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Pin to quick picksVast Res Regulatory News (VAST)

Share Price Information for Vast Res (VAST)

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Share Price: 0.105
Bid: 0.10
Ask: 0.11
Change: -0.0025 (-2.33%)
Spread: 0.01 (10.00%)
Open: 0.105
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Institutional Investor TR-1 Disclosure

16 Jun 2023 08:30

Institutional Investor TR-1 Disclosure

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:VAST RESOURCES PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instrumentsX
An event changing the breakdown of voting rights 
Other (please specify) iii: 
3. Details of person subject to the notification obligation iv
NameCapstone Investment Advisors, LLC
City and country of registered office (if applicable)New York City, USA
4. Full name of shareholder(s) (if different from 3.) v
NameBarclays Bank PLC
City and country of registered office (if applicable)London, UK
5. Date on which the threshold was crossed or reached vi:14/06/2023
6. Date on which issuer notified (DD/MM/YYYY):15/06/2023
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached6.14%06.14%180,000,000
Position of previous notification (if applicable)0%5.53%5.53% 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofsharesISIN code (if possible)Number of voting rights ix% of voting rights
Direct(DTR5.1)Indirect (DTR5.2.1)Direct(DTR5.1)Indirect(DTR5.2.1)
GB00BMD68046 180,000,000 6.14%
     
     
SUBTOTAL 8. A180,000,0006.14%
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrumentExpirationdate xExercise/ Conversion Period xiNumber of voting rights that may be acquired if the instrument is exercised/converted.% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrumentExpirationdate xExercise/ Conversion Period xiPhysical or cash Settlement xiiNumber of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xivX
Name xv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
Paul Britton6.14%0%6.14%
Capstone Investment Advisors, LLC6.14%0%6.14%
 
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional information xvi
 

Place of completionNew York, New York United States
Date of completion15/06/2023

Date   Source Headline
26th Mar 20212:06 pmRNSSecond Price Monitoring Extn
26th Mar 20212:00 pmRNSPrice Monitoring Extension
26th Mar 202111:05 amRNSSecond Price Monitoring Extn
26th Mar 202111:00 amRNSPrice Monitoring Extension
17th Mar 202110:00 amRNSMine Plan Development Update
1st Mar 202111:15 amGNWTotal Voting Rights
26th Feb 20214:40 pmRNSSecond Price Monitoring Extn
26th Feb 20214:35 pmRNSPrice Monitoring Extension
26th Feb 20212:05 pmRNSSecond Price Monitoring Extn
26th Feb 20212:00 pmRNSPrice Monitoring Extension
26th Feb 20211:15 pmGNWBaita Plai Update & Revision of Mining Plan
27th Jan 202111:00 amGNWInterim Results
26th Jan 20213:54 pmGNWAtlas Special Opportunities LLC – Exercise of Conversion Rights
22nd Jan 20217:00 amRNSAppointment of New General Manager at Baita Plai
7th Jan 20212:45 pmGNWExercise of Warrants and Issue of Equity
7th Jan 20212:06 pmRNSSecond Price Monitoring Extn
7th Jan 20212:01 pmRNSPrice Monitoring Extension
7th Jan 202112:30 pmGNWUpdate on Asset Backed Debt Facility & Corporate Update
24th Dec 202012:00 pmGNWExercise of Warrants and Issue of Equity
16th Dec 20207:00 amGNWUpdate on Asset Backed Debt Facility
11th Dec 20209:47 amGNWDirector Share Purchase
10th Dec 20207:00 amGNWUpdate on sales of Baita Plai concentrate
9th Dec 20209:05 amRNSSecond Price Monitoring Extn
9th Dec 20209:00 amRNSPrice Monitoring Extension
9th Dec 20207:00 amGNWUpdate on asset backed debt finance and Placing to raise £4.8 million before costs
30th Nov 20204:15 pmGNWResult of Annual General Meeting
30th Nov 20203:59 pmGNWTotal Voting Rights
30th Nov 202012:00 pmGNWProgress on asset backed debt finance
26th Nov 202012:30 pmGNWAward of rights under the Company’s Share Appreciation Rights Scheme
26th Nov 20207:00 amGNWFirst commercial sale of Baita Plai concentrate completed
24th Nov 20207:00 amGNWHolding(s) in Company
24th Nov 20207:00 amGNWHolding(s) in Company
23rd Nov 20204:40 pmGNWResult of General Meeting and Acquisition of remaining 20% in Baita Plai Polymetallic Mine
23rd Nov 20207:00 amGNWFirst commercial sale of concentrate confirmed at Baita Plai
13th Nov 202011:45 amGNWUpdate on first sale of concentrate at Baita Plai
13th Nov 20207:00 amGNWIncreased Exploration Target at Baita Plai
10th Nov 202012:32 pmGNWAtlas Special Opportunities LLC Non-Conversion Agreement
9th Nov 20207:00 amGNWNotice to Shareholders
6th Nov 20206:27 pmGNWLetter to Shareholders and Notice of GM
6th Nov 20206:24 pmGNWNotice of AGM
30th Oct 20206:06 pmRNSTotal Voting Rights
29th Oct 202012:30 pmGNWBaita Plai JORC Resource & Reserve Report
29th Oct 20207:00 amGNWFinal Results
26th Oct 20202:00 pmGNWManaila Polymetallic Mine Update
26th Oct 20207:00 amGNWProgress on asset backed debt financing, placing to raise £1,751,200 & Baita Plai update
22nd Oct 20207:00 amGNWConfirmation of Copper Concentrate Production at Baita Plai
12th Oct 20207:00 amGNWProgress on asset backed debt financing
7th Oct 20207:00 amGNWBaita Plai Recommences Production
6th Oct 20208:00 amGNWAtlas Special Opportunities LLC
22nd Sep 202011:00 amGNWZimbabwe Operations Update

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