9 Jan 2023 10:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 06 January 2023 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 450443 | 3.65400 GBP | 3.59598 GBP |
25p ordinary | Sell
| 232285 | 3.66600 GBP | 3.59598 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 148 | 3.64237837837838 GBP |
25p ordinary | CFD
| Long | 446 | 3.635 GBP |
25p ordinary | CFD
| Long | 353 | 3.663994 GBP |
25p ordinary | CFD
| Long | 310 | 3.606742 GBP |
25p ordinary | CFD
| Long | 566 | 3.625777 GBP |
25p ordinary | CFD
| Long | 560 | 3.63182500178571 GBP |
25p ordinary | CFD
| Long | 193 | 3.666 GBP |
25p ordinary | CFD
| Long | 36 | 3.636 GBP |
25p ordinary | CFD
| Long | 757 | 3.627379 GBP |
25p ordinary | CFD
| Long | 2413 | 3.64 GBP |
25p ordinary | CFD
| Long | 1026 | 3.640197 GBP |
25p ordinary | CFD
| Long | 183 | 3.632298 GBP |
25p ordinary | CFD
| Long | 40 | 3.635850025 GBP |
25p ordinary | CFD
| Short | 13611 | 3.62274537 GBP |
25p ordinary | CFD
| Short | 63223 | 3.64 GBP |
25p ordinary | CFD
| Short | 302 | 3.64686960933775 GBP |
25p ordinary | CFD
| Short | 255 | 3.629794 GBP |
25p ordinary | CFD
| Short | 2500 | 3.642728 GBP |
25p ordinary | CFD
| Short | 51 | 3.635405 GBP |
25p ordinary | CFD
| Short | 1296 | 3.64010030864198 GBP |
25p ordinary | CFD
| Short | 31 | 3.62548387096774 GBP |
25p ordinary | CFD
| Short | 621 | 3.635695 GBP |
25p ordinary | CFD
| Short | 3417 | 3.64686234143108 GBP |
25p ordinary | CFD
| Short | 2900 | 3.629979 GBP |
25p ordinary | CFD
| Short | 14285 | 3.64010220511026 GBP |
25p ordinary | CFD
| Short | 325 | 3.62590769230769 GBP |
25p ordinary | CFD
| Short | 2214 | 3.637939 GBP |
25p ordinary | CFD
| Short | 3794 | 3.63071 GBP |
25p ordinary | CFD
| Short | 1386 | 3.624 GBP |
25p ordinary | CFD
| Short | 789 | 3.618 GBP |
25p ordinary | CFD
| Short | 310 | 3.628 GBP |
25p ordinary | CFD
| Short | 4587 | 3.636186 GBP |
25p ordinary | CFD
| Short | 451 | 3.64686843461197 GBP |
25p ordinary | CFD
| Short | 381 | 3.629879 GBP |
25p ordinary | CFD
| Short | 80 | 3.635707 GBP |
25p ordinary | CFD
| Short | 1908 | 3.64009958071279 GBP |
25p ordinary | CFD
| Short | 41 | 3.62585365853659 GBP |
25p ordinary | CFD
| Short | 2104 | 3.641721 GBP |
25p ordinary | CFD
| Short | 2066 | 3.6400455 GBP |
25p ordinary | CFD
| Short | 2491 | 3.63256523 GBP |
25p ordinary | CFD
| Short | 646 | 3.637214 GBP |
25p ordinary | CFD
| Short | 554 | 3.634802 GBP |
25p ordinary | CFD
| Short | 171 | 3.642 GBP |
25p ordinary | CFD
| Short | 100000 | 3.64358416 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 January 2023 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.