13 Nov 2015 14:29
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 12 Nov 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,110,813 | 0.59% | 11,618,697 | 0.29% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 12,860,638 | 0.33% | 16,305,633 | 0.41% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 37,521,651 | 0.95% | 29,524,530 | 0.75% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,847,271 | 0.94% | 14,880,320 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 15,331,502 | 0.63% | 9,274,688 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,353,773 | 1.57% | 24,454,644 | 1.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| A ADSs | Purchase | 14 | 48.8200 USD | ||||||
| B ADSs | Purchase | 21 | 48.7600 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 27 | 16.3000 GBP | ||||||
| B ADSs | Purchase | 70 | 49.1200 USD | ||||||
| A ADSs | Purchase | 100 | 49.1700 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 117 | 16.2700 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 132 | 22.7200 EUR | ||||||
| B ADSs | Purchase | 142 | 48.7300 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 158 | 22.9450 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 158 | 23.1475 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 179 | 16.2425 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.2475 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 184 | 15.9725 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.2550 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.0350 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.1725 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 186 | 16.1775 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.2225 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 189 | 15.9625 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 189 | 16.0400 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 189 | 16.1025 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 194 | 16.1350 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 194 | 16.0675 GBP | ||||||
| B ADSs | Purchase | 198 | 49.2200 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 199 | 16.1675 GBP | ||||||
| B ADSs | Purchase | 200 | 49.2250 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 201 | 16.0075 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 202 | 15.9550 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 206 | 15.9750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 214 | 15.9925 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 216 | 16.2025 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 220 | 16.0975 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 223 | 15.9175 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 225 | 16.0950 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 225 | 15.9850 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 227 | 16.1200 GBP | ||||||
| A ADSs | Purchase | 228 | 48.8750 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 228 | 15.9475 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 230 | 16.0600 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 231 | 16.2175 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 232 | 16.0431 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 239 | 16.1050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 244 | 15.9800 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 247 | 15.9575 GBP | ||||||
| A ADSs | Purchase | 252 | 48.7541 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 265 | 16.1175 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 269 | 16.0475 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 273 | 16.3050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 273 | 16.3050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 280 | 16.0800 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 281 | 15.9775 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 296 | 16.2000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 307 | 16.2275 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 312 | 16.0175 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 316 | 16.2950 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 316 | 16.2950 GBP | ||||||
| B ADSs | Purchase | 324 | 49.2292 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 327 | 16.0450 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 328 | 23.1400 EUR | ||||||
| A ADSs | Purchase | 340 | 48.6397 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 345 | 16.3100 GBP | ||||||
| B ADSs | Purchase | 400 | 48.9037 USD | ||||||
| B ADSs | Purchase | 400 | 48.7212 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 414 | 16.0575 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 420 | 16.0250 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 442 | 16.2125 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 450 | 16.0050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 466 | 16.0100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 473 | 16.0000 GBP | ||||||
| A ADSs | Purchase | 500 | 48.6580 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 603 | 16.2075 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 625 | 22.9600 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 684 | 16.0425 GBP | ||||||
| A ADSs | Purchase | 700 | 48.6050 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 712 | 16.3300 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 734 | 16.0275 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 734 | 16.0300 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 782 | 16.0714 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 800 | 22.8050 EUR | ||||||
| A ADSs | Purchase | 800 | 48.7100 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 824 | 16.2916 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 873 | 16.1348 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 949 | 16.1614 GBP | ||||||
| A ADSs | Purchase | 979 | 48.5600 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,008 | 16.1900 GBP | ||||||
| A ADSs | Purchase | 1,100 | 48.9397 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,180 | 16.1240 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,199 | 16.3264 GBP | ||||||
| A ADSs | Purchase | 1,204 | 48.8574 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,225 | 22.9250 EUR | ||||||
| A ADSs | Purchase | 1,285 | 48.8573 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,329 | 23.0203 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,424 | 23.1403 EUR | ||||||
| B ADSs | Purchase | 1,455 | 49.2404 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,510 | 16.1378 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,649 | 23.1093 EUR | ||||||
| A ADSs | Purchase | 1,660 | 48.7112 USD | ||||||
| A ADSs | Purchase | 1,801 | 48.7194 USD | ||||||
| A ADSs | Purchase | 1,827 | 48.7066 USD | ||||||
| A ADSs | Purchase | 1,910 | 49.1350 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,993 | 22.9400 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,000 | 22.8150 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,160 | 23.1165 EUR | ||||||
| A ADSs | Purchase | 2,200 | 48.7118 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,236 | 23.0900 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,285 | 16.0312 GBP | ||||||
