17 Nov 2015 10:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 108,919 | 49.5800 USD | 48.3100 USD |
A ADSs | SALES | 30,777 | 49.5800 USD | 48.2900 USD |
B ADSs | PURCHASES | 7,920 | 49.6000 USD | 48.4000 USD |
B ADSs | SALES | 2,100 | 49.6400 USD | 48.4100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 201 | 48.4955 USD |
A ADSs | CFD | LONG | 1,499 | 48.6431 USD |
A ADSs | CFD | LONG | 16,626 | 48.9347 USD |
A ADSs | CFD | LONG | 24 | 48.9800 USD |
A ADSs | CFD | LONG | 1,200 | 49.0160 USD |
A ADSs | CFD | LONG | 9,900 | 49.1713 USD |
A ADSs | CFD | LONG | 100 | 49.1900 USD |
A ADSs | CFD | LONG | 1,200 | 49.3075 USD |
A ADSs | CFD | LONG | 12 | 49.5200 USD |
A ADSs | CFD | LONG | 15 | 49.5200 USD |
A ADSs | CFD | SHORT | 700 | 48.7928 USD |
A ADSs | CFD | SHORT | 103,862 | 48.9788 USD |
A ADSs | CFD | SHORT | 2,500 | 49.0254 USD |
A ADSs | CFD | SHORT | 300 | 49.2472 USD |
A ADSs | CFD | SHORT | 800 | 49.2472 USD |
A ADSs | CFD | SHORT | 700 | 49.5407 USD |
A ADSs | CFD | SHORT | 57 | 49.5500 USD |
B ADSs | CFD | LONG | 600 | 49.0482 USD |
B ADSs | CFD | LONG | 100 | 49.0900 USD |
B ADSs | CFD | LONG | 1,400 | 49.3158 USD |
B ADSs | CFD | SHORT | 100 | 48.4200 USD |
B ADSs | CFD | SHORT | 300 | 48.7967 USD |
B ADSs | CFD | SHORT | 900 | 48.8477 USD |
B ADSs | CFD | SHORT | 600 | 48.9333 USD |
B ADSs | CFD | SHORT | 2,100 | 48.9757 USD |
B ADSs | CFD | SHORT | 2,900 | 48.9793 USD |
B ADSs | CFD | SHORT | 1,020 | 49.1401 USD |
EUR 0.07 A ordinary | CFD | LONG | 53 | 22.5802 EUR |
EUR 0.07 A ordinary | CFD | LONG | 47 | 22.6051 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,200 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,719 | 22.5650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 115 | 22.5650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 88 | 22.5650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 215 | 22.5984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,261 | 22.7793 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,887 | 22.9464 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 585 | 22.9464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 64 | 15.8077 GBP |
EUR 0.07 A ordinary | CFD | LONG | 380 | 15.8246 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,428 | 15.8939 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,973 | 15.9105 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,100 | 15.9495 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,998 | 16.0174 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,972 | 16.0174 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,972 | 15.7855 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,410 | 15.8281 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,726 | 16.0142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,454 | 16.0142 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,851 | 15.8125 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,377 | 15.8198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,310 | 15.8198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,506 | 15.9030 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,375 | 15.9301 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,000 | 15.9311 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,362 | 15.9819 GBP |
EUR 0.07 B ordinary | CFD | LONG | 856 | 16.0061 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,862 | 16.0173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,568 | 16.0173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,186 | 16.0173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,050 | 16.0243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 169 | 16.0243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 299 | 16.0505 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,091 | 16.1173 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 93 | 15.8689 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 197 | 15.8975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,321 | 16.0459 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42 | 16.1050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 463 | 16.1350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.1350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 16.1400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,537 | 16.1412 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 998 | 16.1500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,221 | 16.2011 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.