Last checked at 18 Dec 2023 13:45
NOT FOR RELEASE TO US WIRE SERVICES OR DISTRIBUTION IN THE UNITED STATES
18 December 2023
Neometals Ltd
("Neometals" or "the Company")
Director & PDMR Participation in the Entitlement Offer
Innovative battery materials recycler, Neometals Ltd (ASX: NMT & AIM: NMT), advises as part of its Entitlement Offer, the results of which were announced on 13 December 2023, a number of the Company's directors and PDMRs have dealt in the Company's share capital, further details of which are set out below.
Individual | Total Shares Previously Held | New Shares subscribed for | Total Shares + New Shares | Subsequent Shareholding as a percentage of total issued share capital |
Chris Reed | 9,359,668 | 231,411 | 9,591,079 | 1.54% |
Steven Cole | 2,006,270 | 250,785 | 2,257,055 | 0.36% |
Jenny Purdie | 512,607 | 58,967 | 571,574 | 0.09% |
Doug Ritchie | 376,144 | 47,018 | 423,162 | 0.07% |
Natalia Streltsova | 321,144 | 40,143 | 361,287 | 0.06% |
Les Guthrie | 239,532 | 27,534 | 267,066 | 0.04% |
For more information, please contact:
Neometals Ltd | |
Chris Reed, Managing Director & Chief Executive Officer | +61 8 9322 1182 |
Jeremy McManus, General Manager - IP & IR | +61 8 9322 1182 |
| |
Cavendish Capital Markets Limited - NOMAD & Broker | |
Neil McDonald | +44 (0)131 220 9771 |
Peter Lynch | +44 (0)131 220 9772 |
Adam Rae | +44 (0)131 220 9778 |
Camarco PR | + 44 (0)203 757 4980 |
Gordon Poole | |
Emily Hall | |
Lily Pettifar |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them:
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Chris Reed | |
2. | Reason for the notification | ||
a) | Position/status: | Managing Director / Chief Executive Officer | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 231,411 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023 | |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Sonia Reed | |
2. | Reason for the notification | ||
a) | Position/status: | A person closely associated with Chris Reed, Managing Director / Chief Executive Officer | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 45,000 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023 | |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Steven Cole | |
2. | Reason for the notification | ||
a) | Position/status: | Non-Executive Director | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 250,785 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023
| |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Jenny Purdie | |
2. | Reason for the notification | ||
a) | Position/status: | Non-Executive Director | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 58,967 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023
| |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Doug Ritchie | |
2. | Reason for the notification | ||
a) | Position/status: | Non-Executive Director | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 47,018 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023
| |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Natalia Streltsova | |
2. | Reason for the notification | ||
a) | Position/status: | Non-Executive Director | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 40,143 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023
| |
f) | Place of the transaction: | Off market transaction | |
1. | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name: | Les Guthrie | |
2. | Reason for the notification | ||
a) | Position/status: | Non-Executive Director | |
b) | Initial notification/Amendment: | Initial Notification | |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name: | Neometals Ltd | |
b) | LEI: | 254900WO0PDVL8V1PY78 | |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary Share Capital of nil par value
AU000000NMT1 | |
b) | Nature of the transaction: | Exercise of Entitlement Offer Subscription
| |
c) | Price(s) and volume(s): | Price | Volume |
A$0.19 | 27,534 | ||
d) | Aggregated information: Aggregated volume: Price: | N/A
| |
e) | Date of the transaction: | 15 December 2023
| |
f) | Place of the transaction: | Off market transaction | |