4 Mar 2015 16:43
REGENCY MINES PLC
("Regency" or the "Company")
HOLDINGS IN COMPANY
4 March 2015
Regency Mines plc, the mining exploration and mineral investment company with interests in nickel and other minerals in Australia, Papua New Guinea and Sudan, has been notified of the following shareholding in the Company:
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Regency Mines plc | ||
2. Reason for the notification (please tick the appropriate box or boxes):
| |||
An acquisition or disposal of voting rights | ü | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights |
| ||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: | Yorkville Advisors Global, LLC Yorkville Advisors Global, LP YA Global Master SPV, Ltd | ||
4. Full name of shareholder(s) (if different from 3.): | Jarvis Investment Management Ltd (Registered Holder) | ||
5. Date of the transaction and date onwhich the threshold is crossed or reached: | March 3, 2015 | ||
6. Date on which issuer notified: | March 3, 2015 | ||
7. Threshold(s) that is/are crossed or reached: | 3% | ||
| 8. Notified details: | |||||||
A: Voting rights attached to shares | ||||||||
Class/type of shares
if possible using the ISIN CODE
| Situation previousto the triggering transaction | Resulting situation after the triggering transaction | ||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||
Direct | Direct | Indirect | Direct | Indirect | ||||
Ordinary Shares | 65,110,000 | 65,110,000 | 52,610,000 | 52,610,000 | 2.94% | |||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument
| Expiration date
| Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument
| Exercise price
| Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | % of voting rights |
52,610,000 | 2.94% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | |
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd | |
Proxy Voting:
| |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional Information: | |
14. Contact name: | Troy J. Rillo |
15. Contact telephone number: | 001.908.906.5127 |
For further information, please contact:
Andrew Bell 0207 747 9960 or 0776 647 4849 | Chairman Regency Mines Plc |
Roland Cornish/Rosalind Hill Abrahams 0207 628 3396 |
NOMAD Beaumont Cornish Limited
|
Jason Robertson 0129 351 7744 | Broker Dowgate Capital Stockbrokers Ltd.
|
Christian Pickel 0203 128 8208 | Media Relations MHP Communications |