Sign In
Last checked at 
19 Mar 2013 15:28
ο»Ώ
Annex DTR3
Β
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Β
Β
All relevant boxes should be completed in block capital letters.
Β
1. | Name of the issuer Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β Β |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, Β | ||
3. | Name of person discharging managerial responsibilities/director Β Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β |
DAVID JOHN MEREDITH AND FRANK JAMES RICHARDSON Β | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β Β |
NON-BENEFICIAL INTEREST | 25P ORDINARY SHARES Β | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β | 8. | State the nature of the transaction Β Β |
DAVID JOHN MEREDITH AND FRANK JAMES RICHARDSON AS TRUSTEES OF THE SPIRAX-SARCO EMPLOYEES PENSION FUND | SALE OF SHARES FROM THE SPIRAX-SARCO EMPLOYEES PENSION FUND TO COMPLY WITH THE RULE THAT NO MORE THAN 5% OF THE PENSION FUND'S ASSETS MAY BE HELD IN THE COMPANY Β | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β |
11. | Number of shares, debentures or financialΒ instruments relating to shares disposed Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β |
50,000 (17,156 on 15/3/2013 and Β 32,844 on 18/3/2013) Β | 0.06% | ||
13. | Price per share or value of transaction Β | 14. | Date and place of transaction Β |
2728.4p - 15/3/2013 2708.8p - 18/3/2013 Β | 15/3/2013 and 18/3/2013 | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β | 16. | Date issuer informed of transaction Β Β Β Β Β |
277,086, 0.35% | 18/3/2013 |
Β
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Β
17. | Date of grant Β Β | 18. | Period during which or date on which exercisable Β |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β | 22. | Total number of shares or debentures over which options held following notification Β |
23. | Any additional information Β | 24. | Name of contact and telephone number for queries Β |
FAY RICKETTS, TEL. 01242 521361 Β |
Β
Β
Name of authorised official of issuer responsible for making notification Β Date of notification: 19/3/2013 Β |
Β
Β
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
Β
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Β
Β
Β
Annex DTR3
Β
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Β
Β
All relevant boxes should be completed in block capital letters.
Β
1. | Name of the issuer Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, Β | ||
3. | Name of person discharging managerial responsibilities/director Β Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β |
DAVID JOHN MEREDITH AND FRANK JAMES RICHARDSON Β | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β Β |
NON-BENEFICIAL INTEREST | 25P ORDINARY SHARES Β | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β | 8. | State the nature of the transaction Β Β |
DAVID JOHN MEREDITH AND FRANK JAMES RICHARDSON AS TRUSTEES OF THE SPIRAX-SARCO EXECUTIVES RETIREMENT BENEFITS SCHEME | SALE OF SHARES FROM THE SPIRAX-SARCO EXECUTIVES RETIREMENT BENEFITS SCHEME TO COMPLY WITH THE RULE THAT NO MORE THAN 5% OF THE RETIREMENT BENEFITS SCHEME'S ASSETS MAY BE HELD IN THE COMPANY Β | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β |
15,000 | 0.02% Β | ||
13. | Price per share or value of transaction Β | 14. | Date and place of transaction |
2728.4p | 15/3/2013 Β | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β | 16. | Date issuer informed of transaction Β Β Β Β Β |
82,202, 0.11% | 15/3/2013 |
Β
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
Β
17. | Date of grant Β Β | 18. | Period during which or date on which exercisable Β Β |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) Β Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β Β | 22. | Total number of shares or debentures over which options held following notification Β |
23. | Any additional information Β | 24. | Name of contact and telephone number for queries Β |
FAY RICKETTS, TEL. 01242 521361 Β |
Β
Β
Name of authorised official of issuer responsible for making notification Β Date of notification: 19/3/2013 Β |
Β
Β
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
Β
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Β
Β
Β
Annex DTR3
Β
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Β
Β
All relevant boxes should be completed in block capital letters.
Β
1. | Name of the issuer Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, Β | ||
3. | Name of person discharging managerial responsibilities/director Β Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β |
JOHN SENIOR | N/A Β | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β |
PERSON IN 3 | 25P ORDINARY SHARES Β | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β | 8. | State the nature of the transaction Β Β |
JOHN SENIOR | EXERCISE OF OPTIONS AND SALE OF SHARES Β | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β |
1,850 | 0.002% Β | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β |
1,850 | 0.002% Β | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction Β |
Exercise - 959p Sale - 2684p Β | 19/3/2013 | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β | 16. | Date issuer informed of transaction Β Β Β Β Β |
5,731 | 0.007% Β |
Β
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Β
17. | Date of grant Β Β | 18. | Period during which or date on which exercisable Β |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β | 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information Β | 24. | Name of contact and telephone number for queries Β |
FAY RICKETTS, TEL. 01242 521361 Β |
Β
Β
Name of authorised official of issuer responsible for making notification Β Date of notification: 19/3/2013 Β |
Β
Β
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
Β
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Β
Β
Β
Β
Follow the stocks
