18 Nov 2015 14:57
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,644 | 50.4840 USD | 49.5900 USD |
A ADSs | SALES | 2,644 | 50.4840 USD | 49.5900 USD |
EUR 0.07 A ordinary | PURCHASES | 1,120,642 | 24.0700 EUR | 23.0000 EUR |
EUR 0.07 A ordinary | SALES | 921,568 | 24.0700 EUR | 23.0000 EUR |
EUR 0.07 A ordinary | PURCHASES | 787,898 | 16.9400 GBP | 16.5450 GBP |
EUR 0.07 A ordinary | SALES | 4,246,804 | 16.9500 GBP | 16.5500 GBP |
EUR 0.07 B ordinary | PURCHASES | 13,521 | 24.1400 EUR | 23.9850 EUR |
EUR 0.07 B ordinary | SALES | 13,610 | 24.0341 EUR | 23.8000 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,441,060 | 17.0250 GBP | 16.6350 GBP |
EUR 0.07 B ordinary | SALES | 2,814,132 | 17.0200 GBP | 16.6400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 50.5700 USD |
B ADSs | CFD | LONG | 623 | 50.0100 USD |
B ADSs | CFD | SHORT | 200 | 50.7450 USD |
EUR 0.07 A ordinary | CFD | LONG | 14,083 | 23.6599 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41,880 | 23.8080 EUR |
EUR 0.07 A ordinary | CFD | LONG | 921 | 23.8135 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,885 | 23.8376 EUR |
EUR 0.07 A ordinary | CFD | LONG | 116 | 23.8537 EUR |
EUR 0.07 A ordinary | CFD | LONG | 464,238 | 23.8638 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,086 | 23.8743 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,826 | 23.8999 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 23.9150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,119 | 23.9460 EUR |
EUR 0.07 A ordinary | CFD | LONG | 273 | 23.9664 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,493 | 23.9850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,793 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,329 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,794 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,027 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 172 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 78,855 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,558 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 272 | 23.7468 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,400 | 23.8161 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,492 | 23.8164 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,268 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 153 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,893 | 23.8484 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 468,597 | 23.8622 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,322 | 23.8622 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 422 | 23.9632 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 62,420 | 23.9735 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 466 | 23.9815 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,100,000 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,193 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,428 | 16.7040 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,124 | 16.7453 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,376 | 16.7655 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,419 | 16.7678 GBP |
EUR 0.07 A ordinary | CFD | LONG | 52,861 | 16.7687 GBP |
EUR 0.07 A ordinary | CFD | LONG | 78 | 16.7781 GBP |
EUR 0.07 A ordinary | CFD | LONG | 321,000 | 16.7781 GBP |
EUR 0.07 A ordinary | CFD | LONG | 560,000 | 16.8400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,877,671 | 16.8400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 537 | 16.8799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28 | 16.8799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71 | 16.8799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40 | 16.9250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,226 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 206 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 590 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 104 | 16.6013 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 376 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 592 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,338 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,548 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 976 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,536 | 16.6301 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,919 | 16.7133 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,162 | 16.7503 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 321,000 | 16.7863 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,073 | 16.7863 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,516 | 16.8019 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,000 | 16.8970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,000,000 | 16.6750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,486 | 16.6905 GBP |
EUR 0.07 B ordinary | CFD | LONG | 618 | 16.6981 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,364 | 16.7946 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,327 | 16.8079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,226 | 16.8410 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,820 | 16.8506 GBP |
EUR 0.07 B ordinary | CFD | LONG | 259,591 | 16.8601 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,642 | 16.8745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,691 | 16.8745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 16.8750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,457 | 16.8964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,260,536 | 16.9000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 143 | 16.9782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,810 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,734 | 16.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47 | 17.0164 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18 | 17.0164 GBP |
EUR 0.07 B ordinary | CFD | LONG | 357 | 17.0164 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,008 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,476 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 588 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 205 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 533 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,526 | 16.7044 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,084 | 16.7680 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,874 | 16.8015 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58,324 | 16.8235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,505 | 16.8290 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,691 | 16.8290 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 78,173 | 16.8359 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 259,658 | 16.8588 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,645 | 16.8588 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,021 | 16.8620 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.