2 Feb 2009 09:44
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 30/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,100 GBP 0.37 GBP 0.37
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities under price American, date
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 02/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in OJSC Polyus Gold (OR) ADR.
Class of relevant security to which the ADR
dealings being disclosed relate
Date of dealing 30/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
9,400 USD 14.20 USD 14.20
Total number of securities sold Highest price received Lowest price received
12,455 USD 14.50 USD 14.30
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities under price American, date
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 02/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor