28/05/2015 | 0 | 800 | 911,700 | |
28/05/2015 | 0 | 1,000 | 910,700 | |
28/05/2015 | 0 | 1,200 | 909,500 | |
28/05/2015 | 0 | 2,800 | 906,700 | |
28/05/2015 | 0 | 3,600 | 903,100 | |
28/05/2015 | 0 | 5,000 | 898,100 | |
28/05/2015 | 0 | 5,100 | 893,000 | |
28/05/2015 | 0 | 6,000 | 887,000 | |
28/05/2015 | 0 | 7,200 | 879,800 | |
28/05/2015 | 0 | 12,500 | 867,300 | |
28/05/2015 | 0 | 12,500 | 854,800 | |
12/06/2015 | 0 | 2,500 | 852,300 | |
19/08/2015 | 0 | 3,600 | 848,700 | |
23/09/2015 | 0 | 2,000 | 846,700 | Blocklisting return 01/10/2015 |
Long Term Incentive Plan ("LTIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2015 | - | - | 228,402 | Blocklisting return 01/04/2015 |
22/05/2015 | 0 | 65,000 | 163,402 | |
22/05/2015 | 0 | 97,000 | 66,402 | |
19/08/2015 | 0 | 22,402 | 44,000 | Blocklisting return 01/10/2015 |
Management Incentive Plan ("MIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2015 | - | - | 314,776 | Blocklisting return 01/04/2015 |
15/05/2015 | 0 | 200,452 | 114,324 | |
22/05/2015 | 0 | 3,217 | 111,107 | |
13/08/2015 | 0 | 1,207 | 109,900 | |
20/08/2015 | 0 | 725 | 109,175 | |
04/09/2015 | 0 | 1,750 | 107,425 | |
08/09/2015 | 0 | 2,931 | 104,494 | |
18/09/2015 | 0 | 1,392 | 103,102 | Blocklisting return 01/10/15 |
Hikma Pharmaceuticals (HIK)