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20 Sep 2012 12:01
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FORM 8.5 (EPT/RI)
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
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1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Melrose Resources PLC | |||||
| Petroceltic International PLC | |||||
| 19/09/2012 | |||||
| No | |||||
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2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0009354589 | Purchase | 851 | 1.27 GBP | 1.27 GBP |
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(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0009354589 | Swaps | Short | 851 | 1.27 GBP | |||
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(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
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(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
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(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
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The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
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3. | OTHER INFORMATION | Β | |||
Β | (a) | Indemnity and other dealing arrangements | Β | ||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" | |||||
None | |||||
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(b) | Agreements, arrangements or understandings relating to options or derivatives | Β | |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
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Date of disclosure: | 20/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
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1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Redrow PLC | |||||
| Redrow PLC | |||||
| 19/09/2012 | |||||
| No | |||||
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2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0007282386 | Purchase | 35,145 | 1.574 GBP | 1.501 GBP |
Common - ISIN GB0007282386 | Sale | 24,253 | 1.55 GBP | 1.517 GBP |
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(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0007282386 | Swaps | Long | 6,800 | 1.55 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 4,047 | 1.559 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 6,800 | 1.559 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 64 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 447 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 472 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 812 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 1,204 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 2,511 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 2,360 | 1.54 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 6,636 | 1.541 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 447 | 1.502 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 544 | 1.534 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 12,472 | 1.535 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 838 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 969 | 1.536 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 2,489 | 1.536 GBP | |||
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(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
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(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
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(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
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The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
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3. | OTHER INFORMATION |
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(a) | Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
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Date of disclosure: | 20/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Β
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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FORM 8.5 (EPT/RI)
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
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1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BAE Systems PLC | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 19/09/2012 | |||||
| Yes | |||||
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2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0002634946 | Purchase | 1,740,256 | 3.423 GBP | 3.378 GBP |
Common - ISIN GB0002634946 | Sale | 1,645,722 | 3.424 GBP | 3.378 GBP |
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(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0002634946 | Swaps | Short | 36 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 332 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 797 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,830 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,435 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 10,556 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 31,544 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 5,377 | 3.41 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 7,324 | 3.398 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 20 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 149 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 205 | 3.411 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 1,500 | 3.411 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 2,300 | 3.411 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,500 | 3.401 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 9,659 | 3.386 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 109 | 3.422 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 5,175 | 3.412 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 317 | 3.414 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 844 | 3.414 GBP | |||
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(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
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(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
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(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
Β
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
Β
3. | OTHER INFORMATION |
Β
(a) | Indemnity and other dealing arrangements |
Β
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
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Date of disclosure: | 20/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Β
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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FORM 8.5 (EPT/RI)
Β
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
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1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| European Aeronautic Defence and Space Co NV | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 19/09/2012 | |||||
| Yes | |||||
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2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN NL0000235190 | Purchase | 543,144 | 25.78 EUR | 25.435 EUR |
Common - ISIN NL0000235190 | Sale | 489,753 | 25.905 EUR | 25.4 EUR |
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(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN NL0000235190 | Swaps | Long | 610 | 25.701 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 198 | 25.701 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 442 | 25.701 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 330 | 25.692 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 610 | 25.692 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 290 | 25.905 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 935 | 25.648 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 18,547 | 25.648 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,000 | 25.533 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 568 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 130 | 25.538 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 4,841 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,286 | 25.538 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,807 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 18,143 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,206 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 74 | 25.499 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 79,500 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 6,500 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 129,100 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 129,100 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 397,400 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 79,500 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 198,700 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 397,400 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 198,700 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 188,800 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 6,500 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 188,800 | 25.7 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 429 | 25.489 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,353 | 25.49 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,493 | 25.5 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 28,070 | 25.518 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 268 | 25.584 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 188 | 25.683 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 908 | 25.739 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 178 | 25.638 EUR | |||
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(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit (EUR) | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit (EUR) |
NL0000235190 | Put Option | Purchase | 5 | 23.00 | American | 16/11/2012 | 0.40 |
NL0000235190 | Put Option | Purchase | 25 | 22.00 | American | 21/12/2012 | 0.40 |
NL0000235190 | Put Option | Purchase | 90 | 22.00 | American | 21/12/2012 | 0.41 |
NL0000235190 | Put Option | Purchase | 10 | 24.00 | American | 21/12/2012 | 0.90 |
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(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
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(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
Β
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
Β
3. | OTHER INFORMATION |
Β
(a) | Indemnity and other dealing arrangements |
Β
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
Β
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Β
Date of disclosure: | 20/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Β
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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