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19 Dec 2008 11:01
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Non Assented Shares |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
18/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
410,453 |
GBP 9.86 |
GBP 9.60 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
639,098 |
GBP 9.79 |
GBP 9.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
25,000 |
GBP 9.66 |
|
Long Swap |
LONG |
17,213 |
GBP 9.84 |
|
Long Swap |
LONG |
16,309 |
GBP 9.69 |
|
Long Swap |
LONG |
4,823 |
GBP 9.67 |
|
Long Swap |
LONG |
2,993 |
GBP 9.69 |
|
Long Swap |
LONG |
2,211 |
GBP 9.69 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,000 |
GBP 9.75 |
|
Short Swap |
SHORT |
2,993 |
GBP 9.74 |
|
Short Swap |
SHORT |
3,584 |
GBP 9.63 |
|
Short Swap |
SHORT |
5,411 |
GBP 9.63 |
|
Short Swap |
SHORT |
15,402 |
GBP 9.63 |
|
Short Swap |
SHORT |
22,082 |
GBP 9.69 |
|
Short Swap |
SHORT |
282,714 |
GBP 9.75 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
18/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
1,472,459 |
GBP 2.55 |
GBP 2.44 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,976,749 |
GBP 2.53 |
GBP 2.42 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
323,962 |
GBP 2.45 |
|
Long Swap |
LONG |
1,130 |
GBP 2.46 |
|
Long Swap |
LONG |
1,979 |
GBP 2.44 |
|
Long Swap |
LONG |
2,412 |
GBP 2.55 |
|
Long Swap |
LONG |
6,980 |
GBP 2.47 |
|
Long Swap |
LONG |
18,642 |
GBP 2.55 |
|
Long Swap |
LONG |
19,396 |
GBP 1.60 |
|
Long Swap |
LONG |
20,000 |
GBP 1.60 |
|
Long Swap |
LONG |
20,782 |
GBP 1.60 |
|
Long Swap |
LONG |
22,001 |
GBP 2.55 |
|
Long Swap |
LONG |
31,770 |
GBP 2.46 |
|
Long Swap |
LONG |
39,000 |
GBP 2.53 |
|
Long Swap |
LONG |
50,587 |
GBP 2.45 |
|
Long Swap |
LONG |
56,701 |
GBP 2.46 |
|
Long Swap |
LONG |
648 |
GBP 2.44 |
|
Long Swap |
LONG |
129,855 |
GBP 2.47 |
|
Long Swap |
LONG |
213,182 |
GBP 2.46 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
41,954 |
GBP 2.46 |
|
Short Swap |
SHORT |
1,979 |
GBP 2.42 |
|
Short Swap |
SHORT |
10,919 |
GBP 2.47 |
|
Short Swap |
SHORT |
10,994 |
GBP 2.47 |
|
Short Swap |
SHORT |
11,557 |
GBP 2.45 |
|
Short Swap |
SHORT |
20,000 |
GBP 2.47 |
|
Short Swap |
SHORT |
39,710 |
GBP 2.47 |
|
Short Swap |
SHORT |
109,918 |
GBP 2.47 |
|
Short Swap |
SHORT |
133,888 |
GBP 2.47 |
|
Short Swap |
SHORT |
179,784 |
GBP 2.55 |
|
Short Swap |
SHORT |
220,162 |
GBP 2.46 |
|
Short Swap |
SHORT |
323,962 |
GBP 2.55 |
|
Short Swap |
SHORT |
151 |
GBP 2.42 |
|
Short Swap |
SHORT |
32,418 |
GBP 2.48 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Energy Group Plc |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
18/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
2,136 |
GBP 7.69 |
GBP 7.68 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
8,895 |
GBP 7.69 |
GBP 7.69 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,796 |
GBP 7.69 |
|
Long Swap |
LONG |
304 |
GBP 7.69 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,796 |
GBP 7.69 |
|
Short Swap |
SHORT |
7,099 |
GBP 7.68 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
18/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
26,653 |
USD 860.00 |
USD 820.00 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,614 |
USD 826.00 |
USD 826.00 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
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