3 Oct 2016 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 30 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 93 | 131.5352 USD | 130.7500 USD |
ADRs | SALES | 93 | 131.5352 USD | 130.7500 USD |
Ordinary | PURCHASES | 505,586 | 117.1000 EUR | 115.4500 EUR |
Ordinary | SALES | 507,093 | 117.0000 EUR | 115.4000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 455 | 131.4100 USD |
ADRs | CFD | LONG | 374 | 131.4100 USD |
ADRs | CFD | LONG | 450 | 131.4100 USD |
ADRs | CFD | SHORT | 759 | 130.7500 USD |
ADRs | CFD | SHORT | 684 | 130.7500 USD |
ADRs | CFD | SHORT | 836 | 130.7500 USD |
ADRs | CFD | SHORT | 200 | 131.1850 USD |
Ordinary | CFD | LONG | 1,722 | 115.8053 EUR |
Ordinary | CFD | LONG | 12,209 | 115.8976 EUR |
Ordinary | CFD | LONG | 1,210 | 116.0018 EUR |
Ordinary | CFD | LONG | 719 | 116.0453 EUR |
Ordinary | CFD | LONG | 383 | 116.0499 EUR |
Ordinary | CFD | LONG | 308 | 116.0499 EUR |
Ordinary | CFD | LONG | 147 | 116.0499 EUR |
Ordinary | CFD | LONG | 9,374 | 116.1451 EUR |
Ordinary | CFD | LONG | 2,750 | 116.2472 EUR |
Ordinary | CFD | LONG | 113 | 116.3876 EUR |
Ordinary | CFD | LONG | 3,995 | 116.4105 EUR |
Ordinary | CFD | LONG | 103 | 116.4146 EUR |
Ordinary | CFD | LONG | 16 | 116.4146 EUR |
Ordinary | CFD | LONG | 11 | 116.4146 EUR |
Ordinary | CFD | LONG | 71 | 116.4146 EUR |
Ordinary | CFD | LONG | 6 | 116.4146 EUR |
Ordinary | CFD | LONG | 37 | 116.4146 EUR |
Ordinary | CFD | LONG | 22,606 | 116.4155 EUR |
Ordinary | CFD | LONG | 3 | 116.4314 EUR |
Ordinary | CFD | LONG | 14 | 116.4314 EUR |
Ordinary | CFD | LONG | 47 | 116.4314 EUR |
Ordinary | CFD | LONG | 1,152 | 116.4314 EUR |
Ordinary | CFD | LONG | 41 | 116.4314 EUR |
Ordinary | CFD | LONG | 5,874 | 116.4338 EUR |
Ordinary | CFD | LONG | 252 | 116.4500 EUR |
Ordinary | CFD | LONG | 470 | 116.4500 EUR |
Ordinary | CFD | LONG | 9 | 116.5056 EUR |
Ordinary | CFD | LONG | 1,273 | 116.5109 EUR |
Ordinary | CFD | LONG | 7,400 | 116.5204 EUR |
Ordinary | CFD | LONG | 7,250 | 116.5204 EUR |
Ordinary | CFD | LONG | 1,456 | 116.5251 EUR |
Ordinary | CFD | LONG | 22 | 116.5251 EUR |
Ordinary | CFD | LONG | 1,762 | 116.5251 EUR |
Ordinary | CFD | LONG | 2,403 | 116.5282 EUR |
Ordinary | CFD | LONG | 3,203 | 116.5363 EUR |
Ordinary | CFD | LONG | 1,761 | 116.5460 EUR |
Ordinary | CFD | LONG | 62 | 116.5460 EUR |
Ordinary | CFD | LONG | 2,295 | 116.5460 EUR |
Ordinary | CFD | LONG | 2,484 | 116.5973 EUR |
Ordinary | CFD | LONG | 70 | 116.5973 EUR |
Ordinary | CFD | LONG | 1,143 | 116.5973 EUR |
