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Pin to quick picksTUI AG Regulatory News (TUI)

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TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

11 Jun 2021 15:32

TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 11-Jun-2021 / 16:32 CET/CEST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings 1. Details of issuer
Name:TUI AG
Street:Karl-Wiechert-Allee 4
Postal code:30625
City:HannoverGermany
Legal Entity Identifier (LEI):529900SL2WSPV293B552
2. Reason for notification
 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
 
5. Date on which threshold was crossed or reached:
04 Jun 2021
6. Total positions
 % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New0.19 %4.92 %5.11 %1099393634
Previous notification0.13 %4.73 %4.86 %/
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct (Sec. 33 WpHG)Indirect (Sec. 34 WpHG)Direct (Sec. 33 WpHG)Indirect (Sec. 34 WpHG)
US899045108502350 %0.00002 %
DE000TUAG000021129300 %0.19 %
Total21131650.19 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right To RecallOpen269082092.45 %
Swap17.06.20221930420.02 %
Call Warrant17.06.20221271010.01 %
Call Option17.12.202113865950.13 %
Convertible Bond16.04.202833562680.31 %
  Total319712152.91 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Call Warrant31.12.2030Cash39879910.36 %
Swap31.12.2030Cash57973040.53 %
Put Warrant31.12.2030Cash2070440.02 %
CFD04.06.2031Cash69494590.63 %
Put Option17.06.2022Physical51962530.47 %
   Total221380512.01 %
8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management, L.P. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International Bank % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman, Sachs & Co. Wertpapier GmbH % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
% % %
10. Other explanatory remarks:
 
Date
09 Jun 2021

ISIN:DE000TUAG000
Category Code:HOL
TIDM:TUI
LEI Code:529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.:110895
EQS News ID:1207228
 
End of AnnouncementEQS News Service

UK Regulatory announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.

Date   Source Headline
14th Sep 20163:22 pmRNSAdditional Listing
12th Sep 201612:18 pmRNSDisposal
11th Aug 20167:00 amRNS3rd Quarter Results
1st Jul 20168:00 amRNSDirectorate Change
20th Jun 201610:13 amRNSDirector Declaration
11th May 20167:00 amRNSHalf-year Report
29th Apr 20162:12 pmRNSDirector Declaration
8th Apr 20164:33 pmRNSAdditional Funding in TUI Russia&CIS Joint Venture
6th Apr 20162:31 pmRNSDirector Declaration
31st Mar 20167:00 amRNSTrading Statement
22nd Mar 20164:15 pmRNSDirector/PDMR Shareholding
21st Mar 20162:22 pmRNSDirector/PDMR Shareholding
11th Feb 20169:39 amRNSDirector Declaration
10th Feb 201610:46 amRNSDirectorate Change
10th Feb 20169:30 amRNSResult of AGM
9th Feb 20167:00 amRNS1st Quarter Results
18th Jan 20162:44 pmRNSDirector/PDMR Shareholding
8th Jan 20161:55 pmRNSDirector/PDMR Shareholding
4th Jan 20162:23 pmRNSNotice of AGM
15th Dec 20153:59 pmRNSDirector/PDMR Shareholding
14th Dec 20151:27 pmRNSDirector/PDMR Shareholding
10th Dec 20157:00 amRNSAnnual Financial Report - Part 2
10th Dec 20157:00 amRNSAnnual Financial Report - Part 1
18th Nov 201512:12 pmRNSDirector/PDMR Shareholding
10th Nov 20154:40 pmRNSAdditional Listing
23rd Oct 20152:10 pmRNSTUI Russia & CIS Joint Venture
23rd Sep 20151:38 pmRNSTrading Statement
13th Aug 20157:00 amRNS3rd Quarter Results
31st Jul 20152:03 pmRNSDirector Declaration
3rd Jun 20157:00 amRNSDirector Declaration
13th May 20157:00 amRNSPart 2
13th May 20157:00 amRNSPart 1
12th May 20151:53 pmRNSDirectorate Change
21st Apr 20159:34 amRNSAdditional Listing
25th Mar 20152:56 pmRNSAdditional Listing
25th Mar 20157:00 amRNSTrading Statement
18th Mar 20153:07 pmRNSAdditional Listing
11th Mar 20153:14 pmRNSAdditional Listing
24th Feb 20154:58 pmRNSEarly redemption of 2011/2016 convertible bonds
23rd Feb 20153:26 pmRNSAdditional Listing
11th Feb 20159:24 amRNSResult of AGM
10th Feb 20157:00 amRNS1st Quarter Results
15th Jan 20151:20 pmRNSAdditional Listing
8th Jan 201510:56 amRNSNotice of AGM
6th Jan 20154:54 pmRNSDirectorate Change
5th Jan 20154:49 pmRNSAdditional Listing
17th Dec 201412:11 pmRNSDirector Declaration
17th Dec 20147:01 amRNSCompletion of merger
31st Aug 20071:12 pmRNSReduction of Capital
29th Jun 20071:24 pmRNSPublication of Prospectus

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