8 Feb 2016 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 12,200 | 44.8689 USD | 44.8689 USD |
B ADSs | SALES | 12,200 | 44.8680 USD | 44.8680 USD |
EUR 0.07 A ordinary | PURCHASES | 2,604,827 | 20.4450 EUR | 19.8550 EUR |
EUR 0.07 A ordinary | SALES | 2,247,391 | 20.4450 EUR | 19.8600 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,086,737 | 15.6300 GBP | 15.2250 GBP |
EUR 0.07 A ordinary | SALES | 2,605,109 | 15.6350 GBP | 15.2250 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,349,709 | 15.6050 GBP | 15.2150 GBP |
EUR 0.07 B ordinary | SALES | 1,416,370 | 15.6000 GBP | 15.2350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 4,746 | 20.0482 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,415 | 20.1188 EUR |
EUR 0.07 A ordinary | CFD | LONG | 160 | 20.1200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100,000 | 20.1200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,725 | 20.1651 EUR |
EUR 0.07 A ordinary | CFD | LONG | 104 | 20.1700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 42,208 | 20.2238 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,908 | 20.2290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,809 | 20.2290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79,374 | 20.2347 EUR |
EUR 0.07 A ordinary | CFD | LONG | 94,495 | 20.2381 EUR |
EUR 0.07 A ordinary | CFD | LONG | 555,609 | 20.2428 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,573 | 20.2725 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,154 | 20.2725 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 465 | 19.9400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 89,494 | 20.1093 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,287 | 20.1200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,396 | 20.1200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 830 | 20.1200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,426 | 20.1334 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 350 | 20.2080 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,293 | 20.2162 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,154 | 20.2199 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,003 | 20.2199 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55,633 | 20.2226 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 555,642 | 20.2482 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 343,605 | 20.2534 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,000 | 15.2961 GBP |
EUR 0.07 A ordinary | CFD | LONG | 132,944 | 15.3306 GBP |
EUR 0.07 A ordinary | CFD | LONG | 172,652 | 15.3306 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,195 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,425 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,580 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,667 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 674 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 94 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,164 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,929 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 77,958 | 15.4250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 178,160 | 15.4388 GBP |
EUR 0.07 A ordinary | CFD | LONG | 75,940 | 15.4459 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,000 | 15.5380 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,751 | 15.5479 GBP |
EUR 0.07 A ordinary | CFD | LONG | 585 | 15.5479 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,850 | 15.5479 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 15.5732 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,155 | 15.6050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 103,643 | 15.6050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 90,342 | 15.3103 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,378 | 15.3263 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,991 | 15.3418 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 15.3418 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 271 | 15.3418 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,372 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,035 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,959 | 15.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 128,811 | 15.4662 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 132,944 | 15.4688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,531 | 15.4688 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,000 | 15.3088 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,140 | 15.3227 GBP |
EUR 0.07 B ordinary | CFD | LONG | 85,660 | 15.3547 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,546 | 15.3547 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,136 | 15.3650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 579,020 | 15.4000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,922 | 15.4008 GBP |
EUR 0.07 B ordinary | CFD | LONG | 951 | 15.4010 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,346 | 15.4010 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,503 | 15.4010 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,959 | 15.4097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,630 | 15.4097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 91,546 | 15.4305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,505 | 15.4312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,030 | 15.4312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,959 | 15.4379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,630 | 15.4379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,963 | 15.4413 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,829 | 15.4518 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,809 | 15.4535 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,773 | 15.4548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,461 | 15.4548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,913 | 15.5137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 640 | 15.5137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,039 | 15.5137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,501 | 15.5307 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 15.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,583 | 15.3058 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 96 | 15.3441 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,111 | 15.3441 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 288 | 15.3441 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,927 | 15.3650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,533 | 15.3650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,494 | 15.3650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 579,020 | 15.4000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,600 | 15.4004 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,498 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,913 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,381 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,172 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 102,546 | 15.4513 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75,895 | 15.4513 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 62,940 | 15.4665 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 70,000 | 15.5230 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.