| B ADSs | Purchase | 2,800 | 48.8962 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,000 | 23.0450 EUR | ||||||
| B ADSs | Purchase | 3,100 | 49.1229 USD | ||||||
| B ADSs | Purchase | 3,300 | 48.9272 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,356 | 16.1273 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,570 | 22.6844 EUR | ||||||
| A ADSs | Purchase | 4,333 | 48.7129 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,792 | 16.1192 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,793 | 15.8479 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,120 | 16.1193 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,893 | 16.0905 GBP | ||||||
| B ADSs | Purchase | 6,583 | 49.0026 USD | ||||||
| B ADSs | Purchase | 6,604 | 49.0018 USD | ||||||
| A ADSs | Purchase | 7,000 | 48.9661 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 7,582 | 23.1350 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 8,127 | 16.0741 GBP | ||||||
| A ADSs | Purchase | 8,301 | 48.8840 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 8,351 | 23.1240 EUR | ||||||
| A ADSs | Purchase | 9,300 | 48.8073 USD | ||||||
| A ADSs | Purchase | 9,694 | 48.7716 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 9,696 | 23.0869 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 9,820 | 23.0255 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 22.7339 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 10,192 | 16.0486 GBP | ||||||
| A ADSs | Purchase | 12,260 | 48.7766 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 14,039 | 16.1266 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 15,595 | 16.1169 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 16,199 | 15.8450 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 17,450 | 16.0590 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 19,666 | 15.9650 GBP | ||||||
| A ADSs | Purchase | 20,000 | 48.9152 USD | ||||||
| A ADSs | Purchase | 20,918 | 48.7892 USD | ||||||
| A ADSs | Purchase | 21,456 | 48.7146 USD | ||||||
| A ADSs | Purchase | 24,956 | 48.8441 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 24,981 | 23.1103 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 29,436 | 23.0374 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 31,479 | 16.1844 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 32,413 | 16.1453 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 33,074 | 16.0766 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 37,853 | 23.0281 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 38,348 | 23.0491 EUR | ||||||
| A ADSs | Purchase | 39,580 | 48.6354 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 43,724 | 16.1724 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 45,714 | 15.9662 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 47,526 | 16.1945 GBP | ||||||
| A ADSs | Purchase | 50,330 | 48.8010 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 50,890 | 22.6150 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 55,825 | 16.1805 GBP | ||||||
| A ADSs | Purchase | 61,368 | 48.9391 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 63,453 | 16.1474 GBP | ||||||
| B ADSs | Purchase | 70,148 | 48.8724 USD | ||||||
| A ADSs | Purchase | 71,457 | 48.6704 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 71,557 | 22.9367 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 94,230 | 16.2029 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 111,914 | 16.1597 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 116,019 | 16.2166 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 131,642 | 23.0394 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 136,596 | 22.7774 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 137,554 | 22.9052 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2 | 15.9975 GBP | ||||||
| A ADSs | Sale | 10 | 48.6300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 19 | 16.0042 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 26 | 15.9700 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 54 | 16.3000 GBP | ||||||
| A ADSs | Sale | 55 | 48.8574 USD | ||||||
| A ADSs | Sale | 62 | 48.7300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 71 | 16.0025 GBP | ||||||
| B ADSs | Sale | 100 | 48.8000 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 100 | 16.1300 GBP | ||||||
| B ADSs | Sale | 100 | 49.2800 USD | ||||||
| B ADSs | Sale | 100 | 48.9707 USD | ||||||
| B ADSs | Sale | 122 | 49.2200 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 132 | 22.7200 EUR | ||||||
| A ADSs | Sale | 140 | 49.0550 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 158 | 23.1475 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 158 | 22.9450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 179 | 16.2425 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.1725 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 184 | 15.9725 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.2550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.2475 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.0350 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 186 | 16.1775 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.2225 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 189 | 16.0400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 189 | 15.9625 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 189 | 16.1025 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 190 | 16.1000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 190 | 23.1100 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 194 | 16.1350 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 199 | 16.1675 GBP | ||||||
| B ADSs | Sale | 200 | 49.2400 USD | ||||||
| B ADSs | Sale | 200 | 49.2025 USD | ||||||
| A ADSs | Sale | 200 | 49.0600 USD | ||||||
| A ADSs | Sale | 200 | 48.8350 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 201 | 16.2350 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 201 | 16.0075 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 202 | 15.9550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 206 | 15.9750 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 208 | 16.0500 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 214 | 15.9925 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 216 | 16.2025 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 220 | 16.0304 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 220 | 16.0975 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 223 | 15.9175 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 224 | 15.9650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 224 | 15.9650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 225 | 16.0950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 225 | 15.9850 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 227 | 16.1200 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 228 | 15.9475 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 231 | 16.2175 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 236 | 16.1118 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 239 | 16.1050 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 247 | 15.9575 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 265 | 16.1175 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 269 | 16.0475 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 271 | 23.0550 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 273 | 23.1550 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 277 | 23.0750 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 277 | 22.7800 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 279 | 22.9200 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 280 | 16.0800 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 281 | 15.9775 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 282 | 22.8300 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 283 | 22.8550 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 283 | 22.7500 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 294 | 22.6350 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 296 | 16.2000 GBP | ||||||
