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Share Price Information for Vast Res (VAST)

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Share Price: 0.105
Bid: 0.10
Ask: 0.11
Change: -0.0025 (-2.33%)
Spread: 0.01 (10.00%)
Open: 0.105
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Institutional Investor TR-1 Disclosure

16 Jun 2023 08:30

Institutional Investor TR-1 Disclosure

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:VAST RESOURCES PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instrumentsX
An event changing the breakdown of voting rights 
Other (please specify) iii: 
3. Details of person subject to the notification obligation iv
NameCapstone Investment Advisors, LLC
City and country of registered office (if applicable)New York City, USA
4. Full name of shareholder(s) (if different from 3.) v
NameBarclays Bank PLC
City and country of registered office (if applicable)London, UK
5. Date on which the threshold was crossed or reached vi:14/06/2023
6. Date on which issuer notified (DD/MM/YYYY):15/06/2023
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached6.14%06.14%180,000,000
Position of previous notification (if applicable)0%5.53%5.53% 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofsharesISIN code (if possible)Number of voting rights ix% of voting rights
Direct(DTR5.1)Indirect (DTR5.2.1)Direct(DTR5.1)Indirect(DTR5.2.1)
GB00BMD68046 180,000,000 6.14%
     
     
SUBTOTAL 8. A180,000,0006.14%
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrumentExpirationdate xExercise/ Conversion Period xiNumber of voting rights that may be acquired if the instrument is exercised/converted.% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrumentExpirationdate xExercise/ Conversion Period xiPhysical or cash Settlement xiiNumber of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xivX
Name xv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
Paul Britton6.14%0%6.14%
Capstone Investment Advisors, LLC6.14%0%6.14%
 
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional information xvi
 

Place of completionNew York, New York United States
Date of completion15/06/2023

Date   Source Headline
7th Jan 20224:36 pmRNSPrice Monitoring Extension
29th Dec 20212:00 pmGNWResult of AGM
21st Dec 20217:00 amGNWAnnual General Meeting Attendance Pre-Registration
20th Dec 202110:00 amRNSResponse to articles published in Zimbabwe
15th Dec 20214:40 pmRNSSecond Price Monitoring Extn
15th Dec 20214:35 pmRNSPrice Monitoring Extension
8th Dec 20217:00 amGNWHolding(s) in Company
7th Dec 20217:00 amGNWBoard Update
30th Nov 20211:00 pmGNWNotice of Annual General Meeting & Online Investor Presentation
29th Nov 202111:05 amRNSSecond Price Monitoring Extn
29th Nov 202111:00 amRNSPrice Monitoring Extension
29th Nov 20217:00 amGNWAtlas Special Opportunities LLC – Exercise of Conversion Rights
25th Nov 20211:15 pmGNWAtlas Special Opportunities LLC – Exercise of Conversion Rights
24th Nov 202111:30 amGNWAtlas Special Opportunities LLC – Exercise of Conversion Rights
10th Nov 20217:00 amGNWBaita Plai Update
5th Nov 20217:00 amRNSQ & A
28th Oct 20213:45 pmGNWFinal Results
28th Oct 20219:05 amRNSSecond Price Monitoring Extn
28th Oct 20219:00 amRNSPrice Monitoring Extension
28th Oct 20217:00 amGNWPlacing to raise £1,350,000 before costs & Extension of Directors’ Lock up period
25th Oct 202110:30 amRNSCompany Update
23rd Aug 20217:01 amRNSDirector Appointment
23rd Aug 20217:00 amRNSAcquisition of Ghaghoo Diamond Mine
10th Aug 202111:00 amRNSDirector/PDMR Shareholding
10th Aug 20217:00 amRNSBaita Plai - Summary of Refurbishment Works
10th Aug 20217:00 amGNWPlacing and Subscription to raise £1,762,539.81 & Baita Plai Operational Update
10th Aug 20217:00 amGNWRestructure of Atlas Equity Linked Convertible Bond to an Extended Fixed Term Loan
7th Jul 20211:15 pmGNWDirector Share Purchase
6th Jul 20214:35 pmRNSPrice Monitoring Extension
6th Jul 202112:33 pmRNSAward of Rights Under SARS
28th Jun 20217:00 amGNWAppointment of Corporate Broker
18th Jun 20217:00 amGNWAppointment of Wardell Armstrong For Verification of Increased JORC Resource and high-level Confirmation of Existing JORC Report
9th Jun 202110:00 amRNSSuccessful Conclusion of CBA: Vast Baita Plai S.A
25th May 20217:00 amRNSBaita Plai Video: End to End Processing Chain
6th May 20218:00 amGNWNew Director Holdings
5th May 20211:00 pmGNWResult of General Meeting, Capital Reorganisation Total Voting Rights
4th May 20217:00 amRNSAppointment of Romanian Country Manager
30th Apr 20215:30 pmGNWTotal voting rights
27th Apr 202111:05 amRNSSecond Price Monitoring Extn
27th Apr 202111:00 amRNSPrice Monitoring Extension
27th Apr 20218:18 amRNSBaita Plai Update
23rd Apr 20217:00 amGNWIssue of Equity & Total Voting Rights
20th Apr 202112:15 pmGNWDirector Share Purchase
20th Apr 20217:00 amGNWLetter to shareholders relating to Proposed Capital Reorganisation & Notice of General Meeting
15th Apr 20212:00 pmRNSPrice Monitoring Extension
13th Apr 20217:00 amRNSAppointment of New Processing Manager - Baita Plai
8th Apr 20217:00 amRNSAppointment of Underground Mine Manager
30th Mar 20217:00 amGNWBaita Plai Revised Mine Plan & Investor Presentation
26th Mar 20214:41 pmRNSSecond Price Monitoring Extn
26th Mar 20214:36 pmRNSPrice Monitoring Extension

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