20 Jan 2016 16:37
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 18 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,428,413 | 18.2350 EUR | 17.7100 EUR |
EUR 0.07 A ordinary | SALES | 1,236,623 | 18.2300 EUR | 17.7100 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,143,865 | 13.7250 GBP | 13.3700 GBP |
EUR 0.07 A ordinary | SALES | 1,104,714 | 13.7250 GBP | 13.3550 GBP |
EUR 0.07 B ordinary | PURCHASES | 228 | 17.8500 EUR | 17.7600 EUR |
EUR 0.07 B ordinary | SALES | 398 | 18.1100 EUR | 17.7600 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,730,664 | 13.7050 GBP | 13.3350 GBP |
EUR 0.07 B ordinary | SALES | 2,646,028 | 13.7200 GBP | 13.3300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 11,859 | 17.7440 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,349 | 17.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27,100 | 17.8448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,238 | 17.8893 EUR |
EUR 0.07 A ordinary | CFD | LONG | 361 | 17.8900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 123,100 | 17.9438 EUR |
EUR 0.07 A ordinary | CFD | LONG | 93 | 17.9640 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,988 | 17.9640 EUR |
EUR 0.07 A ordinary | CFD | LONG | 526,776 | 17.9686 EUR |
EUR 0.07 A ordinary | CFD | LONG | 499 | 17.9751 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,000 | 18.0850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 327 | 17.7100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,748 | 17.7450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,014 | 17.7634 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34 | 17.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,331 | 17.8759 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 42,735 | 17.9173 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,860 | 17.9176 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,832 | 17.9294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 141,279 | 17.9498 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 528,956 | 17.9724 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,040 | 17.9991 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,400 | 18.0454 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,000 | 18.0916 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,785 | 13.3850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 83 | 13.4100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,514 | 13.4189 GBP |
EUR 0.07 A ordinary | CFD | LONG | 358 | 13.4189 GBP |
EUR 0.07 A ordinary | CFD | LONG | 120 | 13.4189 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,000 | 13.4225 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15 | 13.4460 GBP |
EUR 0.07 A ordinary | CFD | LONG | 685 | 13.4530 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,276 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 150 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,420 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 281 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,637 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,640 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 543 | 13.5073 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,587 | 13.5300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,772 | 13.5300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,046 | 13.5300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 97,491 | 13.5606 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79,132 | 13.5653 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32 | 15.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,716 | 13.3850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,491 | 13.3850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72 | 13.3850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 520 | 13.3850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 13.3900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 93,475 | 13.5196 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,630 | 13.5330 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 132,526 | 13.5528 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,468 | 13.3965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,245 | 13.4009 GBP |
EUR 0.07 B ordinary | CFD | LONG | 319 | 13.4009 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107 | 13.4009 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,902 | 13.4198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,993 | 13.4524 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,449 | 13.4650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,600 | 13.5203 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,457 | 13.5203 GBP |
EUR 0.07 B ordinary | CFD | LONG | 178,160 | 13.5236 GBP |
EUR 0.07 B ordinary | CFD | LONG | 121,800 | 13.5251 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,141 | 13.5273 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267,240 | 13.5486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89,080 | 13.5720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 356,320 | 13.6080 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18 | 15.7100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,358 | 13.3750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,000 | 13.3869 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,154 | 13.4061 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52,563 | 13.4933 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,508 | 13.5130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,591 | 13.5172 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 85,741 | 13.5172 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.