Sign In
Last checked at 
13 Aug 2012 11:22
ο»Ώ
Annex DTR3
Β
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Β
Β
All relevant boxes should be completed in block capital letters.
Β
1. | Name of the issuer Β NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β (i) Β |
3. | Name of person discharging managerial responsibilities/director Β CHRISTOPHER HARWOOD BERNARD MILLS - DIRECTOR | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person PURCHASE BY HARWOOD HOLDCO LIMITED, A COMPANY OWNED BY MR MILLS |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest Β BENEFICIAL | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β ORDINARY SHARES Β |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β NOT DISCLOSED | 8. | State the nature of the transaction Β PURCHASE |
9. | Number of shares, debentures or financial instruments relating to shares acquired Β 10,000 SHARES Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE Β |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β Β |
13. | Price per share or value of transaction Β Β£10.175 per share Β | 14. | Date and place of transaction Β 9 AUGUST 2012, LONDON Β |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β 3,215,499 ORDINARY SHARES (22.39%) 306,000 ORDINARY SHARES - NON BENEFICIAL | 16. | Date issuer informed of transaction Β 10 AUGUST 2012 Β Β Β |
Β
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
Β
17. | Date of grant Β Β | 18. | Period during which or date on which exercisable Β Β |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) Β Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β Β | 22. | Total number of shares or debentures over which options held following notification Β |
23. | Any additional information Β | 24. | Name of contact and telephone number for queries BONITA GUNTRIP - COMPANY SECRETARY 020 7747 5681 Β |
Β
Name of authorised official of issuer responsible for making notification Β Β BONITA GUNTRIP COMPANY SECRETARY 13 AUGUST 2012 Β Β |
Β
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Β
Follow the stocks
