Last checked at 9 Apr 2024 14:37
Amendment - due to the amendment of Derivatives transactions, the disclosure made on 12 March for dealings on 11 March has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 11 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 877,403 | 13.5550 GBP | 13.2450 GBP |
EUR 0.22 ordinary | Sales | 1,011,699 | 13.6050 GBP | 13.2450 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Opening a long position | 34,650 | 13.3130 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 350 | 13.3130 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 174,117 | 13.3396 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 18 | 13.3455 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 19,386 | 13.3583 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,143 | 13.3601 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 203 | 13.3618 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 55 | 13.3618 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 90 | 13.3652 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 675 | 13.3666 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,300 | 13.3684 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 2,300 | 13.3684 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 147 | 13.3697 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 275 | 13.3702 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 191 | 13.3702 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 518 | 13.3738 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 200 | 13.3746 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 26 | 13.3784 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,078 | 13.3786 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 241 | 13.3798 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 748 | 13.3800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 664 | 13.3820 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 6 | 13.3857 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 201 | 13.3858 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 843 | 13.3918 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 145 | 13.3975 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 38 | 13.4030 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 382 | 13.4039 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 37 | 13.4039 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 110 | 13.4039 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 856 | 13.4061 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 12,201 | 13.4106 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 16,483 | 13.4112 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 548 | 13.4117 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 169 | 13.4117 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 132 | 13.4122 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 800 | 13.4355 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 70,492 | 13.4407 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 158 | 13.4708 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 162 | 13.4830 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 225 | 13.4832 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 33 | 13.4832 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7,123 | 13.4840 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 9 | 13.4861 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 60 | 13.4911 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,101 | 13.4939 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 384 | 13.4939 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 1,078 | 13.4949 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,319 | 13.4951 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 59 | 13.4955 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,267 | 13.4955 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,913 | 13.4963 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 379 | 13.4963 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 238 | 13.4970 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,670 | 13.4970 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 10 | 13.4989 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 8 | 13.5549 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 1,304 | 319.5478 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 20 | 319.5478 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 33,182 | 320.9851 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,839 | 320.9851 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 8,183 | 320.9851 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 2,579 | 13.3152 GBP |
EUR 0.22 ordinary | SWAP | Increasing a long position | 193 | 13.6024 GBP |
EUR 0.22 ordinary | SWAP | Increasing a short position | 13,584 | 319.1538 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a short position | 48,528 | 320.8497 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.