Last checked at 6 Dec 2021 12:23
6 December 2021
South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX / LSE / JSE Share Code: S32 ADR: SOUHY
ISIN: AU000000S320
south32.net
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
AU000000S320
Issuer Name
South32 Limited
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Schroders Plc
City of registered office (if applicable)
London Wall, Barbican
Country of registered office (if applicable)
England
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
03-Dec-2021
6. Date on which Issuer notified
06-Dec-2021
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 4.877260 | 0.046670 | 4.923930 | 229595618 |
Position of previous notification (if applicable) | 4.974000 | 0.046000 | 5.020000 |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
AU000000S320 |
| 227419690 |
| 4.877260 |
Sub Total 8.A | 227419690 | 4.877260% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
| |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
CFD | n/a | n/a | Cash | 2175928 | 0.046670 |
Sub Total 8.B2 |
| 2175928 | 0.046670% | ||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Schroders plc |
|
|
|
|
Schroders plc | Schroder Administration Limited |
|
|
|
Schroders plc | Schroder Wealth Holdings Limited |
|
|
|
Schroders plc | Schroder & Co. Limited |
|
|
|
Schroders plc |
|
|
|
|
Schroders plc | Schroder Administration Limited |
|
|
|
Schroders plc | Schroder International Holdings Limited |
|
|
|
Schroders plc | Schroder Investment Management Limited |
|
|
|
Schroders plc |
|
|
|
|
Schroders plc | Schroder Administration Limited |
|
|
|
Schroders plc | Schroder International Holdings Limited |
|
|
|
Schroders plc | Schroder Australia Holdings PTY Limited |
|
|
|
Schroders plc | Schroder Investment Management Australia Limited |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
06-Dec-2021
13. Place Of Completion
London
JSE Sponsor: UBS South Africa (Pty) Ltd6 December 2021