| B ADSs | Sale | 300 | 48.7900 USD | ||||||
| A ADSs | Sale | 300 | 48.8566 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 307 | 16.2275 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 312 | 16.0175 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 328 | 23.1400 EUR | ||||||
| A ADSs | Sale | 340 | 48.6397 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 345 | 16.3100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 347 | 22.9771 EUR | ||||||
| A ADSs | Sale | 360 | 49.0572 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 362 | 16.3050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 362 | 16.3050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 363 | 16.2982 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 368 | 16.2300 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 376 | 16.2100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 377 | 16.2035 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 382 | 16.2200 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 390 | 23.1000 EUR | ||||||
| B ADSs | Sale | 400 | 48.8299 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 400 | 22.8050 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 414 | 16.0575 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 420 | 16.0250 GBP | ||||||
| B ADSs | Sale | 425 | 49.2109 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 425 | 16.0818 GBP | ||||||
| A ADSs | Sale | 430 | 48.6400 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 434 | 15.9800 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 442 | 16.2125 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 450 | 16.0050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 453 | 16.2975 GBP | ||||||
| B ADSs | Sale | 455 | 48.7898 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 466 | 16.0100 GBP | ||||||
| B ADSs | Sale | 500 | 49.1370 USD | ||||||
| B ADSs | Sale | 502 | 48.9260 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 505 | 16.2372 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 532 | 16.2950 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 532 | 16.2950 GBP | ||||||
| B ADSs | Sale | 542 | 48.7235 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 547 | 23.0950 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 556 | 22.7400 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 557 | 23.1150 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 562 | 22.8750 EUR | ||||||
| B ADSs | Sale | 600 | 49.2267 USD | ||||||
| B ADSs | Sale | 600 | 49.2533 USD | ||||||
| A ADSs | Sale | 600 | 48.8533 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 603 | 16.2075 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 625 | 22.9600 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 676 | 23.1500 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 677 | 16.0000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 684 | 16.0425 GBP | ||||||
| A ADSs | Sale | 700 | 48.7014 USD | ||||||
| A ADSs | Sale | 700 | 48.7642 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 734 | 16.0275 GBP | ||||||
| A ADSs | Sale | 800 | 48.9400 USD | ||||||
| B ADSs | Sale | 800 | 48.9112 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 808 | 16.0600 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 881 | 16.2972 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 881 | 16.0571 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 921 | 16.0300 GBP | ||||||
| A ADSs | Sale | 980 | 49.0500 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 22.8150 EUR | ||||||
| A ADSs | Sale | 1,100 | 48.6818 USD | ||||||
| A ADSs | Sale | 1,100 | 48.8557 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,118 | 23.0900 EUR | ||||||
| A ADSs | Sale | 1,135 | 49.0944 USD | ||||||
| A ADSs | Sale | 1,181 | 48.7992 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,196 | 16.1071 GBP | ||||||
| A ADSs | Sale | 1,272 | 48.8573 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,389 | 16.1900 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,495 | 16.2038 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,501 | 22.9250 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,571 | 22.9655 EUR | ||||||
| B ADSs | Sale | 1,680 | 48.7872 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,694 | 16.2016 GBP | ||||||
| A ADSs | Sale | 1,770 | 49.0387 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,822 | 23.1350 EUR | ||||||
| A ADSs | Sale | 1,907 | 48.6142 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,993 | 22.9400 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,049 | 16.2027 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 2,100 | 16.0604 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 2,127 | 16.0450 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 16.0552 GBP | ||||||
| A ADSs | Sale | 2,214 | 49.1000 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,342 | 16.0588 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 2,360 | 22.9936 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 2,374 | 16.0587 GBP | ||||||
| B ADSs | Sale | 2,400 | 48.8925 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,400 | 16.2261 GBP | ||||||
| B ADSs | Sale | 2,500 | 49.1262 USD | ||||||
| A ADSs | Sale | 2,700 | 49.5155 USD | ||||||
| A ADSs | Sale | 2,800 | 48.9823 USD | ||||||
| B ADSs | Sale | 2,900 | 48.9406 USD | ||||||
| A ADSs | Sale | 2,963 | 49.0517 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 3,000 | 23.0450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 3,226 | 22.9708 EUR | ||||||
| A ADSs | Sale | 3,500 | 48.7465 USD | ||||||
| A ADSs | Sale | 3,931 | 48.8920 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,052 | 16.1324 GBP | ||||||
| A ADSs | Sale | 4,100 | 48.8948 USD | ||||||
| A ADSs | Sale | 4,200 | 48.9552 USD | ||||||
| A ADSs | Sale | 4,418 | 49.0064 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,893 | 16.0354 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 5,030 | 23.1555 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 5,134 | 22.9597 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 6,000 | 16.0200 GBP | ||||||
| A ADSs | Sale | 6,900 | 48.8919 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 7,030 | 16.1374 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 7,749 | 23.0876 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 9,011 | 22.9158 EUR | ||||||
