13 Nov 2015 11:11
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | SALES | 19,970 | 48.9100 USD | 48.4600 USD |
EUR 0.07 A ordinary | PURCHASES | 1,497,031 | 23.3200 EUR | 22.6150 EUR |
EUR 0.07 A ordinary | SALES | 1,357,614 | 23.3000 EUR | 22.6137 EUR |
EUR 0.07 A ordinary | PURCHASES | 525,362 | 16.2700 GBP | 15.8450 GBP |
EUR 0.07 A ordinary | SALES | 640,111 | 16.3100 GBP | 15.8450 GBP |
EUR 0.07 B ordinary | PURCHASES | 9,730 | 23.4700 EUR | 23.2400 EUR |
EUR 0.07 B ordinary | SALES | 9,730 | 23.3753 EUR | 23.3753 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,069,008 | 16.3900 GBP | 15.9650 GBP |
EUR 0.07 B ordinary | SALES | 1,305,243 | 16.3900 GBP | 15.9650 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 204 | 49.0500 USD |
EUR 0.07 A ordinary | CFD | LONG | 333 | 22.6137 EUR |
EUR 0.07 A ordinary | CFD | LONG | 167 | 22.7968 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,608 | 22.8113 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51,400 | 22.8823 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,628 | 22.9177 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,366 | 22.9195 EUR |
EUR 0.07 A ordinary | CFD | LONG | 70,814 | 22.9239 EUR |
EUR 0.07 A ordinary | CFD | LONG | 485,901 | 22.9578 EUR |
EUR 0.07 A ordinary | CFD | LONG | 607 | 23.0375 EUR |
EUR 0.07 A ordinary | CFD | LONG | 160 | 23.1225 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,543 | 23.2797 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 516 | 22.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 22.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 22.8075 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 240 | 22.8841 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,135 | 22.8961 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 50,745 | 22.9160 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 187,235 | 22.9160 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 64 | 22.9373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 490,365 | 22.9490 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,900 | 22.9826 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,358 | 23.0992 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,628 | 23.1000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,587 | 23.1134 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 146 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 51 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,837 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84 | 15.9451 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,067 | 16.0642 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41,366 | 16.0746 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72,137 | 16.0809 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,806 | 16.2008 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 16.2350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 74,902 | 15.8450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,164 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,598 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 438 | 15.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,391 | 15.9872 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,391 | 15.9872 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,000 | 16.0016 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,910 | 16.0384 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,613 | 16.0408 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,162 | 16.0408 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,209 | 16.0408 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,277 | 16.1024 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,425 | 16.1154 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,000 | 16.1351 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,970 | 16.1582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,806 | 16.2050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53,558 | 16.0386 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,200 | 16.0679 GBP |
EUR 0.07 B ordinary | CFD | LONG | 765 | 16.0682 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,108 | 16.0980 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,662 | 16.1523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,546 | 16.1591 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,070 | 16.1654 GBP |
EUR 0.07 B ordinary | CFD | LONG | 87,890 | 16.1704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,358 | 16.1883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,476 | 16.3686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 16.6750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,592 | 16.0359 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,943 | 16.0682 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,082 | 16.1252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,726 | 16.1306 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,820 | 16.1306 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,533 | 16.1306 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,868 | 16.1701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,804 | 16.1956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,515 | 16.2456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,197 | 16.2780 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,000,000 | 16.3050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,101 | 16.3117 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 16.6750 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | SALE | 27,200 | 23.0000 | A | 20/11/2015 | 0.3100 EUR |
EUR 0.07 A ordinary | PUT | SALE | 172,800 | 23.0000 | A | 20/11/2015 | 0.3100 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.