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11 Apr 2024 11:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 10 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 762820 | 14.24903 GBP | 14.05875 GBP |
EUR 0.22 ordinary | Sell
| 1029783 | 14.30428 GBP | 14.13151 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 8101 | 14.22944563 GBP |
EUR 0.22 ordinary | CFD
| Long | 858 | 14.20794872 GBP |
EUR 0.22 ordinary | CFD
| Long | 16866 | 14.194799 GBP |
EUR 0.22 ordinary | CFD
| Long | 3982 | 14.20247609 GBP |
EUR 0.22 ordinary | CFD
| Long | 878 | 14.166327 GBP |
EUR 0.22 ordinary | CFD
| Long | 192 | 14.305 GBP |
EUR 0.22 ordinary | CFD
| Long | 298 | 14.279312 GBP |
EUR 0.22 ordinary | CFD
| Long | 49352 | 14.23 GBP |
EUR 0.22 ordinary | CFD
| Long | 1260 | 14.19746939 GBP |
EUR 0.22 ordinary | CFD
| Long | 2893 | 14.19696701 GBP |
EUR 0.22 ordinary | CFD
| Long | 6519 | 14.2282873 GBP |
EUR 0.22 ordinary | CFD
| Long | 13527 | 333.87808383 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2639 | 14.211141 GBP |
EUR 0.22 ordinary | CFD
| Long | 45830 | 14.170666 GBP |
EUR 0.22 ordinary | CFD
| Long | 13317 | 14.180942 GBP |
EUR 0.22 ordinary | CFD
| Long | 3039 | 14.17968 GBP |
EUR 0.22 ordinary | CFD
| Long | 2262 | 14.199716 GBP |
EUR 0.22 ordinary | CFD
| Long | 2200 | 14.272284 GBP |
EUR 0.22 ordinary | CFD
| Long | 1258 | 14.229999600159 GBP |
EUR 0.22 ordinary | CFD
| Long | 909 | 14.214117 GBP |
EUR 0.22 ordinary | CFD
| Long | 24 | 14.187841 GBP |
EUR 0.22 ordinary | CFD
| Long | 14096 | 14.205229 GBP |
EUR 0.22 ordinary | CFD
| Long | 161 | 14.24704969 GBP |
EUR 0.22 ordinary | CFD
| Long | 1223 | 333.26914963 ZAR |
EUR 0.22 ordinary | CFD
| Long | 7691 | 333.67722143 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1012 | 14.229289 GBP |
EUR 0.22 ordinary | CFD
| Long | 70 | 14.304286 GBP |
EUR 0.22 ordinary | CFD
| Long | 4014 | 14.17425012 GBP |
EUR 0.22 ordinary | CFD
| Long | 3389 | 334.375125405724 ZAR |
EUR 0.22 ordinary | CFD
| Long | 692 | 14.12 GBP |
EUR 0.22 ordinary | CFD
| Long | 1 | 14.094919 GBP |
EUR 0.22 ordinary | CFD
| Long | 139 | 14.095 GBP |
EUR 0.22 ordinary | CFD
| Long | 16 | 14.28 GBP |
EUR 0.22 ordinary | CFD
| Long | 7650 | 334.375156862745 ZAR |
EUR 0.22 ordinary | CFD
| Long | 5741 | 14.2294308 GBP |
EUR 0.22 ordinary | CFD
| Long | 2024 | 333.507229 ZAR |
EUR 0.22 ordinary | CFD
| Long | 703402 | 14.24 GBP |
EUR 0.22 ordinary | CFD
| Long | 669 | 14.1913 GBP |
EUR 0.22 ordinary | CFD
| Long | 10364 | 14.204379 GBP |
EUR 0.22 ordinary | CFD
| Short | 486 | 14.1705453 GBP |
EUR 0.22 ordinary | CFD
| Short | 847 | 333.26893742621 ZAR |
EUR 0.22 ordinary | CFD
| Short | 501000 | 14.172444 GBP |
EUR 0.22 ordinary | CFD
| Short | 13493 | 14.249034 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.135 GBP |
EUR 0.22 ordinary | CFD
| Short | 148 | 14.191862 GBP |
EUR 0.22 ordinary | CFD
| Short | 500 | 14.181 GBP |
EUR 0.22 ordinary | CFD
| Short | 362 | 14.146133 GBP |
EUR 0.22 ordinary | CFD
| Short | 5376 | 14.17630952 GBP |
EUR 0.22 ordinary | CFD
| Short | 91 | 14.164517 GBP |
EUR 0.22 ordinary | CFD
| Short | 2340 | 14.16902724 GBP |
EUR 0.22 ordinary | CFD
| Short | 46859 | 14.23 GBP |
EUR 0.22 ordinary | CFD
| Short | 538 | 14.10549368 GBP |
EUR 0.22 ordinary | CFD
| Short | 491 | 14.14842797 GBP |
EUR 0.22 ordinary | CFD
| Short | 231 | 14.11049385 GBP |
EUR 0.22 ordinary | CFD
| Short | 7691 | 333.67722143 ZAR |
EUR 0.22 ordinary | CFD
| Short | 10840 | 14.16691721 GBP |
EUR 0.22 ordinary | CFD
| Short | 17495 | 14.201535 GBP |
EUR 0.22 ordinary | CFD
| Short | 708 | 14.16999294 GBP |
EUR 0.22 ordinary | CFD
| Short | 34710 | 14.2295747 GBP |
EUR 0.22 ordinary | CFD
| Short | 2587 | 14.203564 GBP |
EUR 0.22 ordinary | CFD
| Short | 13527 | 333.87808383 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2024 | 333.5072 ZAR |
EUR 0.22 ordinary | CFD
| Short | 11039 | 334.37514721 ZAR |
EUR 0.22 ordinary | CFD
| Short | 376 | 333.269627659574 ZAR |
EUR 0.22 ordinary | CFD
| Short | 811 | 14.208661 GBP |
EUR 0.22 ordinary | CFD
| Short | 3300 | 14.1837515151515 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 April 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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