Sign In
Last checked at 
21 Jun 2011 17:05
ο»Ώ
Annex DTR3
Β
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Β
All relevant boxes should be completed in block capital letters.
Β
1. | Name of the issuer Β RECORD PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β NOTIFICATION RELATES TO (i) - A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R. Β |
3. | Name of person discharging managerial responsibilities/director Β MR. PAUL SHERIFF Β Β Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β THE TRANSFEREE, MRS. VALERIE SHERIFF, IS A CONNECTED PERSON, BEING THE SPOUSE OF THE PERSON NAMED IN 3. Β |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest Β BOTH - NOTIFICATION IS IN RESPECT OF A HOLDING OF THE PERSON REFERRED TO IN 3 BEING TRANSFERRED TO THE PERSON NAMED IN 4. Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β ORDINARY SHARES OF 0.025p EACH Β |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β RECORD PLC EMPLOYEE BENEFIT TRUST AS NOMINEE FOR THE PERSON IN 3 (BEFORE THE TRANSFER) AND FOR 4 (AFTER THE TRANSFER) Β | 8 | State the nature of the transaction Β SPOUSE TRANSFER FOR NIL CONSIDERATION |
9. | Number of shares, debentures or financial instruments relating to shares acquired Β 60,216 ACQUIRED BY PERSON IN 4 Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β 0.03% Β |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β 60,216 DISPOSED OF BY PERSON IN 3 Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β 0.03% |
13. | Price per share or value of transaction Β NIL Β Β | 14. | Date and place of transaction Β 21 JUNE 2011 JERSEY |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β MR. PAUL SHERIFF: no shares (0.0%) MRS. VALERIE SHERIFF: 616,991 shares (0.28%) Β | 16. | Date issuer informed of transaction Β 21 JUNE 2011 Β |
Β
Β
Β
Β
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Β
17 | Date of grant Β N/A Β | 18. | Period during which or date on which exercisable Β N/A Β |
19. | Total amount paid (if any) for grant of the option Β N/A Β | 20. | Description of shares or debentures involved (class and number) Β N/A Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β N/A Β | 22. | Total number of shares or debentures over which options held following notification Β N/A |
Β
23. | Any additional information Β NONE Β | 24. | Name of contact and telephone number for queries Β JOANNE MANNING 01753 852222 |
Β
Β Name of authorised official of issuer responsible for making notification Joanne Manning Β Β Date of notification 21 JUNE 2011 Β Β |
Β
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
Β
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
Β
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
Β
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
Β
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Follow the stocks