| A ADSs | Sale | 9,101 | 48.8916 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 9,167 | 16.0675 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,167 | 16.0675 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,241 | 16.1351 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,345 | 16.1381 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,890 | 16.1342 GBP | ||||||
| B ADSs | Sale | 10,128 | 48.8105 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 11,173 | 15.9923 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,908 | 22.9817 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 12,663 | 15.9910 GBP | ||||||
| B ADSs | Sale | 13,208 | 49.0018 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 17,472 | 22.9327 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 17,650 | 16.1215 GBP | ||||||
| B ADSs | Sale | 21,909 | 48.9094 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 23,642 | 23.1619 EUR | ||||||
| A ADSs | Sale | 27,984 | 48.8835 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 28,179 | 16.0504 GBP | ||||||
| A ADSs | Sale | 28,700 | 48.6733 USD | ||||||
| A ADSs | Sale | 30,684 | 48.9391 USD | ||||||
| B ADSs | Sale | 35,074 | 48.8724 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 40,000 | 16.1361 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 44,913 | 22.6150 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 45,743 | 23.0043 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 45,929 | 22.9495 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 61,756 | 16.1723 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 64,484 | 16.1340 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 68,728 | 16.1857 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 86,585 | 22.8137 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 88,897 | 23.0951 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 90,506 | 16.1308 GBP | ||||||
| A ADSs | Sale | 120,510 | 48.8004 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 125,400 | 22.9014 EUR | ||||||
| A ADSs | Sale | 142,914 | 48.6704 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 178,584 | 16.1718 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 204,978 | 15.8450 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 277,247 | 22.9062 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,000,000 | 16.2050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,242,517 | 16.3350 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 22.8797 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 22.7570 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,304 | 22.9694 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,857 | 15.8926 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,349 | 16.2269 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,704 | 16.1317 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,352 | 15.8450 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,570 | 22.8778 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,585 | 22.9511 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,252 | 16.1442 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,946 | 16.3332 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,271 | 16.1700 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 34,578 | 16.2200 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 29,618 | 16.0866 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 47,925 | 16.1020 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 110,800 | 22.9229 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 100 | 16.0564 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 279 | 16.2019 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 16.0367 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,050 | 16.3279 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,209 | 16.1365 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,442 | 16.1064 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,290 | 22.7325 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,400 | 16.0664 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,596 | 16.0996 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,162 | 16.1814 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,644 | 16.0663 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,997 | 16.0414 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,207 | 16.1058 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,307 | 16.2398 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,984 | 16.3472 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,136 | 16.2364 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,351 | 23.1240 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,596 | 22.9870 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,731 | 23.0243 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,153 | 22.9220 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 17,450 | 16.0590 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,752 | 16.0223 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 23,473 | 16.1457 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,560 | 16.2310 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 34,547 | 16.1758 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 37,692 | 16.2038 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 39,641 | 16.2666 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 45,714 | 15.9662 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 55,444 | 22.9409 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 103,559 | 16.2067 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Nov 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Product | Writing, | Number | Exercise | Type | Expiry | ||||||
| description | purchasing, | of | price | date | |||||||
| selling, | securities | per unit | |||||||||
| varying etc | to which | ||||||||||
| option | |||||||||||
| relates | |||||||||||
| Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | ||||||
| Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | ||||||
| Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | ||||||
| Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | ||||||
| Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | ||||||
| Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | ||||||
| Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | ||||||
| Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | ||||||
| Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | ||||||
| Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | ||||||
| Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | ||||||
| Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | ||||||
| Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | ||||||
| Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | ||||||
| Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | ||||||
| Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | ||||||
| Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | ||||||
| Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | ||||||
| Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | ||||||
| Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | ||||||
| Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | ||||||
| Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | ||||||
| Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | ||||||
| Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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