Tharisa Regulatory News (THS)

Name:

Loucas Pouroulis

Company:

Tharisa plc

Position:

Executive Chairman

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

53 684

Number of shares issued:

53 684

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 778 418.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Phoevos Pouroulis

Company:

Tharisa plc

Position:

Executive director - Chief Executive Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

44 736

Number of shares issued:

44 736

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 648 672.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michael Gifford Jones

Company:

Tharisa plc

Position:

Executive director - Chief Finance Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

40 263

Number of shares issued:

40 263

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 583 813.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Sanet de Witt

Company:

Tharisa plc

Position:

Group Company Secretary

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares and cash

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

10 544

Number of shares issued:

10 544

Issue/settlement price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 152 888.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michelle Louise Taylor

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

35 790

Number of shares issued:

35 790

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 518 955.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Hans van Wyk

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

5 317

Number of shares issued:

5 317

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 77 096.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Thabang Gabriel Maluke

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

12 553

Number of shares issued:

12 553

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 182 018.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Moira June Jaquet-Briner

Company:

Tharisa Minerals (Pty) Ltd

Position:

Non-executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

17 543

Number of shares issued:

17 543

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 254 373.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Sizakele Renee Ngwenya

Company:

Tharisa Minerals (Pty) Ltd

Position:

Non-executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

17 543

Number of shares issued:

17 543

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 254 373.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Gugu Yvonne Yolande

Company:

Tharisa Minerals (Pty) Ltd

Position:

Alternate non-executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

17 543

Number of shares issued:

17 543

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 254 373.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Loucas Pouroulis

Company:

Tharisa plc

Position:

Executive Chairman

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

105 590

Number of shares issued:

105 590

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 531 055.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Phoevos Pouroulis

Company:

Tharisa plc

Position:

Executive director - Chief Executive Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

87 992

Number of shares issued:

87 992

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 275 884.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michael Gifford Jones

Company:

Tharisa plc

Position:

Executive director - Chief Finance Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

79 192

Number of shares issued:

79 192

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 148 284.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Sanet de Witt

Company:

Tharisa plc

Position:

Group Company Secretary

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares and cash

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

21 983

Number of shares issued:

21 983

Issue/settlement price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 318 753.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michelle Louise Taylor

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

70 393

Number of shares issued:

70 393

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 020 698.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Hans van Wyk

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

9 385

Number of shares issued:

9 385

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 136 082.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Thabang Gabriel Maluke

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

25 616

Number of shares issued:

25 616

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 371 432.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Loucas Pouroulis

Company:

Tharisa plc

Position:

Executive Chairman

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

134 102

Number of shares issued:

134 102

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 944 479.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Phoevos Pouroulis

Company:

Tharisa plc

Position:

Executive director - Chief Executive Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

111 752

Number of shares issued:

111 752

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 620 404.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michael Gifford Jones

Company:

Tharisa plc

Position:

Executive director - Chief Finance Officer

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

100 577

Number of shares issued:

100 577

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 458 366.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Sanet de Witt

Company:

Tharisa plc

Position:

Group Company Secretary

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares and cash

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

27 919

Number of shares issued:

27 919

Issue/settlement price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 404 825.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Michelle Louise Taylor

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

94 766

Number of shares issued:

94 766

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 1 374 107.00

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Hans van Wyk

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

46 511

Number of shares issued:

46 511

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 674 409.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Thabang Gabriel Maluke

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Transaction date:

6 July 2017

Nature of transaction:

Off-market vesting and settlement of Conditional Awards in shares

Class of securities:

Ordinary shares

Number of Conditional Awards vested:

37 963

Number of shares issued:

37 963

Issue price: *

ZAR 14.50 per share

Total value of transaction:*

ZAR 550 463.50

Nature of interest:

Direct, beneficial

Clearance to deal:

Yes

Name:

Loucas Pouroulis

Company:

Tharisa plc

Position:

Executive Chairman

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

79 192

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Phoevos Pouroulis

Company:

Tharisa plc

Position:

Executive director - Chief Executive Officer

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

65 993

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Michael Gifford Jones

Company:

Tharisa plc

Position:

Executive director - Chief Finance Officer

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

59 394

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Sanet de Witt

Company:

Tharisa plc

Position:

Group Company Secretary

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

21 983

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Michelle Louise Taylor

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

52 795

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Hans van Wyk

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

32 848

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Thabang Gabriel Maluke

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2015

Market value at date of award:

ZAR 6.44 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

25 616

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Loucas Pouroulis

Company:

Tharisa plc

Position:

Executive Chairman

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

201 153

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Phoevos Pouroulis

Company:

Tharisa plc

Position:

Executive director - Chief Executive Officer

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

167 628

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Michael Gifford Jones

Company:

Tharisa plc

Position:

Executive director - Chief Finance Officer

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

150 865

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Sanet de Witt

Company:

Tharisa plc

Position:

Group Company Secretary

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

41 879

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Michelle Louise Taylor

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

142 149

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Hans van Wyk

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

69 767

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required

Name:

Thabang Gabriel Maluke

Company:

Tharisa Minerals (Pty) Ltd

Position:

Executive director

Nature of transaction:

Off-market vesting of Appreciation Rights

Date of award:

30 June 2016

Market value at date of award:

ZAR 10.14 per share

Vesting date:

30 June 2017

Number of Appreciation Rights vested:

56 944

Nature of interest:

Direct, beneficial

Clearance to deal:

Not required