15 Jul 2009 10:52
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | National Express Group Plc |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 14/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
122,973 | GBP 2.93 | GBP 2.85 |
Total number of securities sold | Highest price received | Lowest price received |
195,187 | GBP 2.93 | GBP 2.84 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 10,566 | GBP 2.88 |
Long Swap | LONG | 8,901 | GBP 2.85 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 314 | GBP 2.91 |
Short Swap | SHORT | 458 | GBP 2.91 |
Short Swap | SHORT | 586 | GBP 2.84 |
Short Swap | SHORT | 1,580 | GBP 2.84 |
Short Swap | SHORT | 3,417 | GBP 2.91 |
Short Swap | SHORT | 3,455 | GBP 2.84 |
Short Swap | SHORT | 3,955 | GBP 2.91 |
Short Swap | SHORT | 4,253 | GBP 2.84 |
Short Swap | SHORT | 4,615 | GBP 2.91 |
Short Swap | SHORT | 8,504 | GBP 2.84 |
Short Swap | SHORT | 18,046 | GBP 2.90 |
Short Swap | SHORT | 22,082 | GBP 2.91 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 15/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | National Express Group |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | Aquarius Platinum Limited |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 14/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
1,136,920 | GBP 2.00 | GBP 1.87 |
Total number of securities sold | Highest price received | Lowest price received |
898,095 | GBP 2.00 | GBP 1.86 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 190,762 | GBP 1.96 |
Long Swap | LONG | 100,000 | GBP 1.89 |
Long Swap | LONG | 3,210 | GBP 1.96 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 734 | GBP 2.00 |
Short Swap | SHORT | 3,210 | GBP 2.00 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 15/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | OJSC Polyus Gold ADR. |
Class of relevant security to which the | ADR |
dealings being disclosed relate |
Date of dealing | 14/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities sold | Highest price received | Lowest price received |
1,004 | USD 18.79 | USD 18.79 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
selling, | securities under | price | American, | date |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 15/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | KazakhGold Group Limited |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | SEGRO PLC |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 14/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
5,760,652 | GBP 0.26 | GBP 0.25 |
Total number of securities sold | Highest price received | Lowest price received |
6,087,056 | GBP 0.26 | GBP 0.25 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 53,285 | GBP 0.26 |
Long Swap | LONG | 48,541 | GBP 0.26 |
Long Swap | LONG | 21,924 | GBP 0.26 |
Long Swap | LONG | 17,741 | GBP 0.26 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 17,741 | GBP 0.25 |
Short Swap | SHORT | 26,070 | GBP 0.25 |
Short Swap | SHORT | 42,767 | GBP 0.25 |
Short Swap | SHORT | 43,261 | GBP 0.26 |
Short Swap | SHORT | 43,666 | GBP 0.25 |
Short Swap | SHORT | 48,541 | GBP 0.25 |
Short Swap | SHORT | 55,930 | GBP 0.26 |
Short Swap | SHORT | 83,300 | GBP 0.25 |
Short Swap | SHORT | 108,318 | GBP 0.26 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 15/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | SEGRO PLC |
Nature of connection # | Advisor |