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2 Nov 2021 17:22
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BD3HV384
Issuer Name
SUMO GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
29-Oct-2021
6. Date on which Issuer notified
02-Nov-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.870775 | 4.403595 | 7.274370 | 12472881 |
Position of previous notification (if applicable) | 3.752128 | 3.461779 | 7.213907 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BD3HV384 | 4922324 | 2.870775 | ||
Sub Total 8.A | 4922324 | 2.870775% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 02/03/2022 | 02/03/2022 | Cash | 995000 | 0.580299 |
Cash-settled Equity Swap | 30/03/2022 | 30/03/2022 | Cash | 555178 | 0.323788 |
Cash-settled Equity Swap | 31/03/2022 | 31/03/2022 | Cash | 789153 | 0.460246 |
Cash-settled Equity Swap | 03/05/2022 | 03/05/2022 | Cash | 2792890 | 1.628857 |
Cash-settled Equity Swap | 22/06/2022 | 22/06/2022 | Cash | 508400 | 0.296506 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 1658669 | 0.967360 |
Cash-settled Equity Swap | 02/08/2022 | 02/08/2022 | Cash | 163319 | 0.095250 |
Cash-settled Equity Swap | 17/08/2022 | 17/08/2022 | Cash | 13000 | 0.007581 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 49 | 0.000028 |
Cash-settled Equity Swap | 02/11/2022 | 02/11/2022 | Cash | 11538 | 0.006728 |
Cash-settled Equity Swap | 02/12/2022 | 02/12/2022 | Cash | 63361 | 0.036952 |
Sub Total 8.B2 | 7550557 | 4.403595% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.403595 | 7.274370% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
02-Nov-2021
13. Place Of Completion
London
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