2 Feb 2021 11:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 01 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 479869 | 7.45231 GBP | 7.31441 GBP |
20p ordinary | Sell
| 447356 | 7.45201 GBP | 7.30556 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 843 | 7.41573 GBP |
20p ordinary | CFD
| Long | 10019 | 7.39597255 GBP |
20p ordinary | CFD
| Long | 774 | 7.4271834625323 GBP |
20p ordinary | CFD
| Long | 132 | 7.3778329630303 GBP |
20p ordinary | CFD
| Long | 18 | 7.305269 GBP |
20p ordinary | CFD
| Long | 2755 | 7.385528 GBP |
20p ordinary | CFD
| Long | 12 | 7.360612 GBP |
20p ordinary | CFD
| Long | 61 | 7.353587 GBP |
20p ordinary | CFD
| Long | 103 | 7.391316 GBP |
20p ordinary | CFD
| Long | 236 | 7.352394 GBP |
20p ordinary | CFD
| Long | 6180 | 7.442754 GBP |
20p ordinary | CFD
| Long | 3719 | 7.422882 GBP |
20p ordinary | CFD
| Long | 1290 | 7.42718604651163 GBP |
20p ordinary | CFD
| Long | 608 | 7.40598684210526 GBP |
20p ordinary | CFD
| Long | 3267 | 7.344812 GBP |
20p ordinary | CFD
| Long | 9273 | 7.452 GBP |
20p ordinary | CFD
| Long | 2652 | 7.37456636500754 GBP |
20p ordinary | CFD
| Long | 2848 | 7.40675561797753 GBP |
20p ordinary | CFD
| Long | 4847 | 7.36363730142356 GBP |
20p ordinary | CFD
| Long | 1653 | 7.390296430732 GBP |
20p ordinary | CFD
| Short | 1891 | 7.407897 GBP |
20p ordinary | CFD
| Short | 52 | 7.397927 GBP |
20p ordinary | CFD
| Short | 1304 | 7.41965 GBP |
20p ordinary | CFD
| Short | 4769 | 7.42609347808765 GBP |
20p ordinary | CFD
| Short | 1446 | 7.452 GBP |
20p ordinary | CFD
| Short | 6843 | 7.418604 GBP |
20p ordinary | CFD
| Short | 40 | 7.412939 GBP |
20p ordinary | CFD
| Short | 34 | 7.414746 GBP |
20p ordinary | CFD
| Short | 5 | 7.381769 GBP |
20p ordinary | CFD
| Short | 54 | 7.452209 GBP |
20p ordinary | CFD
| Short | 3794 | 7.406677 GBP |
20p ordinary | CFD
| Short | 5479 | 7.376081 GBP |
20p ordinary | CFD
| Short | 25000 | 7.414973 GBP |
20p ordinary | CFD
| Short | 4998 | 7.31440976 GBP |
20p ordinary | CFD
| Short | 20 | 7.41193189 GBP |
20p ordinary | CFD
| Short | 3267 | 7.333716 GBP |
20p ordinary | CFD
| Short | 24 | 7.386 GBP |
20p ordinary | CFD
| Short | 23629 | 7.44680306394684 GBP |
20p ordinary | CFD
| Short | 17726 | 7.383563 GBP |
20p ordinary | CFD
| Short | 8567 | 7.355735 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 02 February 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.