Last checked at 12 Apr 2024 10:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 11 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 1397256 | 14.41125 GBP | 14.17000 GBP |
EUR 0.22 ordinary | Sell
| 1208168 | 14.42833 GBP | 14.17000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 3248 | 14.2461 GBP |
EUR 0.22 ordinary | CFD
| Long | 3389 | 14.235533 GBP |
EUR 0.22 ordinary | CFD
| Long | 1962 | 14.27404179 GBP |
EUR 0.22 ordinary | CFD
| Long | 76115 | 14.25336675 GBP |
EUR 0.22 ordinary | CFD
| Long | 1925 | 14.203756 GBP |
EUR 0.22 ordinary | CFD
| Long | 4431 | 14.272783 GBP |
EUR 0.22 ordinary | CFD
| Long | 13051 | 14.23613536 GBP |
EUR 0.22 ordinary | CFD
| Long | 9677 | 14.28413868 GBP |
EUR 0.22 ordinary | CFD
| Long | 307 | 14.28732899 GBP |
EUR 0.22 ordinary | CFD
| Long | 12860 | 14.277608 GBP |
EUR 0.22 ordinary | CFD
| Long | 93436 | 14.18 GBP |
EUR 0.22 ordinary | CFD
| Long | 2454 | 14.26744906 GBP |
EUR 0.22 ordinary | CFD
| Long | 189 | 14.25452381 GBP |
EUR 0.22 ordinary | CFD
| Long | 22495 | 14.24277 GBP |
EUR 0.22 ordinary | CFD
| Long | 805 | 336.2209 ZAR |
EUR 0.22 ordinary | CFD
| Long | 16643 | 335.81518596 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3695 | 14.23152892 GBP |
EUR 0.22 ordinary | CFD
| Long | 8490 | 336.366124852768 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1154 | 14.18586872 GBP |
EUR 0.22 ordinary | CFD
| Long | 9736 | 336.05638661 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1190 | 14.25750097 GBP |
EUR 0.22 ordinary | CFD
| Long | 3339 | 14.27633769 GBP |
EUR 0.22 ordinary | CFD
| Long | 4334 | 14.26749093 GBP |
EUR 0.22 ordinary | CFD
| Long | 714 | 14.2586676 GBP |
EUR 0.22 ordinary | CFD
| Long | 2589 | 14.27306744 GBP |
EUR 0.22 ordinary | CFD
| Long | 3566 | 14.2714207 GBP |
EUR 0.22 ordinary | CFD
| Long | 2188 | 14.28555575 GBP |
EUR 0.22 ordinary | CFD
| Long | 2009 | 14.27807168 GBP |
EUR 0.22 ordinary | CFD
| Long | 1735 | 14.28705037 GBP |
EUR 0.22 ordinary | CFD
| Long | 1072 | 14.26848846 GBP |
EUR 0.22 ordinary | CFD
| Long | 680 | 14.26132437 GBP |
EUR 0.22 ordinary | CFD
| Long | 238 | 14.2595009 GBP |
EUR 0.22 ordinary | CFD
| Long | 19166 | 336.366206824585 ZAR |
EUR 0.22 ordinary | CFD
| Long | 37937 | 14.27403959 GBP |
EUR 0.22 ordinary | CFD
| Long | 839 | 14.179297 GBP |
EUR 0.22 ordinary | CFD
| Long | 4590 | 14.25230664 GBP |
EUR 0.22 ordinary | CFD
| Long | 75463 | 14.27403946 GBP |
EUR 0.22 ordinary | CFD
| Long | 1271 | 14.22883288 GBP |
EUR 0.22 ordinary | CFD
| Long | 7366 | 14.1794328 GBP |
EUR 0.22 ordinary | CFD
| Long | 1415 | 334.0 ZAR |
EUR 0.22 ordinary | CFD
| Long | 354 | 14.28 GBP |
EUR 0.22 ordinary | CFD
| Short | 700 | 14.18 GBP |
EUR 0.22 ordinary | CFD
| Short | 13887 | 14.264508 GBP |
EUR 0.22 ordinary | CFD
| Short | 19309 | 14.268707 GBP |
EUR 0.22 ordinary | CFD
| Short | 807 | 14.254523 GBP |
EUR 0.22 ordinary | CFD
| Short | 1629 | 14.2349363 GBP |
EUR 0.22 ordinary | CFD
| Short | 30100 | 14.2390777408638 GBP |
EUR 0.22 ordinary | CFD
| Short | 376 | 14.26359043 GBP |
EUR 0.22 ordinary | CFD
| Short | 1296 | 14.18017725 GBP |
EUR 0.22 ordinary | CFD
| Short | 1050 | 14.2488381 GBP |
EUR 0.22 ordinary | CFD
| Short | 5709 | 14.3 GBP |
EUR 0.22 ordinary | CFD
| Short | 9640 | 14.26600623 GBP |
EUR 0.22 ordinary | CFD
| Short | 13078 | 14.263888 GBP |
EUR 0.22 ordinary | CFD
| Short | 1276 | 14.2350901 GBP |
EUR 0.22 ordinary | CFD
| Short | 1169 | 14.23253849 GBP |
EUR 0.22 ordinary | CFD
| Short | 219 | 14.263493 GBP |
EUR 0.22 ordinary | CFD
| Short | 805 | 336.220868 ZAR |
EUR 0.22 ordinary | CFD
| Short | 25000 | 14.182127 GBP |
EUR 0.22 ordinary | CFD
| Short | 27656 | 336.36618166 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2830 | 334.0 ZAR |
EUR 0.22 ordinary | CFD
| Short | 9736 | 336.05638661 ZAR |
EUR 0.22 ordinary | CFD
| Short | 5295 | 14.2869763928234 GBP |
EUR 0.22 ordinary | CFD
| Short | 31012 | 14.2869769766542 GBP |
EUR 0.22 ordinary | CFD
| Short | 16643 | 335.81518596 ZAR |
EUR 0.22 ordinary | CFD
| Short | 489000 | 14.265654 GBP |
EUR 0.22 ordinary | CFD
| Short | 217 | 14.24082 GBP |
EUR 0.22 ordinary | CFD
| Short | 15138 | 14.18175949 GBP |
EUR 0.22 ordinary | CFD
| Short | 8672 | 14.28018066 GBP |
EUR 0.22 ordinary | CFD
| Short | 3974 | 14.28563514 GBP |
EUR 0.22 ordinary | CFD
| Short | 7864 | 14.26884052 GBP |
EUR 0.22 ordinary | CFD
| Short | 7118 | 14.26147378 GBP |
EUR 0.22 ordinary | CFD
| Short | 23760 | 14.223475 GBP |
EUR 0.22 ordinary | CFD
| Short | 800 | 14.299775 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 12 April 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.