1 Dec 2015 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 30 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 39,311 | 50.4100 USD | 49.7200 USD |
A ADSs | SALES | 59,032 | 50.3600 USD | 49.7000 USD |
B ADSs | PURCHASES | 6,300 | 50.5600 USD | 49.9700 USD |
B ADSs | SALES | 1,400 | 50.7100 USD | 49.9400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 599 | 49.7575 USD |
A ADSs | CFD | LONG | 12 | 49.7600 USD |
A ADSs | CFD | LONG | 17 | 49.7600 USD |
A ADSs | CFD | LONG | 400 | 49.7600 USD |
A ADSs | CFD | LONG | 201 | 49.7709 USD |
A ADSs | CFD | LONG | 18,300 | 49.9466 USD |
A ADSs | CFD | LONG | 1,500 | 49.9519 USD |
A ADSs | CFD | LONG | 37,603 | 50.0009 USD |
A ADSs | CFD | LONG | 400 | 50.3600 USD |
A ADSs | CFD | SHORT | 500 | 49.7670 USD |
A ADSs | CFD | SHORT | 2,300 | 49.7688 USD |
A ADSs | CFD | SHORT | 200 | 49.8150 USD |
A ADSs | CFD | SHORT | 700 | 49.8742 USD |
A ADSs | CFD | SHORT | 800 | 49.8800 USD |
A ADSs | CFD | SHORT | 11 | 49.9300 USD |
A ADSs | CFD | SHORT | 1,100 | 49.9381 USD |
A ADSs | CFD | SHORT | 1,800 | 50.0052 USD |
A ADSs | CFD | SHORT | 31,000 | 50.1080 USD |
A ADSs | CFD | SHORT | 599 | 50.1285 USD |
A ADSs | CFD | SHORT | 301 | 50.1684 USD |
B ADSs | CFD | LONG | 300 | 49.9400 USD |
B ADSs | CFD | LONG | 200 | 50.0300 USD |
B ADSs | CFD | LONG | 700 | 50.2242 USD |
B ADSs | CFD | LONG | 200 | 50.7100 USD |
B ADSs | CFD | SHORT | 500 | 50.0046 USD |
B ADSs | CFD | SHORT | 2,700 | 50.1785 USD |
B ADSs | CFD | SHORT | 1,000 | 50.2480 USD |
B ADSs | CFD | SHORT | 2,100 | 50.2528 USD |
EUR 0.07 A ordinary | CFD | LONG | 9,582 | 23.6616 EUR |
EUR 0.07 A ordinary | CFD | LONG | 131 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 131 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,500 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 64 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 23.7323 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,800 | 23.7507 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,514 | 23.7591 EUR |
EUR 0.07 A ordinary | CFD | LONG | 91 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 139 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,172 | 23.7737 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,329 | 23.6023 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,518 | 23.6023 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,113 | 23.7262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 55,266 | 16.4217 GBP |
EUR 0.07 A ordinary | CFD | LONG | 194,522 | 16.4217 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,212 | 16.4217 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,725 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,796 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,330 | 16.5032 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,390 | 16.6161 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,393 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105,849 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,489 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,274 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,208 | 16.4769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 16.4871 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,380 | 16.5034 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,719 | 16.5343 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,580 | 16.5476 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59 | 23.7500 EUR |
EUR 0.07 B ordinary | CFD | SHORT | 15 | 23.8950 EUR |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.5531 GBP |
EUR 0.07 B ordinary | CFD | LONG | 239 | 16.6023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 90 | 16.6319 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,147 | 16.6322 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,025 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,951 | 16.6359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,214 | 16.7586 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 110,797 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 231 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,116 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,223 | 16.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,491 | 16.5202 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 83,254 | 16.5202 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,465 | 16.6220 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,712 | 16.6220 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 744 | 16.6220 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,206 | 16.6607 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 699 | 16.7417 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 692 | 16.7417 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.