Ordinary | CFD | LONG | 582 | 116.6000 EUR |
Ordinary | CFD | LONG | 1,728 | 116.6000 EUR |
Ordinary | CFD | LONG | 2,000 | 116.6000 EUR |
Ordinary | CFD | LONG | 25,976 | 116.6000 EUR |
Ordinary | CFD | LONG | 224 | 116.6242 EUR |
Ordinary | CFD | SHORT | 67 | 115.6888 EUR |
Ordinary | CFD | SHORT | 1,260 | 116.2000 EUR |
Ordinary | CFD | SHORT | 1,110 | 116.2000 EUR |
Ordinary | CFD | SHORT | 469 | 116.3632 EUR |
Ordinary | CFD | SHORT | 179 | 116.3632 EUR |
Ordinary | CFD | SHORT | 378 | 116.3632 EUR |
Ordinary | CFD | SHORT | 8,491 | 116.3806 EUR |
Ordinary | CFD | SHORT | 198 | 116.3849 EUR |
Ordinary | CFD | SHORT | 69 | 116.3849 EUR |
Ordinary | CFD | SHORT | 47,485 | 116.4010 EUR |
Ordinary | CFD | SHORT | 270 | 116.4430 EUR |
Ordinary | CFD | SHORT | 3,670 | 116.4545 EUR |
Ordinary | CFD | SHORT | 65 | 116.5021 EUR |
Ordinary | CFD | SHORT | 16,614 | 116.5030 EUR |
Ordinary | CFD | SHORT | 2,077 | 116.5091 EUR |
Ordinary | CFD | SHORT | 345 | 116.5164 EUR |
Ordinary | CFD | SHORT | 131 | 116.5164 EUR |
Ordinary | CFD | SHORT | 278 | 116.5164 EUR |
Ordinary | CFD | SHORT | 85 | 116.5370 EUR |
Ordinary | CFD | SHORT | 2,390 | 116.5448 EUR |
Ordinary | CFD | SHORT | 825 | 116.5448 EUR |
Ordinary | CFD | SHORT | 110 | 116.5485 EUR |
Ordinary | CFD | SHORT | 4,516 | 116.5697 EUR |
Ordinary | CFD | SHORT | 2,029 | 116.5776 EUR |
Ordinary | CFD | SHORT | 595 | 116.6000 EUR |
Ordinary | CFD | SHORT | 746 | 116.6000 EUR |
Ordinary | CFD | SHORT | 4,960 | 116.6064 EUR |
Ordinary | CFD | SHORT | 89 | 116.6153 EUR |
Ordinary | CFD | SHORT | 2,000 | 116.6400 EUR |
Ordinary | CFD | SHORT | 351 | 116.6480 EUR |
Ordinary | CFD | SHORT | 280 | 116.6480 EUR |
Ordinary | CFD | SHORT | 134 | 116.6480 EUR |
Ordinary | CFD | SHORT | 154 | 116.6576 EUR |
Ordinary | CFD | SHORT | 324 | 116.6576 EUR |
Ordinary | CFD | SHORT | 404 | 116.6576 EUR |
Ordinary | CFD | SHORT | 64 | 116.6755 EUR |
Ordinary | CFD | SHORT | 32 | 116.6756 EUR |
Ordinary | CFD | SHORT | 3,500 | 116.9071 EUR |
Ordinary | CFD | SHORT | 1,249 | 1,809.2416 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | PUT | PURCHASE | 19,500 | 110.0000 | A | 16/12/2016 | 2.8000 EUR |
Ordinary | PUT | PURCHASE | 60,000 | 110.0000 | A | 16/12/2016 | 2.8000 EUR |
Ordinary | PUT | SALE | 79,500 | 106.0000 | A | 16/12/2016 | 1.8800 EUR |
Ordinary | PUT | SALE | 60,000 | 110.0000 | A | 16/12/2016 | 3.0700 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 OCTOBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.