16 Nov 2015 14:47
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 7,300 | 49.4100 USD | 48.4900 USD |
A ADSs | SALES | 50,739 | 49.4400 USD | 48.4700 USD |
B ADSs | PURCHASES | 7,904 | 49.5900 USD | 48.5900 USD |
B ADSs | SALES | 15,800 | 49.5600 USD | 48.6700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 728 | 48.6499 USD |
A ADSs | CFD | LONG | 549 | 48.6499 USD |
A ADSs | CFD | LONG | 1,400 | 48.7488 USD |
A ADSs | CFD | LONG | 27,000 | 48.7997 USD |
A ADSs | CFD | LONG | 1,700 | 48.8625 USD |
A ADSs | CFD | LONG | 18,493 | 48.8723 USD |
A ADSs | CFD | LONG | 69 | 48.9000 USD |
A ADSs | CFD | LONG | 200 | 48.9375 USD |
A ADSs | CFD | LONG | 600 | 49.1200 USD |
A ADSs | CFD | SHORT | 1,000 | 48.7040 USD |
A ADSs | CFD | SHORT | 2,000 | 48.8225 USD |
A ADSs | CFD | SHORT | 3,300 | 48.8330 USD |
A ADSs | CFD | SHORT | 1,000 | 49.0740 USD |
B ADSs | CFD | LONG | 15,700 | 48.9239 USD |
B ADSs | CFD | LONG | 100 | 49.0700 USD |
B ADSs | CFD | SHORT | 500 | 48.7540 USD |
B ADSs | CFD | SHORT | 100 | 48.8600 USD |
B ADSs | CFD | SHORT | 1,100 | 48.8763 USD |
B ADSs | CFD | SHORT | 600 | 48.8766 USD |
B ADSs | CFD | SHORT | 2,500 | 48.9036 USD |
B ADSs | CFD | SHORT | 2,800 | 49.0153 USD |
B ADSs | CFD | SHORT | 100 | 49.2800 USD |
EUR 0.07 A ordinary | CFD | LONG | 10,055 | 22.9735 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 22.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 122 | 22.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 161 | 22.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 965 | 22.8195 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 64 | 22.9373 EUR |
EUR 0.07 A ordinary | CFD | LONG | 131 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 98 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84 | 15.9451 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,050 | 16.0146 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,552 | 16.0580 GBP |
EUR 0.07 A ordinary | CFD | LONG | 105,647 | 16.1054 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,164 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 438 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,598 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,390 | 15.9684 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,930 | 15.9688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,279 | 16.0176 GBP |
EUR 0.07 B ordinary | CFD | LONG | 765 | 16.0682 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,723 | 16.1190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 128,854 | 16.1219 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,140 | 16.1523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,127 | 16.3686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,812 | 16.3686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 746 | 16.3686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,529 | 16.3686 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,745 | 16.0865 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,244 | 16.0904 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 527 | 16.1332 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,742 | 16.1332 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 555 | 16.1530 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,756 | 16.1860 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 397 | 16.2162 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,603 | 16.2183 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,000 | 16.2515 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.2550 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.