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Form 8.5 (EPT/RI)

26 Mar 2024 15:57

RNS Number : 3889I
Bank of America Merrill Lynch
26 March 2024
 

FORM 8.5 Replacement

 

 

The Form 8.5 MONDI PLC announcement released on 05/03/2024 under RNS 6429F has been amended.

 

Amendments are identified with an asterisk (*).

 

 

The full amended text is shown below

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Merrill Lynch International

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates: Use a separate form for each offeror/offeree

MONDI PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

MONDI PLC

(d)

Date dealing undertaken:

04/03/2024

(e)

In addition to the company in 1(b) above, is theexempt principal trader making disclosures inrespect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:

(DS SMITH PLC)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unitpaid/received

Lowest price per unitpaid/received

EUR 0.22 ordinary

Purchase

536,364

13.99 GBP

13.645 GBP

EUR 0.22 ordinary

Sale

505,275

13.965 GBP

13.665 GBP

 

(b)

Cash-settled derivative transactions

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing along/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

43

*333.59 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

10,187

*332.709 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

2,170

*333.104 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

957

*333.105 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

194

*333.59 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

3,732

13.841 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

452

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

3,995

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

700

13.991 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

1,450

13.804 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

15,811

13.804 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

5,341

13.775 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

600

13.925 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

16,368

13.925 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

86,172

13.824 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

5,976

13.751 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

1,808

13.772 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

19

13.774 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

19

13.724 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a long position

1,308

13.833 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

193

13.837 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Long Position

9,663

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

648

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

16,912

13.915 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

298

13.814 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

12,956

13.804 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

16,375

13.775 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

1,336

13.796 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

54

13.708 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

9,644

13.793 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

5,541

13.784 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

1,224

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

1,523

13.865 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

3,578

13.765 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

1,232

13.765 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short position

135

13.995 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short position

9,701

13.841 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

6,997

13.791 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

12,007

13.837 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Short Position

54

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

16

13.775 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

956

13.819 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

360

13.775 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

1,152

13.804 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

3,190

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

16,368

13.925 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

3,858

13.774 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

1,235

13.803 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

318

13.768 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

4,300

13.804 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

2,556

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

3,696

13.925 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

3,857

13.834 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

987

13.761 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

25

13.724 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Short Position

135

13.833 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

254

13.745 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a long position

88

13.766 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

721

13.793 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

2,591

13.768 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

1,065

13.76 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

6,684

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

886

13.826 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

9

13.807 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short position

70,318

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short position

648

13.726 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a short position

912

13.723 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

254

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

54

13.814 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

7,344

13.803 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

3,857

13.834 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

16,200

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

5,491

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

14,328

13.925 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

1,236

13.784 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

18,180

13.834 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Long Position

315

13.841 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a long position

400

13.837 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a short position

912

13.84 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a long position

134

13.818 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product descriptione.g. call option

Exercising/exercisedagainst

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

*26/03/2024

Contact name:

Frank Lui

Telephone number:

+44207 996 6418

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
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22nd Apr 202410:09 amRNSForm 8.5 (EPT/RI) - Amendment
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19th Apr 20243:05 pmRNSForm 8.3 - Mondi plc
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