18 Nov 2015 15:02
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 13,319 | 50.6600 USD | 49.5200 USD |
A ADSs | SALES | 26,554 | 50.5700 USD | 49.5100 USD |
B ADSs | PURCHASES | 7,300 | 50.7450 USD | 49.7100 USD |
B ADSs | SALES | 13,423 | 50.4400 USD | 49.6900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 3,400 | 49.5919 USD |
A ADSs | CFD | LONG | 254 | 49.6865 USD |
A ADSs | CFD | LONG | 21,500 | 49.7817 USD |
A ADSs | CFD | LONG | 1,200 | 49.8224 USD |
A ADSs | CFD | LONG | 100 | 50.3600 USD |
A ADSs | CFD | LONG | 100 | 50.5700 USD |
A ADSs | CFD | SHORT | 500 | 49.5713 USD |
A ADSs | CFD | SHORT | 418 | 49.6057 USD |
A ADSs | CFD | SHORT | 554 | 49.6057 USD |
A ADSs | CFD | SHORT | 2,700 | 49.6134 USD |
A ADSs | CFD | SHORT | 4,000 | 49.7162 USD |
A ADSs | CFD | SHORT | 400 | 49.8350 USD |
A ADSs | CFD | SHORT | 3,747 | 49.9874 USD |
A ADSs | CFD | SHORT | 1,000 | 50.0869 USD |
B ADSs | CFD | LONG | 100 | 49.8100 USD |
B ADSs | CFD | LONG | 12,700 | 49.9272 USD |
B ADSs | CFD | SHORT | 800 | 49.8625 USD |
B ADSs | CFD | SHORT | 2,200 | 49.9350 USD |
B ADSs | CFD | SHORT | 1,100 | 49.9400 USD |
B ADSs | CFD | SHORT | 2,700 | 49.9618 USD |
B ADSs | CFD | SHORT | 300 | 50.0464 USD |
B ADSs | CFD | SHORT | 200 | 50.7450 USD |
EUR 0.07 A ordinary | CFD | LONG | 48 | 23.6704 EUR |
EUR 0.07 A ordinary | CFD | LONG | 890 | 23.7588 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,711 | 23.9106 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 23.9150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 161 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 122 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 591 | 23.7143 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,164 | 23.7145 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,059 | 23.7145 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 620 | 23.7241 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,100 | 23.8331 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 479 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,368 | 23.8709 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,030 | 16.6240 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,610 | 16.6305 GBP |
EUR 0.07 A ordinary | CFD | LONG | 250 | 16.7203 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,800 | 16.8151 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,301 | 16.5725 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 104 | 16.6013 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,414 | 16.8231 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89 | 23.8000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 216 | 16.6798 GBP |
EUR 0.07 B ordinary | CFD | LONG | 618 | 16.6981 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,997 | 16.8149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,305 | 16.8149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,256 | 16.8149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42 | 16.8683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,782 | 16.8859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,549 | 16.8859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,608 | 16.9258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,133 | 16.9258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 494 | 16.9258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,436 | 16.9780 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,068 | 16.9780 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,035 | 16.9780 GBP |
EUR 0.07 B ordinary | CFD | LONG | 317 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 480 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 779 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,332 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,083 | 16.6744 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,945 | 16.8015 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 294 | 16.8450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 356 | 16.9094 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.9500 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.