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Holding(s) in Company

13 Apr 2021 07:00

RNS Number : 2206V
KAZ Minerals PLC
13 April 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Mr Oleg Novachuk

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

5. Date on which the threshold was crossed or reachedvi:

7 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

10.607

10.607

50,134,884

Position of previous notification (if

applicable)

7.65

7.65

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38

50,134,884

10.607

SUBTOTAL 8. A

50,134,884

10.607

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V.

0.391

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

 

Place of completion

London, U.K.

Date of completion

9 April 2021

 

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Mr Oleg Novachuk

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

8 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368

39.368

186,079,209

Position of previous notification (if

applicable)

10.607

10.607

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38

186,079,209

39.368

SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V.

0.391

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited

28.761

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

 

Place of completion

London, U.K.

Date of completion

9 April 2021

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Mr Vladimir Kim

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

7 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368

39.368

186,079,209

Position of previous notification (if

applicable)

31.73

31.73

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38

186,079,209

39.368

SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V.

0.391

Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285

Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104

Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827

Vladimir Kim, Folin Universal Tust Reg., Cuprum Holding Limited

28.761

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

 

Place of completion

London, U.K.

Date of completion

9 April 2021

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Mr Vladimir Kim

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

8 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368

39.368

186,079,209

Position of previous notification (if

applicable)

39.368

39.368

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38

186,079,209

39.368

SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V.

0.391

Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285

Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104

Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827

Vladimir Kim, Folin Universal Tust Reg., Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited

28.761

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

 

Place of completion

London, U.K.

Date of completion

9 April 2021

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B0HZPV38

Issuer Name

KAZ MINERALS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Morgan Stanley

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

NAME

CITY OF REGISTERED OFFICE

COUNTRY OF REGISTERED OFFICE

Morgan Stanley

Wilmington, Delaware

USA

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

No

NAME

CITY OF REGISTERED OFFICE

COUNTRY OF REGISTERED OFFICE

Morgan Stanley & Co. International plc

London

UNITED KINGDOM

5. Date on which the threshold was crossed or reached

06-Apr-2021

6. Date on which Issuer notified

08-Apr-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.337552

0.005405

5.342957

25254593

Position of previous notification (if applicable)

n/a

n/a

n/a

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE)

NUMBER OF DIRECT VOTING RIGHTS (DTR5.1)

NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1)

% OF DIRECT VOTING RIGHTS (DTR5.1)

% OF INDIRECT VOTING RIGHTS (DTR5.2.1)

GB00B0HZPV38

25229046

5.337552

Sub Total 8.A

25229046

5.337552%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED

% OF VOTING RIGHTS

Right of recall over securities lending agreements

at any time

at any time

25547

0.005405

Sub Total 8.B1

25547

0.005405%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

PHYSICAL OR CASH SETTLEMENT

NUMBER OF VOTING RIGHTS

% OF VOTING RIGHTS

Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate Controlling Person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Morgan Stanley

0.000000

Morgan Stanley Capital Management, LLC

0.000000

Morgan Stanley Domestic Holdings, Inc.

0.000000

Morgan Stanley & Co. LLC

0.000000

Morgan Stanley

0.000000

Morgan Stanley International Holdings Inc.

0.000000

Morgan Stanley International Limited

0.000000

Morgan Stanley Invest-ments (UK)

0.000000

Morgan Stanley & Co. International plc

5.337552

5.337552

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

 

The number and % of voting rights held

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

08-Apr-2021

13. Place Of Completion

Glasgow

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
HOLZZGMDZZFGMZZ
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6th Apr 202111:19 amRNSForm 8.5 (EPT/RI) - Kaz Minerals plc
6th Apr 202111:15 amRNSForm 8.5 (EPT/RI) - Kaz Minerals Plc
6th Apr 20218:36 amRNSForm 8.5 (EPT/RI)
6th Apr 20217:00 amRNSBAIMSKAYA TASED STATUS CONFIRMED

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