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Form 8.3 - Barrick Gold Corporation

13 Dec 2018 15:00

RNS Number : 4228K
Citadel Group
13 December 2018
 

 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%

OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions

disclosed, if different from 1(a):

The naming of nominee or vehicle companies is

insufficient. For a trust, the trustee(s), settlor and

beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant

securities this form relates:

Use a separate form for each offeror/offeree

BARRICK GOLD CORPORATION

(d) If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest

practicable date prior to the disclosure

12 December, 2018

(f) In addition to the company in 1(c) above, is the

discloser making disclosures in respect of any other

party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

RANDGOLD RESOURCES LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common Stock ISIN CA0679011084

Interests

Short Positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,672,637

0.83

3,004,887

0.26

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

110,100

0.01

TOTAL:

9,672,637

0.83

3,114,987

0.27

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

Class of relevant security

ISIN CA0679011084

Purchase/sale

Number of securities

Price per unit

Common Stock

Purchase

47

12.05 EUR

Common Stock

Purchase

1,050

12.06 EUR

Common Stock

Purchase

210

12.12 EUR

Common Stock

Purchase

1,450

12.16 EUR

Common Stock

Purchase

1,794

12.18 EUR

Common Stock

Purchase

591

12.2 EUR

Common Stock

Purchase

200

13.68 USD

Common Stock

Purchase

300

13.685 USD

Common Stock

Purchase

6,400

13.736016 USD

Common Stock

Purchase

100

13.88 USD

Common Stock

Purchase

64

13.890625 USD

Common Stock

Purchase

803

13.895635 USD

Common Stock

Purchase

3,339

13.898224 USD

Common Stock

Purchase

300

13.9 USD

Common Stock

Purchase

1,100

13.906818 USD

Common Stock

Purchase

2,234

13.90799 USD

Common Stock

Purchase

2,800

13.92 USD

Common Stock

Purchase

1,900

13.930526 USD

Common Stock

Purchase

2

13.9325 USD

Common Stock

Purchase

766

13.935444 USD

Common Stock

Purchase

2,500

13.9432 USD

Common Stock

Purchase

2,400

13.944583 USD

Common Stock

Purchase

3,100

13.945 USD

Common Stock

Purchase

43,242

13.946396 USD

Common Stock

Purchase

3,313

13.94689 USD

Common Stock

Purchase

3,300

13.947727 USD

Common Stock

Purchase

834

13.948903 USD

Common Stock

Purchase

500

13.95 USD

Common Stock

Purchase

121

13.97 USD

Common Stock

Purchase

300

13.98 USD

Common Stock

Purchase

150

14.001667 USD

Common Stock

Purchase

100

14.005 USD

Common Stock

Purchase

3,277

14.01 USD

Common Stock

Purchase

300

18.433333 CAD

Common Stock

Purchase

1,300

18.563077 CAD

Common Stock

Purchase

20,000

18.5758 CAD

Common Stock

Purchase

12,900

18.5873643411 CAD

Common Stock

Sale

-1,441

12.06 EUR

Common Stock

Sale

-185

12.1 EUR

Common Stock

Sale

-622

12.12 EUR

Common Stock

Sale

-265

12.24 EUR

Common Stock

Sale

-100

13.81 USD

Common Stock

Sale

-100

13.88 USD

Common Stock

Sale

-200

13.8875 USD

Common Stock

Sale

-500

13.896 USD

Common Stock

Sale

-46

13.932283 USD

Common Stock

Sale

-972

13.948081 USD

Common Stock

Sale

-201

13.995 USD

Common Stock

Sale

-433

13.9956 USD

Common Stock

Sale

-100

14.015 USD

Common Stock

Sale

-18,700

18.587486631 CAD

Common Stock

Sale

-14,300

18.6241958042 CAD

Common Stock

Sale

-1,100

18.7 CAD

(b) Cash-settled derivative transactions

Class of relevant security

 

ISIN

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

 Date of disclosure:

13 December, 2018

 Contact name:

Natasha Newbold

 Telephone number*:

020 7645 9700

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Citadel Group

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BARRICK GOLD CORPORATION

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

ISINCA0679011084

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Common

Call Option

Written

-28500

13 USD

American

21/12/2018

Common

Call Option

Written

-300

14 USD

American

21/12/2018

Common

Put Option

Written

6000

12 USD

American

21/12/2018

Common

Put Option

Written

5000

12 USD

American

18/04/2019

Common

Put Option

Written

5000

13 USD

American

18/04/2019

Common

Put Option

Written

11000

12 USD

American

18/01/2019

Common

Put Option

Written

28000

14 USD

American

18/01/2019

Common

Put Option

Written

12000

11 USD

American

18/01/2019

Common

Put Option

Purchased

-163300

15 USD

American

18/01/2019

Common

Put Option

Written

6000

13 USD

American

18/01/2019

Common

Put Option

Written

9000

10 USD

American

18/01/2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETGGGRCPUPRGPW
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