Last checked at 29 May 2018 11:40
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 28 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,628,777 | 1.53% | 595,672 | 0.25% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 96,413 | 0.04% | 2,801,244 | 1.18% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,725,190 | 1.57% | 3,396,916 | 1.43% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 72 | 35.8200 EUR | |||
| Purchase | 109 | 36.9800 EUR | |||
| Purchase | 206 | 36.9506 EUR | |||
| Purchase | 251 | 36.1048 EUR | |||
| Purchase | 306 | 36.7900 EUR | |||
| Purchase | 312 | 35.8600 EUR | |||
| Purchase | 459 | 36.6733 EUR | |||
| Purchase | 1,570 | 35.8681 EUR | |||
| Purchase | 1,962 | 36.6679 EUR | |||
| Purchase | 9,723 | 36.6400 EUR | |||
| Sale | 319 | 36.6474 EUR | |||
| Sale | 489 | 36.2778 EUR | |||
| Sale | 497 | 36.7123 EUR | |||
| Sale | 547 | 36.7543 EUR | |||
| Sale | 837 | 36.2482 EUR | |||
| Sale | 853 | 36.3563 EUR | |||
| Sale | 1,201 | 36.5182 EUR | |||
| Sale | 2,157 | 36.6614 EUR | |||
| Sale | 3,016 | 36.7121 EUR | |||
| Sale | 7,838 | 36.6895 EUR | |||
| Sale | 17,365 | 36.5902 EUR | |||
| Sale | 25,272 | 36.4231 EUR | |||
| Sale | 30,214 | 36.5396 EUR | |||
| Sale | 99,145 | 36.5496 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 489 | 36.2778 EUR | ||||
| €0.001 ordinary shares | Long | 1,050 | 36.4595 EUR | ||||
| €0.001 ordinary shares | Long | 7,838 | 36.6895 EUR | ||||
| €0.001 ordinary shares | Long | 18,708 | 36.2996 EUR | ||||
| €0.001 ordinary shares | Long | 19,387 | 36.9866 EUR | ||||
| €0.001 ordinary shares | Long | 20,000 | 36.5086 EUR | ||||
| €0.001 ordinary shares | Long | 20,000 | 36.2970 EUR | ||||
| €0.001 ordinary shares | Long | 20,000 | 36.6584 EUR | ||||
| €0.001 ordinary shares | Long | 30,214 | 36.5396 EUR | ||||
| €0.001 ordinary shares | Short | 323 | 36.0612 EUR | ||||
| €0.001 ordinary shares | Short | 1,882 | 35.8739 EUR | ||||
| €0.001 ordinary shares | Short | 1,962 | 36.6672 EUR | ||||
| €0.001 ordinary shares | Short | 8,424 | 36.6427 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 29 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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