15 Jan 2016 15:00
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 142,822 | 40.6300 USD | 38.8100 USD |
A ADSs | SALES | 125,513 | 40.5300 USD | 38.8300 USD |
B ADSs | PURCHASES | 1,000 | 39.0300 USD | 38.3800 USD |
B ADSs | SALES | 3,300 | 40.2300 USD | 38.4000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 38.9400 USD |
A ADSs | CFD | LONG | 200 | 38.9400 USD |
A ADSs | CFD | LONG | 200 | 39.1250 USD |
A ADSs | CFD | LONG | 6,280 | 39.1632 USD |
A ADSs | CFD | LONG | 118,233 | 39.2648 USD |
A ADSs | CFD | LONG | 400 | 39.9400 USD |
A ADSs | CFD | LONG | 100 | 40.4300 USD |
A ADSs | CFD | SHORT | 100 | 38.9200 USD |
A ADSs | CFD | SHORT | 466 | 38.9791 USD |
A ADSs | CFD | SHORT | 618 | 38.9791 USD |
A ADSs | CFD | SHORT | 100 | 39.0600 USD |
A ADSs | CFD | SHORT | 2,500 | 39.1832 USD |
A ADSs | CFD | SHORT | 102,000 | 39.2340 USD |
A ADSs | CFD | SHORT | 102,000 | 39.2340 USD |
A ADSs | CFD | SHORT | 523 | 39.3589 USD |
A ADSs | CFD | SHORT | 1,200 | 39.4250 USD |
A ADSs | CFD | SHORT | 1,900 | 39.4678 USD |
A ADSs | CFD | SHORT | 1,200 | 39.6154 USD |
A ADSs | CFD | SHORT | 31,015 | 39.6786 USD |
A ADSs | CFD | SHORT | 199 | 39.8938 USD |
A ADSs | CFD | SHORT | 401 | 40.2254 USD |
A ADSs | CFD | SHORT | 600 | 40.4400 USD |
B ADSs | CFD | LONG | 800 | 38.6237 USD |
B ADSs | CFD | LONG | 1,900 | 39.0122 USD |
B ADSs | CFD | LONG | 200 | 39.0200 USD |
B ADSs | CFD | LONG | 400 | 40.1000 USD |
B ADSs | CFD | SHORT | 100 | 38.3800 USD |
B ADSs | CFD | SHORT | 200 | 38.6350 USD |
B ADSs | CFD | SHORT | 300 | 38.7333 USD |
B ADSs | CFD | SHORT | 100 | 38.9600 USD |
B ADSs | CFD | SHORT | 300 | 39.0166 USD |
EUR 0.07 A ordinary | CFD | LONG | 900 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 828 | 18.4183 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 18.7000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 495 | 18.7550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 641 | 18.0966 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 18.1373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 607 | 18.1373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 474 | 18.1749 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 628 | 18.1749 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,300 | 18.4585 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 18.4786 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 18.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,688 | 18.7012 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,090 | 13.5397 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,129 | 13.8741 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,010 | 13.4911 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 96,679 | 13.4911 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,020 | 13.5598 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 850 | 13.6896 GBP |
EUR 0.07 B ordinary | CFD | LONG | 142 | 18.0100 EUR |
EUR 0.07 B ordinary | CFD | LONG | 3,628 | 13.4099 GBP |
EUR 0.07 B ordinary | CFD | LONG | 317 | 13.4406 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,017 | 13.7726 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.7755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,276 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,071 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,754 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,321 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,183 | 13.8062 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,694 | 13.8062 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,730 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,174 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,750 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,126 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,996 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 346 | 13.8229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,593 | 13.8229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 261 | 13.8229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,380 | 13.8429 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,865 | 13.4817 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,681 | 13.5735 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,947 | 13.6881 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 315 | 13.7152 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,507 | 13.7252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 676 | 13.7252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,830 | 13.7252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,200 | 13.7549 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,760 | 13.8436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,430 | 13.8436 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.