Block listing Interim Review

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Executive Share Option Scheme & Company Share Option Plan

Period of return:

From:

1 February 2019

To:

31 July 2019

Balance of unallotted securities under scheme(s) from previous return:

3,917

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

829,599

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

755,656

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

77,860

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Partners' Share Option Scheme

Period of return:

From:

1 February 2019

To:

31 July 2019

Balance of unallotted securities under scheme(s) from previous return:

39,073

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

4,373,006

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

1,019,651

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

3,392,428

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Share Save Option Plan

Period of return:

From:

1 February 2019

To:

31 July 2019

Balance of unallotted securities under scheme(s) from previous return:

57,241

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

375,548

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

374,665

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

58,124

Name of contact:

Helen Saville - Company Secretariat Assistant

Telephone number of contact:

01285 878425