11 Jan 2017 10:31
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | NCC Group plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | CHANGE IN NATURE : SHARES LOANED OUT | √ | ||
3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | |||
4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder:
BNY Norwich UnionNominees Limited 890,654*
Chase (GA Group)Nominees Limited 6,256,601*
ChaseNomineesLimited 134,145*
HSBC Global CustodyNominee (UK) Limited 72,674* State Street NomineesLimited 293,658* * denotes direct interest Chase NomineesLimited 479,166 Vidacos NomineesLimited 1,080,115
| |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 09 January 2017 | |||
6. Date on which issuer notified: | 11 January 2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3% to
| |||
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary Shares GB00B01QGK86 |
17,073,450*
|
17,073,450* |
9,207,013 |
7,647,732 |
1,559,281 |
2.77% |
0.57% | ||||
* Includes Right to recall loaned shares (5,028,532)
| |||||||||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
RIGHT TO RECALL LOANED SHARES | N/A | N/A |
7,866,437*
*Direct interest
| 2.84% | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
17,073,450 | 6.18% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
| |
Proxy Voting: | |
10. Name of the proxy holder: | See Section 4 |
11. Number of voting rights proxy holder will ceaseto hold: | |
12. Date on which proxy holder will cease to holdvoting rights: |
13. Additional information: | Figures are based on the total number of voting rights of 276,452,050, as per the Company's Total Voting Rights Announcement of 17 November 2016.
|
14. Contact name: | Neil Whittaker, Aviva plc |
15. Contact telephone number: | 01603 684420 |