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Holding(s) in Company

6 Nov 2025 12:28

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Oberon AIM VCT plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

x

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Vivienne Poutney

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.)v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

5/11/2025

6. Date on which issuer notified (DD/MM/YYYY):

6/11/2025

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.64%

N/A

4.64%

7,136,351

Position of previous notification (if

applicable)

5.49%

N/A

5.49%

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B1SN3863

381,067

 

4.64%

 

 

 

 

 

 

 

 

 

 

 

 

381,067

4.64%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration datex

Exercise/ Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/ Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

 

 

Place of completion

London

Date of completion

6/11/2025

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20251106443982/en/

Copyright Business Wire 2025

Date   Source Headline
17th Feb 20267:00 amBUSHolding(s) in Company
17th Feb 20267:00 amBUSHolding(s) in Company
12th Feb 20267:00 amBUSIssue of Equity
4th Feb 20264:45 pmBUSNet Asset Value(s)
16th Jan 20267:00 amBUSIssue of Equity
13th Jan 20264:45 pmBUSNet Asset Value(s)
12th Dec 20257:00 amBUSTransaction in Own Shares
4th Dec 20254:45 pmBUSNet Asset Value(s)
7th Nov 20257:00 amBUSOffer update - Extension to closing date
6th Nov 202512:32 pmBUSHolding(s) in Company
6th Nov 202512:28 pmBUSHolding(s) in Company
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31st Oct 20257:00 amBUSIssue of Equity
15th Oct 20257:00 amBUSTransaction in Own Shares
14th Oct 202511:15 amBUSHolding(s) in Company
7th Oct 20254:45 pmBUSNet Asset Value(s)
30th Sep 20257:00 amBUSHalf-year Report
26th Sep 20257:00 amBUSIssue of Equity
15th Sep 20254:47 pmBUSNet Asset Value(s)
1st Sep 20253:22 pmBUSHolding(s) in Company
1st Sep 20253:20 pmBUSDirector/PDMR Shareholding
6th Aug 20254:45 pmBUSNet Asset Value(s)
31st Jul 20257:00 amBUSTotal Voting Rights
17th Jul 20254:47 pmBUSNet Asset Value(s)
9th Jul 20256:00 pmBUSHolding(s) in Company
9th Jul 20255:56 pmBUSDirector/PDMR Shareholding
9th Jul 20255:54 pmBUSHolding(s) in Company
4th Jul 20257:00 amBUSHolding(s) in Company
30th Jun 202512:54 pmBUSResult of AGM
20th Jun 20257:00 amBUSIssue of Equity
13th Jun 20254:56 pmBUSNet Asset Value(s)
5th Jun 202512:35 pmBUSResult of Meeting
2nd Jun 20257:00 amBUSDividend Declaration
30th May 20257:00 amBUSNotice of AGM
23rd May 202510:43 amBUSDirector/PDMR Shareholding
9th May 20257:00 amBUSNotice of GM
6th May 202511:20 amBUSPublication of a Supplementary Prospectus
2nd May 20254:45 pmBUSNet Asset Value(s)
30th Apr 20257:00 amBUSAnnual Financial Report
30th Apr 20257:00 amBUSTotal Voting Rights
25th Apr 20257:00 amBUSIssue of Equity
17th Apr 20254:38 pmBUSNet Asset Value(s)
4th Apr 20253:46 pmBUSIssue of Equity
6th Mar 20254:45 pmBUSNet Asset Value(s)
12th Feb 202512:14 pmBUSPublication of a Prospectus
6th Feb 20254:45 pmBUSNet Asset Value(s)
13th Jan 20254:45 pmBUSNet Asset Value(s)
23rd Dec 20244:45 pmBUSNet Asset Value(s)
10th Dec 20242:02 pmBUSAppointment of auditor
10th Dec 20242:00 pmBUSSection 519 Statement re change of auditor

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