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Pin to quick picksVast Res Regulatory News (VAST)

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Holding(s) in Company

24 Nov 2020 07:00

Holding(s) in Company

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:VAST RESOURCES PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameRICHARD ANDREW PRELEA
City and country of registered office (if applicable) 
4. Full name of shareholder(s) (if different from 3.)v
Name 
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reachedvi:23 NOVEMBER 2020
6. Date on which issuer notified (DD/MM/YYYY):23 NOVEMBER 2020
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached9.14 9.149.14
Position of previous notification (if applicable)    

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of sharesISIN code (if possible)Number of voting rightsix% of voting rights
Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)Indirect(Art 10 of Directive 2004/109/EC) (DTR5.2.1)Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)Indirect(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 1,581,514,739 9.14 
     
     
SUBTOTAL 8. A1,581,514,7399.14
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrumentExpiration datexExercise/ Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is exercised/converted.% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration datexExercise/ Conversion Period xiPhysical or cash settlementxiiNumber of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiiiX
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) 
Namexv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
    
    
    
    
    
 
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional informationxvi
 

Place of completion23 November 2020
Date of completionAIM, London Stock Exchange

Date   Source Headline
11th Mar 20204:35 pmRNSPrice Monitoring Extension
10th Mar 202010:35 amGNWBaita Plai Project Update
3rd Mar 20202:19 pmGNWChiadzwa Community Diamond Project Update
3rd Mar 20202:05 pmRNSSecond Price Monitoring Extn
3rd Mar 20202:00 pmRNSPrice Monitoring Extension
31st Jan 20207:00 amGNWCompletion of Tranche 1 Atlas Capital Markets Drawdown
30th Jan 20207:00 amGNWUpdate on Tranche 1 Atlas Capital Markets Drawdown
17th Jan 20203:00 pmGNWInterim Results: 1 May 2019 - 31 October 2019
2nd Jan 20203:52 pmGNWExercise of Warrants and Issue of Equity
2nd Jan 20207:00 amGNWFunding Update
31st Dec 201912:31 pmGNWExercise of Warrants and Issue of Equity
24th Dec 20197:00 amGNWMiscellaneous
23rd Dec 20197:00 amGNWDrilling commences at Baita Plai Polymetallic Mine
18th Dec 20197:00 amGNWFunding Update
16th Dec 20197:00 amGNWCold Commissioning of Baita Plai Polymetallic Mine
13th Dec 20194:30 pmGNWSP Angel Initiation Note
3rd Dec 201910:28 amGNWRevised Agreement with Botswana Diamonds plc announced on 28 November 2019 Clarification
28th Nov 20197:00 amGNWRevised Agreement with Botswana Diamonds plc re Chiadzwa Community Diamond Concession in the Marange Diamond Fields
11th Nov 20197:00 amGNWAppointment of Director
8th Nov 20192:35 pmGNWResult of General Meeting
7th Nov 20194:40 pmRNSSecond Price Monitoring Extn
7th Nov 20194:35 pmRNSPrice Monitoring Extension
7th Nov 20193:46 pmGNWSubscription for shares under the Company’s Share Appreciation Rights Scheme
7th Nov 20192:05 pmRNSSecond Price Monitoring Extn
7th Nov 20192:00 pmRNSPrice Monitoring Extension
6th Nov 20195:07 pmGNWResult of AGM
5th Nov 201911:11 amGNWAward of rights under the Company’s Share Appreciation Rights Scheme
29th Oct 20195:32 pmGNWDirector Share Purchase
25th Oct 20197:00 amGNWExercise of Warrants and Issue of Equity
24th Oct 20198:05 amGNWLetter to Shareholders & Notice of General Meeting
24th Oct 20198:00 amGNWDocumentation signed for US$15,000,000 (US$13,500,000 net) facility
23rd Oct 20194:40 pmRNSSecond Price Monitoring Extn
23rd Oct 20194:35 pmRNSPrice Monitoring Extension
22nd Oct 20194:35 pmRNSPrice Monitoring Extension
22nd Oct 20192:26 pmGNWUpdate
22nd Oct 20192:05 pmRNSSecond Price Monitoring Extn
22nd Oct 20192:00 pmRNSPrice Monitoring Extension
18th Oct 20194:41 pmRNSSecond Price Monitoring Extn
18th Oct 20194:35 pmRNSPrice Monitoring Extension
14th Oct 20195:28 pmGNWNotice of AGM and posting of Annual Report
14th Oct 20194:41 pmRNSSecond Price Monitoring Extn
14th Oct 20194:35 pmRNSPrice Monitoring Extension
14th Oct 20199:05 amRNSSecond Price Monitoring Extn
14th Oct 20199:00 amRNSPrice Monitoring Extension
11th Oct 20194:41 pmRNSSecond Price Monitoring Extn
11th Oct 20194:35 pmRNSPrice Monitoring Extension
11th Oct 20193:00 pmGNWFinance Facility Update
11th Oct 201910:28 amGNWChiadzwa Community Diamond Project
8th Oct 20198:42 amGNWFinance Facility Update
1st Oct 20194:41 pmRNSSecond Price Monitoring Extn

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