Last checked at 19 Mar 2024 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 18 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 493799 | 13.39000 GBP | 13.10399 GBP |
EUR 0.22 ordinary | Sell
| 1193195 | 13.38500 GBP | 13.10399 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 296 | 13.199538 GBP |
EUR 0.22 ordinary | CFD
| Long | 9074 | 13.2784710885541 GBP |
EUR 0.22 ordinary | CFD
| Long | 663 | 13.20203791 GBP |
EUR 0.22 ordinary | CFD
| Long | 128736 | 13.32 GBP |
EUR 0.22 ordinary | CFD
| Long | 8575 | 318.98891778 ZAR |
EUR 0.22 ordinary | CFD
| Long | 5096 | 13.219986 GBP |
EUR 0.22 ordinary | CFD
| Long | 50 | 13.2414 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.2815 GBP |
EUR 0.22 ordinary | CFD
| Long | 270000 | 13.224412 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.18564304 GBP |
EUR 0.22 ordinary | CFD
| Long | 176 | 13.18943182 GBP |
EUR 0.22 ordinary | CFD
| Long | 67500 | 13.199432 GBP |
EUR 0.22 ordinary | CFD
| Long | 39165 | 13.2529 GBP |
EUR 0.22 ordinary | CFD
| Long | 2293 | 13.252902 GBP |
EUR 0.22 ordinary | CFD
| Long | 1414 | 13.22167963 GBP |
EUR 0.22 ordinary | CFD
| Long | 93 | 13.2925 GBP |
EUR 0.22 ordinary | CFD
| Long | 5582 | 13.221474 GBP |
EUR 0.22 ordinary | CFD
| Long | 67 | 13.194328 GBP |
EUR 0.22 ordinary | CFD
| Long | 12692 | 13.195 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.265 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.33 GBP |
EUR 0.22 ordinary | CFD
| Long | 780 | 13.19483506 GBP |
EUR 0.22 ordinary | CFD
| Long | 216 | 13.25354167 GBP |
EUR 0.22 ordinary | CFD
| Long | 9306 | 13.2853624 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.31334 GBP |
EUR 0.22 ordinary | CFD
| Long | 956 | 13.207479 GBP |
EUR 0.22 ordinary | CFD
| Long | 39 | 13.23358974 GBP |
EUR 0.22 ordinary | CFD
| Long | 7092 | 319.10646644 ZAR |
EUR 0.22 ordinary | CFD
| Long | 4857 | 319.00757669 ZAR |
EUR 0.22 ordinary | CFD
| Long | 275 | 13.20864677 GBP |
EUR 0.22 ordinary | CFD
| Short | 347 | 13.31689259 GBP |
EUR 0.22 ordinary | CFD
| Short | 7092 | 319.10646644 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4253 | 13.248931 GBP |
EUR 0.22 ordinary | CFD
| Short | 1650 | 319.070121212121 ZAR |
EUR 0.22 ordinary | CFD
| Short | 88233 | 13.305 GBP |
EUR 0.22 ordinary | CFD
| Short | 1108 | 13.29025271 GBP |
EUR 0.22 ordinary | CFD
| Short | 290 | 13.23242241 GBP |
EUR 0.22 ordinary | CFD
| Short | 36536 | 13.236626 GBP |
EUR 0.22 ordinary | CFD
| Short | 50 | 13.325 GBP |
EUR 0.22 ordinary | CFD
| Short | 1471 | 13.22431 GBP |
EUR 0.22 ordinary | CFD
| Short | 2585 | 13.309358 GBP |
EUR 0.22 ordinary | CFD
| Short | 790 | 13.273937 GBP |
EUR 0.22 ordinary | CFD
| Short | 104 | 13.320673 GBP |
EUR 0.22 ordinary | CFD
| Short | 3207 | 318.97539756782 ZAR |
EUR 0.22 ordinary | CFD
| Short | 16 | 13.2443 GBP |
EUR 0.22 ordinary | CFD
| Short | 8912 | 13.1960556 GBP |
EUR 0.22 ordinary | CFD
| Short | 140 | 13.3422321414286 GBP |
EUR 0.22 ordinary | CFD
| Short | 18 | 13.3536111111111 GBP |
EUR 0.22 ordinary | CFD
| Short | 13049 | 13.195 GBP |
EUR 0.22 ordinary | CFD
| Short | 450 | 13.2852 GBP |
EUR 0.22 ordinary | CFD
| Short | 27996 | 13.24515549 GBP |
EUR 0.22 ordinary | CFD
| Short | 1355 | 13.32099631 GBP |
EUR 0.22 ordinary | CFD
| Short | 3301 | 13.2091898161163 GBP |
EUR 0.22 ordinary | CFD
| Short | 23060 | 13.234824 GBP |
EUR 0.22 ordinary | CFD
| Short | 4602 | 13.278914 GBP |
EUR 0.22 ordinary | CFD
| Short | 4151 | 13.304867 GBP |
EUR 0.22 ordinary | CFD
| Short | 3635 | 13.28982 GBP |
EUR 0.22 ordinary | CFD
| Short | 1306 | 13.194617 GBP |
EUR 0.22 ordinary | CFD
| Short | 409 | 13.205246 GBP |
EUR 0.22 ordinary | CFD
| Short | 144 | 13.281932 GBP |
EUR 0.22 ordinary | CFD
| Short | 243 | 13.229383 GBP |
EUR 0.22 ordinary | CFD
| Short | 576 | 13.231667 GBP |
EUR 0.22 ordinary | CFD
| Short | 8575 | 318.98891778 ZAR |
EUR 0.22 ordinary | CFD
| Short | 611 | 13.1950081833061 GBP |
EUR 0.22 ordinary | CFD
| Short | 2 | 13.3525 GBP |
EUR 0.22 ordinary | CFD
| Short | 2 | 13.35375 GBP |
EUR 0.22 ordinary | CFD
| Short | 284 | 13.35543221 GBP |
EUR 0.22 ordinary | CFD
| Short | 65 | 13.35046725 GBP |
EUR 0.22 ordinary | CFD
| Short | 538 | 13.30894046 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 19 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.