Last checked at 26 Jan 2016 09:16
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Rockhopper Exploration Plc | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | X | ||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: iii |
Carlson Capital UK LLP | ||
4. Full name of shareholder(s) (if different from 3.):iv | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
21 January 2016 | ||
6. Date on which issuer notified: | 22 January 2016 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
5.46% | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indire ct xii | Direct | Indirect | |||
Common Stock GB00B0FVQX 23 |
24,911,045 |
24,911,045 |
24,911,045 |
24,911,045 |
5.46% | ||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
24,911,045 | 5.46% |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14. Contact name: |
Shahla F. Ali, Chief Compliance Officer |
15. Contact telephone number: |
+44 0207 5913450 or +1 212 994 8303 |